Education-related health inequities in noncommunicable diseases: an analysis of the Brazilian National Health Survey, 2013 and 2019

Inequidades relacionadas à escolaridade na prevalência de doenças crônicas não transmissíveis: uma análise da Pesquisa Nacional de Saúde, 2013 e 2019

Inequidades de salud relacionadas con la educación en enfermedades no transmisibles: un análisis de la Encuesta Nacional de Salud brasileña, 2013 y 2019

Abstracts

This study assesses changes in the prevalence and distribution of noncommunicable diseases (NCDs) and related risk factors among Brazilian adults from the 2013 and 2019 Brazilian National Health Surveys (PNS). It is based on the hypothesis that deteriorating socioeconomic conditions over this period would lead to increased NCDs among the least advantaged populations. We estimated adjusted prevalence ratios by education category and three inequality measures - the slope index of inequality (SII), the relative index of inequality (RII), and population attributable fraction (PAF) - for obesity, hypertension, arthritis, asthma, cancer, depression, diabetes, heart disease, having any chronic condition, and multimorbidity by survey year. We also estimated the 27 Brazilian Federative Units RII and prevalence rates for diabetes and multimorbidity per year and plotted the RII against prevalence by year. Results showed that all NCDs increased over the period observed, ranging from an 8% increase in the adjusted prevalence of arthritis to a 24% increase in the adjusted prevalence of obesity. Measures of inequality showed that most conditions exhibited significant educational inequities in both 2013 and 2019. However, on average, education-based inequities did not significantly change between the two periods. Considering the deterioration of the socioeconomic conditions of most Brazilians, the erosion of social protections, and the continuing economic, political, and health crises occurring in the nation, we observed an urgent need for discussion about the best way to adopt equity-promoting health policies and programs and action to reduce socioeconomic and geographic inequalities in NCDs throughout the country.

Keywords:
Health Status Disparities; Noncommunicable Diseases; Education; Socieconomic Factors


O artigo avalia mudanças na prevalência e distribuição de doenças crônicas não transmissíveis (DCNTs) e fatores de risco associados entre adultos brasileiros nas edições de 2013 e 2019 da Pesquisa Nacional de Saúde (PNS), com base na hipótese de que a piora das condições socioeconômicas durante o período tenha levado a um aumento das DCNTs entre as populações mais vulneráveis. Estimamos razões de prevalência ajustadas por categoria de escolaridade e três medidas de desigualdade - índice de desigualdade absoluta (SII), índice relativo de desigualdade (RII) e fração atribuível à população (PAF) - para obesidade, hipertensão, artrite, asma, câncer, depressão, diabetes, doenças cardíacas, qualquer condição crônica e multimorbidade, por ano da pesquisa. Para as 27 Unidades da Federação, estimamos também as taxas de prevalência de diabetes e de multimorbidade por ano e cotejamos os RII com as taxas de prevalência por ano. Os resultados mostram que todas as DCNTs aumentaram ao longo do período de observação, desde um aumento de 8% na prevalência ajustada de artrite a um aumento de 24% na prevalência ajustada de obesidade. As medidas de desigualdade revelam que a maioria das DCNTs mostrou inequidades significativas em relação à escolaridade, tanto em 2013 quanto em 2019. Entretanto, em média, as inequidades com base na escolaridade não mudaram entre os dois períodos. Devido à deterioração das condições socioeconômicas para a maioria dos brasileiros, à erosão das proteções sociais e à continuação das crises econômica, política e sanitária enfrentadas pela nação, há necessidade urgente de um debate sobre as melhores políticas e programas de saúde para promover a equidade e reduzir desigualdades socieconômicas e geográficas das DCNTs em todo o país

Palavras-chave:
Iniquidades em Saúde; Doenças Não Transmissíveis; Educação; Fatores Socieconômicos


Este trabajo evalúa los cambios en la prevalencia y distribución de las enfermedades no transmisibles (ENT) y factores de riesgo relacionados entre adultos brasileños en las Encuestas Nacionales de Salud (PNS) de 2013 y 2019 , basadas en la hipótesis de que las condiciones económicas en deterioro durante este período conducirían a ENTs entre los grupos de población menos favorecidos. Estimamos las ratios de prevalencia ajustados por categoría de educación y tres medidas de desigualdad -la curva del índice de desigualdad (SII), el índice relativo de desigualdad (RII), y la fracción atribuible de población (PAF)- para obesidad, hipertensión, artritis, asma, cáncer, depresión, diabetes, enfermedad cardiovascular, padeciendo alguna condición crónica, y multimorbilidad por año de encuesta. También estimamos 27 estados de RII y tasas de prevalencia para la diabetes y multimorbilidad por año, y se plantearon los RII frente a la prevalencia por año. Los resultados muestran que todas las ENTs se incrementaron durante el período observado, yendo desde un 8% de incremento en la prevalencia ajustada por artritis hasta un 24% de incremento en la prevalencia ajustada por obesidad. Las medidas de desigualdad muestran que la mayoría de las condiciones expuestas presentan inequidades educacionales significativas, tanto en 2013, como en 2019. No obstante, como promedio, las inequidades relacionadas con la educación no cambiaban significativamente durante los dos períodos. Debido al deterioro de las condiciones socioeconómicas de la mayoría de los brasileños, la erosión de la protección social, y las continuas crisis económicas, políticas, y de salud, que enfrenta la nación, existe una urgente necesidad de debatir sobre el mejor camino para adoptar medidas que promuevan la equidad en las políticas de salud y sus programas, así como acciones para conseguir reducciones en las desigualdades socioeconómicas y geográficas en las ENTs en todo el país.

Palabras-clave:
Inequidad en la Salud; Enfermedades No Transmisibles; Educación; Factores Socioeconómicos


Introduction

While economic inequalities in Brazil are still remarkable, some measures, such as the Gini coefficient had been declining steadily since the early 2000s 11. Lustig N, Lopez-Calva LF, Ortiz-Juarez E, Monga C. Deconstructing the decline in inequality in Latin America. In: Basu K, Stiglitz JE, editors. Inequality and growth: patterns and policy. v. II: regions and regularities. London: Palgrave Macmillan UK; 2016. p. 212-47.. However, from 2014 to 2016, the country suffered a devastating recession 22. Arestis P, Ferrari-Filho F, Resende MFC, Bittes Terra FH. A critical analysis of the Brazilian 'expansionary fiscal austerity': why did it fail to ensure economic growth and structural development? Int Rev Appl Econ 2021; 36:4-16. that led to double-digit unemployment rate, as well as a worsening income inequality in subsequent years 33. Neri MC. A escalada da desigualdade - qual foi o impacto da crise sobre distribuição de renda e pobreza? Rio de Janeiro: Fundação Getúlio Vargas; 2019.. The period of the economic recession was followed by significant cuts to social spending with important consequences for population health and health inequality 44. Hone T, Mirelman AJ, Rasella D, Paes-Sousa R, Barreto ML, Rocha R, et al. Effect of economic recession and impact of health and social protection expenditures on adult mortality: a longitudinal analysis of 5565 Brazilian municipalities. Lancet Glob Health 2019; 7:e1575-83.,55. Rasella D, Basu S, Hone T, Paes-Sousa R, Ocke-Reis CO, Millett C. Child morbidity and mortality associated with alternative policy responses to the economic crisis in Brazil: a nationwide microsimulation study. PLoS Med 2018; 15:e1002570..

Noncommunicable diseases (NCDs) and related risk factors, such as obesity have become more prevalent in Brazil since the population grows older and increasingly adopts lifestyles that combine higher consumption of processed food, reduced physical activity, and more sedentary occupations 66. Szwarcwald CL, Souza Júnior PRB, Marques AP, Almeida WS, Montilla DER. Inequalities in healthy life expectancy by Brazilian geographic regions: findings from the National Health Survey, 2013. Int J Equity Health 2016; 15:141.. The burden of NCDs has increased considerably in the last three decades; ischemic heart disease was the fourth leading cause of years of life lost (YLL) in 1990 and, in 2016, was the first cause 77. Marinho F, de Azeredo Passos VM, Malta DC, França EB, Abreu DMX, Araújo VEM, et al. Burden of disease in Brazil, 1990-2016: a systematic subnational analysis for the Global Burden of Disease Study 2016. Lancet 2018; 392:760-75.. Implicit to this high burden of NCD is the increasing contribution of metabolic risk factors, including high body mass index (BMI) (particularly for women) and high systolic blood pressure, contributing to diabetes and cardiovascular disease 77. Marinho F, de Azeredo Passos VM, Malta DC, França EB, Abreu DMX, Araújo VEM, et al. Burden of disease in Brazil, 1990-2016: a systematic subnational analysis for the Global Burden of Disease Study 2016. Lancet 2018; 392:760-75.. Hypertension and diabetes were reported by 21% and 6% of the adult population, respectively, according to a 2013 national survey 88. Beltrán-Sánchez H, Andrade FCD. Time trends in adult chronic disease inequalities by education in Brazil: 1998-2013. Int J Equity Health 2016; 15:139.. Multimorbidity - the presence of two or more NCDs in the same individual - has also increased over time 99. de Souza ASS, Braga JU. Trends in the use of health services and their relationship with multimorbidity in Brazil, 1998-2013. BMC Health Serv Res 2020; 20:1080. and is strongly associated with changes in lifestyle. Also, it is associated with higher mortality risk, lower quality of life, and greater need for healthcare services and medications 1010. de Almeida MGN, Nascimento-Souza MA, Lima-Costa MF, Peixoto SV. Lifestyle factors and multimorbidity among older adults (ELSI-Brazil). Eur J Ageing 2020; 17:521-9.. NCDs and multimorbidity are particularly common in older adults (50 or older) and are often concentrated among those of lower socioeconomic status 1111. Hosseinpoor AR, Bergen N, Mendis S, Harper S, Verdes E, Kunst A, et al. Socioeconomic inequality in the prevalence of noncommunicable diseases in low-and middle-income countries: results from the World Health Survey. BMC Public Health 2012; 12:474.. Inequalities in health are also pronounced in Brazil and have been widely documented 1212. Landmann-Szwarcwald C, Macinko J. A panorama of health inequalities in Brazil. Int J Equity Health 2016; 15:174..

In the past decades, prevalence of chronic non-communicable diseases, such as diabetes, hypertension, stroke, and arthritis have been consistently higher for individuals with low schooling level, compared to those with a higher education 1313. Malta DC, Bernal RTI, de Souza MFM, Szwarcwald CL, Lima MG, de Azevedo Barros MB. Social inequalities in the prevalence of self-reported chronic non-communicable diseases in Brazil national health survey 2013. Int J Equity Health 2016; 15:153.. However, distinct patterns seem to be emerging over time for different conditions. Evidence of this evolving pattern was described by Beltrán-Sánchez & Andrade 88. Beltrán-Sánchez H, Andrade FCD. Time trends in adult chronic disease inequalities by education in Brazil: 1998-2013. Int J Equity Health 2016; 15:139., using a series of cross-sectional surveys between 1998 and 2013. They found that educational inequality for diabetes grew consistently over this period, whereas, for hypertension and heart disease, educational inequality remained mostly stable. While Brazil had seen progress in reducing inequalities for some health outcomes, especially for children 1414. Carvalho CA, Silva AAM, Victora C, Goldani M, Bettiol H, Thomaz EBAF, et al. Changes in infant and neonatal mortality and associated factors in eight cohorts from three Brazilian cities. Sci Rep 2020; 10:3249.,1515. França GVA, Restrepo-Méndez MC, Maia MFS, Victora CG, Barros AJD. Coverage and equity in reproductive and maternal health interventions in Brazil: impressive progress following the implementation of the Unified Health System. Int J Equity Health 2016; 15:149., the period since 2015 has seen worsening of socioeconomic conditions and reduced government expenditures on poverty alleviation programs, as well as other social services, such as healthcare via the Brazilian Unified National Health System (SUS) 1616. Souza L, Barros RD, Barreto ML, Katikireddi SV, Hone TV, Paes de Sousa R, et al. The potential impact of austerity on attainment of the Sustainable Development Goals in Brazil. BMJ Glob Health 2019; 4:e001661.. It is currently unknown how such circumstances have affected the NCDs and the related inequalities within the country.

This study intends to stimulate a debate about (1) whether rising NCDs - especially during a period of increasing social and economic inequalities amidst an erosion of government support for public services - are primarily experienced by those in the lowest socioeconomic position, and (2) what course(s) of action would be most effective in combatting persistent health inequities by socio-economic position and other factors, such as geography.

Methods

Data from two cross-sectional population-based surveys, the 2013 and 2019 editions of the Brazilian National Health Survey (PNS) were used, conducted by the Brazilian Institute of Geography and Statistics (IBGE) in partnership with the Brazilian Ministry of Health to provide estimates that are representative at the national, regional, state, and state capital levels 1717. Stopa SR, Szwarcwald CL, Oliveira MM, Gouvea E, Vieira M, Freitas MPS, et al. National Health Survey 2019: history, methods and perspectives. Epidemiol Serv Saúde 2020; 29:e2020315.. The PNS uses a complex sample design in three stages. In the first stage, primary sampling units (PSU), represented by census tracts, are randomly selected from a master file of census tract stratified by geographic region, and urban/rural situation. In the second stage, households are selected from PSUs. Finally, participants are randomly selected from the households. Pre-scheduled face-to-face interviews are conducted using structured questionnaires that cover a range of demographic, socioeconomic, and health-related questions 1717. Stopa SR, Szwarcwald CL, Oliveira MM, Gouvea E, Vieira M, Freitas MPS, et al. National Health Survey 2019: history, methods and perspectives. Epidemiol Serv Saúde 2020; 29:e2020315.,1818. Szwarcwald CL, Malta DC, Pereira CA, Vieira ML, Conde WL, Souza Junior PR, et al. Pesquisa Nacional de Saúde no Brasil: concepção e metodologia de aplicação. Ciênc Saúde Colet 2014; 19:333-42.. A recently released version of the PNS 2013 was used, in which IBGE had recalibrated the expansion factors to make the 2013 PNS comparable with the 2019 study 1919. Instituto Brasileiro de Geografia e Estatística. Informações referentes às tabelas da PNS 2013 e 2019. https://biblioteca.ibge.gov.br/visualizacao/livros/liv101838.pdf (accessed on 13/Jan/2022).
https://biblioteca.ibge.gov.br/visualiza...
. Our analytic sample included 60,202 and 88,509 respondents aged 18 or older, from the PNS 2013 and PNS 2019, respectively. Approximately 6% of the respondents had at least one missing response and were dropped from the analyses resulting in a final sample size of 139,322.

Self-reported data were used on seven chronic conditions, i.e., hypertension, arthritis, asthma, cancer, depression, diabetes, and hearth disease. Presence of these conditions among respondents was confirmed by the question: “Have you ever been told by a doctor that you had (insert condition)?” in both surveys. Also, it was used measures of weight and height collected from participants to calculate BMI. Obesity was defined as a BMI greater than 30kg/m2. Measures of weight and height were obtained from all respondents in 2013 and a subsample of respondents (n = 6,571) in 2019. Two other outcome variables were established, “any chronic condition”, defined as any of the eight conditions or risk factors previously listed, and “multimorbidity”, defined as two or more of those chronic conditions or risk factors.

Respondent’s education was classified into four categories: less than primary (including those unable to read or write), primary complete (including those with only a few years of secondary school), high school complete, and incomplete or complete higher education. Education was confirmed by the same question in both surveys.

Also, data on age (a continuous measure of age was interacted with its square to capture the nonlinear effects of age on each outcome), birth sex (male, female), dummy variables for each Brazilian Federative Units and the Federal District (hence referred to as states), and a measure of wealth derived from principal components analysis of a list of household goods (e.g., T.V., refrigerator, washer, microwave, computer, car, internet service, landline, cell phone, and other common household items) were used and categorized into quintiles. The same variables were used in both surveys to construct all measures.

Statistical analysis

Proportions/means and 95% confidence intervals (95%CI) for age, sex, education category, and income by survey year were described. Prevalence rates for all outcomes, eight chronic conditions and/or risk factors, and two combinations, i.e., any chronic and multimorbidity by survey year were also described. Considering the complex, weighted survey design, design-corrected F and t-tests were used to test the differences between the two surveys and adjusted Wald tests for hypothesis testing 2020. Heeringa S, West BT, Berglund PA. Applied survey data analysis. 2nd Ed. Boca Raton: CRC Press/Taylor & Francis Group; 2017.. Previous analysis using PNS data have shown that combining data from different versions of a survey can produce unbiased estimates if the survey designed is properly accounted for in the analysis 2121. Mullachery P, Silver D, Macinko J. Changes in health care inequity in Brazil between 2008 and 2013. Int J Equity Health 2016; 15:140..

The associations between health outcomes and sociodemographic characteristics were estimated using robust survey-weighted Poisson regression to obtain adjusted prevalence ratios. These models were adjusted for age, age-squared, sex, state fixed effects, education level, wealth quintiles, and survey year as defined above. Interaction terms between educational level and survey year were not statistically significant and, therefore, were not included in analyses 88. Beltrán-Sánchez H, Andrade FCD. Time trends in adult chronic disease inequalities by education in Brazil: 1998-2013. Int J Equity Health 2016; 15:139..

To explore health inequities, the slope index of inequality (SII), the relative index of inequality (RII), and the population attributable fraction (PAF) were compared. The SII and RII are regression-based inequality metrics used to quantify the socioeconomic gradient of a given outcome in absolute and relative terms, respectively. These measures of inequality consider changes in the proportion of people across different socioeconomic groups, and thus can be used to compare inequalities across different periods and populations 2222. Mackenbach JP, Kunst AE. Measuring the magnitude of socio-economic inequalities in health: an overview of available measures illustrated with two examples from Europe. Soc Sci Med 1997; 44:757-71.,2323. Regidor E. Measures of health inequalities: part 2. J Epidemiol Community Health 2004; 58:900-3.. The PAF was also calculated. In our case, the PAF represents the fraction of the outcome that could have been avoided if the exposure (low educational attainment, defined here as less than high school) was reduced to zero and everyone had at least completed high school. A generalized linear model (GLM) with binomial distribution were used with a logit link function to estimate the SII and a log link function to estimate the RII, following standard practice for equity analyses 2424. Silva ICM, Restrepo-Mendez MC, Costa JC, Ewerling F, Hellwig F, Ferreira LZ, et al. Measurement of social inequalities in health: concepts and methodological approaches in the Brazilian context. Epidemiol Serv Saúde 2018; 27:e000100017.,2525. Bandi P, Chang VW, Sherman SE, Silver D. 24-Year trends in educational inequalities in adult smoking prevalence in the context of a national tobacco control program: the case of Brazil. Prev Med 2020; 131:105957.. The exponentiated values for the RII were presented in order to interpret in a way similar to odds ratios, also following standard practice 2525. Bandi P, Chang VW, Sherman SE, Silver D. 24-Year trends in educational inequalities in adult smoking prevalence in the context of a national tobacco control program: the case of Brazil. Prev Med 2020; 131:105957.. To assure comparability between years and by state, GLM models were adjusted for age and sex. The postestimation command “punaf” were used in Stata 2626. Newson RB. Attributable and unattributable risks and fractions and other scenario comparisons. Stata J 2013; 13:672-98. after estimating robust Poisson regression models adjusted for age, age-squared, sex, and the wealth index in order to calculate PAF and its 95%CI. Finally, to explore whether the relationship between NCD prevalence and education-related inequality changed from 2013 to 2019, the 27 Federative Units of Brazil RII and prevalence rates were estimated for two outcomes with high national levels of inequality in 2013 (diabetes and multimorbidity) plotting the RII against NCD prevalence and assessing the fit for each year using fractional polynomial regression, given the complex, non-linear relationship among variables. An estimation about these state-specific measures was carried out by using the “subpop” command in Stata separately for each state and year. Stata 17 (https://www.stata.com) software program was used for all analytical procedures. All analyses accounted for complex survey design and individual sampling weights.

This study used publicly-available and de-identified versions of the PNS 2013 and 2019 surveys and was, therefore, considered exempt from further reviews with human. The 2013 PNS was approved by the Brazilian National Research Ethics Committee (CONEP) in June 2013 (n. 328,159) and the 2019 PNS in August 2019 (n. 3,529,376).

Results

Table 1 shows the increased mean age from 42 to 44 years between 2013 and 2019. A little more than 50% of the sample was female in both years. The distribution of educational attainment changed between 2013 and 2019; the proportion of the population that did not complete primary school reduced from 39% in 2013, to 35% in 2019, (p < 0.001). Meanwhile the proportion of those with higher education increased from 17%, in 2013, to 20%, in 2019 (Table 1).

Table 1
Characteristics of the study population by year of survey. Brazilian National Health Surveys (PNS) 2013 and 2019.

Prevalence rates for all NCDs also increased. In 2013, unadjusted prevalence rates varied from 22% for hypertension to 1.8% for cancer. One out of five people was obese; more than one-third of the population had at least one chronic condition/risk factor, and 1 out of 10 had multimorbidity in 2013. In 2019, unadjusted prevalence rates varied from 25% for hypertension to 2.2% for cancer. In 2019, obesity was present among one out of four people. The proportion of the population with any chronic condition/risk factor (41%) and comorbidity (16%) also increased compared to the previous period (Table 1) (p < 0.001).

In analyses controlling for individual-level factors including age, sex, and wealth, we confirmed the increase in prevalence of chronic conditions and risk factors over time (Table 2). Obesity and depression had the largest percent increases in 2019, with rates 24% and 30% higher than those observed in 2013, after controlling for changing demographic characteristics between the two periods. We associated educational attainment with most NCDs, except for asthma and cancer. For most conditions, we related higher education with lower prevalence rates; individuals with incomplete or complete higher education were 40% less likely to report diabetes, 24% less likely to report multimorbidity, 23% less likely to report hypertension, 20% less likely to report arthritis, 19% less likely to report obesity and heart disease, and 8% less likely to report any chronic condition, compared to those with less than primary education, after adjusting for covariates. Individuals who completed high school were 17% less likely to report depression than those with less than primary education, however individuals with incomplete or complete higher education were as likely to report depression as those with less than primary education (Table 2).

Table 2
Factors associated with chronic conditions, Brazilian adults aged 18 and older. Brazilian National Health Surveys 2013-2019.

Table 3 shows all three measures of inequality. The RII shows that most conditions presented significant educational inequalities in 2013 (except for obesity and depression) and 2019 (except for obesity). Consistent with results for adjusted prevalence rates, the relative indices of educational inequality show that the probability of diabetes, hypertension, heart disease, arthritis, any chronic condition, and multimorbidity are higher among those with a lower educational attainment. Diabetes had the largest relative and absolute inequality (RII = 1.61 in 2013 and 1.86 in 2019; SII = 0.55 in 2013 and 0.73 in 2019), as well as the largest PAF among all NCDs, with estimates indicating that 21.7% and 18.8% of the diabetes cases could have been avoided in 2013 and 2019, respectively, if the exposure (low education attainment) was reduced to zero and if everyone had at least completed high school. The prevalence of any chronic condition and multimorbidity also presented relative and absolute inequities with much larger indices for multimorbidity (RII = 1.22 in 2013 and 1.31 in 2019; SII = 0.25 in 2013 and 0.38 in 2019) (Table 3).

Table 3
Adjusted * education-related inequalities, by year and condition. Brazilian National Health Surveys 2013-2019.

Relative indices for cancer and asthma showed that the probability of these conditions increases with higher (rather than lower) educational attainment. This pattern was consistent for relative and absolute measures, but the PAF values for these two NCDs were less reliable. For depression, absolute and relative inequality seems to be shifting from null to higher probability of depression with higher educational attainment (Table 3).

Regarding the state-level estimates of the relationship between relative inequalities (RII) and prevalence rates for diabetes for the two periods, Figure 1 shows increases in both diabetes prevalence and relative inequality between 2013 and 2019. State diabetes prevalence rates were not significantly correlated with the RII in 2013 or 2019 (p > 0.05). In general, the pattern indicates that for states with prevalence rates below the national average, the RII tended to rise along with prevalence rates. Whereas for states that had prevalence rates above the national average, inequality seems to decline slightly even as prevalence increased. By 2019, some of the richer states, e.g., Minas Gerais, Paraná, Rio Grande do Sul, and São Paulo, showed both the highest prevalence rates and highest rates of inequalities (RII).

Figure 1
Diabetes prevalence and educational inequalities (RII), by Federative Units of Brazil (states and the Federal District). Brazilian National Health Surveys 2013 and 2019.

Figure 2 presents the relationship between state-level multimorbidity estimates and their relative inequality related to education. We observed a clear pattern of increasing prevalence of multimorbidity with most states shifting right in 2019 (blue) compared to 2013 (red). Prevalence rates were weakly correlated with the RII in 2013, which became stronger in 2019 (p < 0.01). We also observed some influential outliers, e.g., Maranhão and Goiás, which presented high RII for relatively low prevalence, particularly in 2013. Some of the richest states, e.g., Rio Grande do Sul, Minas Gerais, São Paulo, and Rio de Janeiro, had higher prevalence rates, as well as higher inequalities relative to the national average for both years.

Figure 2
Multimorbidity prevalence and educational inequalities (RII), by Federative Units of Brazil (states and the Federal District). Brazilian National Health Surveys 2013 and 2019.

Discussion

We found that NCDs and related risk factors increased in Brazil from 2013 to 2019, ranging from an 8% increase in the adjusted prevalence of arthritis to a 24% increase in the adjusted prevalence of obesity. Generally, those conditions that had education-related inequalities in 2013 continued to present inequalities in 2019 of a similar or larger magnitude.

Regarding specific conditions for diabetes, hypertension, heart disease, and arthritis, we observed significant inequity concentrated among those with the lowest levels of education, with highly consistent and clear patterns over time. However, cancer and asthma followed different patterns, as well as were primarily concentrated among those with more education, even after controlling for age and wealth quintiles. Depression showed a pattern that seems to be changing over time, from a more equal distribution (and low prevalence) in the early period to increased burden among higher education groups in 2019. Relative and absolute inequalities were also present for the prevalence of any chronic condition and multimorbidity, with much higher indices for multimorbidity consistently across the three measures. For obesity, inequality was not present when using the full education distribution in the RII. This finding could be due to the large uncertainty around the point estimates, a consequence of the relatively small number of participants for which height and weight measures were collected. Finally, we found evidence of a correlation between changes in state prevalence rates, as well as in relative inequality for multimorbidity, but the pattern for diabetes was more complex. Nevertheless, for both outcomes, some of the richest states in the country presented the highest levels of inequity, especially in 2019.

This study has several significant limitations. The first limitation stems from the self-reported nature of the chronic conditions examined here (except for obesity, which was objectively measured). As access to care is correlated with educational attainment, it is likely that the inequalities observed here have been underestimated. The second, although we have two time periods to observe, each data point comes from a cross-sectional survey. Therefore, we cannot track individuals over time to directly estimate how changes in individual socioeconomic circumstances may have affected people’s health and well-being during this period. Finally, we only explore a small number of outcomes and assess inequities only through the lens of education. We observed many other dimensions of health inequality, such as those assessed by differences in racial identity, gender, and sexual orientation, belonging to an indigenous population, with a physical or mental disability, and the many possible intersections between these categories. We also found ways of assessing social stratification besides education, such as via income, consumption, and occupation. Each of these dimensions could yield different patterns of NCD inequities 2727. Lago S, Cantarero D, Rivera B, Pascual M, Blazquez-Fernandez C, Casal B, et al. Socioeconomic status, health inequalities and non-communicable diseases: a systematic review. Z Gesundh Wiss 2018; 26:1-14.. Despite these limitations, we found several information in this analysis that may benefit from further debate and analysis.

The major question that arises from this analysis is why did we not see substantially increased inequities for all conditions? It is important to emphasize how significant the change in the socioeconomic context has been in Brazil. In 2013, unemployment was 6.98%, close to 2015 historic low of 6.6%. By 2019, it had nearly doubled to 12.08%. Unemployment was the highest for the youth (23.8% for the 18-24 age group), women (13.1 vs. 9.2% for men), and for those with less schooling (18.5% for those with incomplete secondary vs. only 5.6 for those with tertiary education) 2828. World Bank. World Bank open data. https://data.worldbank.org/country/BR (accessed on 15/Jul/2021).
https://data.worldbank.org/country/BR...
. Poverty also increased during this time. From 2014 to 2016, the number of Brazilians living in extreme poverty (defined as less than USD 1.90 per day in 2011 purchasing power parity - PPP) reached 8 million. Whereas some aspects of economic recovery began in 2017, growth was unevenly distributed and, consequently, the number of people living in extreme poverty continued to grow, reaching 9.3 million by 2018 2828. World Bank. World Bank open data. https://data.worldbank.org/country/BR (accessed on 15/Jul/2021).
https://data.worldbank.org/country/BR...
. Brazilians also experienced significant loss of purchasing power as the average cost of staple foods and necessities increased during this period. In 2016, the purchasing power of the minimum wage (about BRL 880 per month) was the lowest since 2009, based on the cost of a month’s supply of staple foods for a family of four 2929. Mendonça H. "Toda semana os produtos ficam mais caros e corto a lista": viver com o pior salario minimo em 15 anos. El País 2021; 13 jan. https://brasil.elpais.com/brasil/2021-01-13/toda-semana-os-produtos-ficam-mais-caros-e-corto-a-lista-viver-com-o-pior-salario-minimo-em-15-anos.html.
https://brasil.elpais.com/brasil/2021-01...
.

One explanation for our findings could be lower rates of disease diagnosis, especially among those with lower educational attainment. This could result from the unequal distribution of resources for NCD screening (such as the availability of mammograms or mental health professionals), so that populations with greater education may be more likely than those with lower education to receive diagnoses of common cancers or depression 3030. Mullachery P, Macinko J, Silver D. Have health reforms in Brazil reduced inequities in access to cancer screenings for women? J Ambul Care Manage 2020; 43:257-66.. It could also stem from recent national reductions in healthcare supply, due to the elimination of the Programa Mais Médicos (More Doctors Program) program, which made the distribution of primary care doctors more equitable, especially in remote areas 3131. Russo LX. Effect of More Doctors (Mais Medicos) Program on geographic distribution of primary care physicians. Ciênc Saúde Colet 2021; 26:1585-94., and cuts in healthcare spending: government expenditures on health decreased from USD 436.8 or 44.5% of healthcare spending in 2013, to USD 353.5 or 41.6% in 2018, adjusting for inflation 2828. World Bank. World Bank open data. https://data.worldbank.org/country/BR (accessed on 15/Jul/2021).
https://data.worldbank.org/country/BR...
. However, the PNS data (Supplementary Material: http://cadernos.ensp.fiocruz.br/static//arquivo/suppl-e00137721_4796.pdf) show that rates of medical appointment in the past year actually increased over this period from 74.1% in 2013 to 80.7% in 2019 (p < 0.001 for difference between years). Regarding NCD screening, we found increasing reports of recent blood pressure reading (from 80.5% in 2013 to 83.5% in 2019; p < 0.001 for difference between years) during this period, with similar rates for those in the lowest educational level (83.6% for those with less than high school education vs. 88.6% for those with incomplete or complete higher education).

Another possible explanation for the lack of substantial increases in NCD inequities is that mortality increased among those with lower education, as we introduced survivor bias into these results. One example might be late diagnosis of and premature mortality from cancer among those with lower educational attainment 3232. Oliveira NPD, Cancela MC, Martins LFL, de Souza DLB. Spatial distribution of advanced stage diagnosis and mortality of breast cancer: Socioeconomic and health service offer inequalities in Brazil. PLoS One 2021; 16:e0246333.,3333. Renna Junior NL, Silva GAE. Temporal trend and associated factors to advanced stage at diagnosis of cervical cancer: analysis of data from hospital based cancer registries in Brazil, 2000-2012. Epidemiol Serv Saúde 2018; 27:e2017285.. Based on the existing literature, it is unclear exactly how much such phenomena may be generating inequities in NCDs in general, but, for some conditions, higher prevalence rates among those with higher education may be a clear marker of unequal screening, treatment, and survival - all of which would likely affect our estimates of health inequities and their evolution over time 3434. Liu S, Jones RN, Glymour MM. Implications of lifecourse epidemiology for research on determinants of adult disease. Public Health Rev 2010; 32:489-511..

Given that respondents reported increased rates of health service utilization, it is also possible that SUS helped to dampen at least some of the negative socioeconomic effects, especially among lower education populations - whereas those with higher education may have had greater problems paying for private sector coverage. Along with the PNS data (Supplementary Material: http://cadernos.ensp.fiocruz.br/static//arquivo/suppl-e00137721_4796.pdf) we observed that a statistically significant decrease in private health plan coverage (from 30.1% in 2013 to 27.02% in 2019, p < 0.001) and that these reductions were considerable even among those with lower educational attainment. Moreover, the coverage of adults in the Family Health Strategy (FHS) also increased from 54.5% in 2013 to 61.5% in 2019 (p < 0.001). This change was concentrated primarily among those with lower education: the lowest education group increased from 64% FHS coverage in 2013 to 72% in 2019 (p < 0.001). Previous studies have documented the important role that FHS coverage has performed in the reduction of adult mortality and hospitalizations, especially those resulting from chronic conditions 3535. Hone T, Rasella D, Barreto ML, Majeed A, Millett C. Association between expansion of primary healthcare and racial inequalities in mortality amenable to primary care in Brazil: a national longitudinal analysis. PLoS Med 2017; 14:e1002306.,3636. Hone T, Rasella D, Barreto M, Atun R, Majeed A, Millett C. Large reductions in amenable mortality associated with Brazil's primary care expansion and strong health governance. Health Aff (Millwood) 2017; 36:149-58.,3737. Macinko J, Oliveira VB, Turci MA, Guanais FC, Bonolo PF, Lima-Costa MF. The influence of primary care and hospital supply on ambulatory care-sensitive hospitalizations among adults in Brazil, 1999-2007. Am J Public Health 2011; 101:1963-70.. We note that in the PNS, FHS coverage rate is self-reported and may reflect both expansion of the program and increased awareness of it by survey participants.

Still another explanation is that the fairly stable levels of inequities observed here may be a result of the time it takes for chronic conditions to develop. The significant increase in rates of obesity and hypertension may be indications of an incoming “wave” of chronic disease. Other longer-term process may also have initiated. Given the worsening economic conditions of families for those in the lowest socioeconomic position over this period, we may expect increased risk of certain chronic diseases and risk factors (obesity, diabetes, cardiovascular disease) due to maternal stress and malnutrition, as well as adverse early life experiences related to poverty 3838. Lynch J, Smith GD. A life course approach to chronic disease epidemiology. Annu Rev Public Health 2005; 26:1-35.. These factors may have already occurred, with their effects unlikely to be seen for decades 3939. Chen W-Y. On the relationship between economic conditions around the time of birth and late life cognitive abilities: evidence from Taiwan. Econ Hum Biol 2016; 22:126-39.. This argument is an additional justification for returning full funding to educational programs that include early childhood development, as well as conditional cash transfers, such as Bolsa Família Program (Brazilian Income Transfer Program), which helped to reverse at least some of the negative effects of such early-life experiences 4040. Black MM, Walker SP, Fernald LCH, Andersen CT, DiGirolamo AM, Lu C, et al. Early childhood development coming of age: science through the life course. Lancet 2017; 389:77-90.,4141. Neves JA, Vasconcelos FAG, Machado ML, Recine E, Garcia GS, Medeiros MAT. The Brazilian cash transfer program (Bolsa Familia): a tool for reducing inequalities and achieving social rights in Brazil. Glob Public Health 2022; 17:26-42..

The second point for discussion is around the development of strategies to prevent and control NCDs and inequalities in their distribution going forward. Our results corroborates with previous studies that indicate the need to adopt public policies that have the potential to reach a large share of the population by targeting major risk factors for NCDs, such as diet. In 2019, Brazil approved regulation to reduce and eventually to ban trans-fat from industrially processed foods by 2023 4242. Ministério da Saúde. Resolução RDC nº 332, de 23 de dezembro de 2019. Define os requisitos para uso de gorduras trans industriais em alimentos. Diário Oficial da União 2019; 26 dec.. This type of population-based approach reduced social inequalities because it reaches a broader base of the population, rather than targeting only people at high risk 4343. Capewell S, Graham H. Will cardiovascular disease prevention widen health inequalities? PLoS Med 2010; 7:e1000320-e.. Salt and sugar reduction in processed foods is also a promising way to promote healthier diets and Brazil took important steps to partner with the industry to reduce salt and sugar content in processed food 4444. Block JM, Arisseto-Bragotto AP, Feltes MMC. Current policies in Brazil for ensuring nutritional quality. Food Quality and Safety 2017; 1:275-88.. However, these policies need to work in conjunction with programs to increase the availability of unprocessed or minimally processed foods, particularly fruits and vegetables 4545. Jaime PC, Figueiredo IC, Moura EC, Malta DC. Factors associated with fruit and vegetable consumption in Brazil, 2006. Rev Saúde Pública 2009; 43 Suppl 2:57-64. to the poorest and those who have been most affected by the current economic and health crisis.

Another strategy could focus directly on the social determinants of health. If education is a risk factor (as the PAFs indicate), can we consider investing in education an effective public health strategy? Whereas the PAFs show undue burden among those with low educational attainment, fundamental cause theory posits that social inequalities may be replicated even among new circumstance and that only a comprehensive set of policies addressing the social determinants of health can drive meaningful change in health inequalities 4646. Phelan JC, Link BG. Controlling disease and creating disparities: a fundamental cause perspective. J Gerontol B Psychol Sci Soc Sci 2005; 60 Spec No 2:27-33.. Some of these policies may include those tied to reducing poverty (e.g., strengthening the Bolsa Família Program conditional cash transfer program or other approaches to poverty alleviation), expanding basic education, or more radically, instituting a more progressive income tax code 4747. Higgins S, Lustig N, Ruble W, Smeeding TM. Comparing the incidence of taxes and social spending in Brazil and the United States. Washington DC: Center for Global Development; 2014. (CGD Working Paper, 360).. These proposals would probably not only be controversial among some members of the general public but may also generate fierce opposition from powerful economic groups. However, some research suggests that people may be more open to supporting more redistributive policies after facing economic hardship themselves 4848. Owens LA, Pedulla DS. Material welfare and changing political preferences: the case of support for redistributive social policies. Social Forces 2013; 92:1087-113.. Other researchers indicate how these bold proposals should be framed and communicated to garner the greatest popular support 4949. Gollust SE, Barry CL, Niederdeppe J. Partisan responses to public health messages: motivated reasoning and sugary drink taxes. J Health Polit Policy Law 2017; 42:1005-37.,5050. Gollust SE, Cappella JN. Understanding public resistance to messages about health disparities. J Health Commun 2014; 19:493-510.. Nevertheless, it is open for debate what would be a successful strategy to increase investment in policies that reduce health inequalities and whether framing these policies as “health-related” would provide greater political support for them rather than discussions that frame them in other ways, such as their importance for economic growth, contribution to social justice, or necessity to fulfill human rights obligations.

Finally, regarding the considerable differences in health inequities among different Brazilian states, another way would be to address the large and relatively persistent geographic differences seen among regions and states in healthcare resources, risk factors, and health outcomes 5151. Mielke GI, Malta DC, de Sa GB, Reis RS, Hallal PC. Regional differences and correlates of leisure time physical activity in Brazil: results from the Brazilian National Health Survey-2013. Rev Bras Epidemiol 2015; 18 Suppl 2:158-69.. Analyzing their differences in population size and composition, it is tempting to ask if some differences in NCD inequities merely reflect different stages of the epidemiologic transition 5252. Borges GM. Health transition in Brazil: regional variations and divergence/convergence in mortality. Cad Saúde Pública 2017; 33:e00080316.. Whereas such epidemiologic and demographic patterns cannot be ignored, they likely reflect underlying historical patterns of social disinvestment in certain regions and areas 5353. Bunker SG. Modes of extraction, unequal exchange, and the progressive underdevelopment of an extreme periphery: the Brazilian Amazon, 1600-1980. Am J Sociol 1984; 89:1017-64.,5454. Goldsmith WW, Wilson R. Poverty and distorted industrialization in the Brazilian Northeast. World Dev 1991; 19:435-55.. The question then is whether approaches to address inequalities in the social determinants of health should focus on individuals (through programs and services), smaller areas that have the highest inequities (such as the poorest neighborhoods within cities), or the larger geographic regions or states. If the latter, there appears to be mixed evidence on the most effective types of investments in reducing health inequalities 5555. McAuley A, Denny C, Taulbut M, Mitchell R, Fischbacher C, Graham B, et al. Informing investment to reduce inequalities: a modelling approach. PLoS One 2016; 11:e0159256. suggesting the need for a broad scoping of available strategies that would be most appropriate for each geographic area of focus and purpose (i.e., broader population-based strategies for primary prevention versus more focused ones for those who already have a chronic condition).

In conclusion, we found that the prevalence of NDCs increased in Brazil between 2013 and 2019, a period in which the country suffered a devastating economic recession and deteriorating national efforts toward reducing health inequities and the factors that cause them. Despite the increase in NCD prevalence overall, we did not see significant increases in education-based inequities in the same period, instead, for most NCDs, it remained of similar magnitude for the two periods. These results, although far from being conclusive, intended to initiate the discussion on the persistence of health inequities in Brazil, and more importantly, to stimulate a debate on the most effect ways to combat the factors that cause them.

Acknowledgments

The survey was financed by the Secretary of Epidemiological Surveillance, Brazilian Ministry of Health.

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Publication Dates

  • Publication in this collection
    06 May 2022
  • Date of issue
    2022

History

  • Received
    07 June 2021
  • Reviewed
    10 Aug 2021
  • Accepted
    03 Sept 2021
Escola Nacional de Saúde Pública Sergio Arouca, Fundação Oswaldo Cruz Rio de Janeiro - RJ - Brazil
E-mail: cadernos@ensp.fiocruz.br