RESEARCH
Multidrug-resistant tuberculosis in Belarus: the size of the problem and associated risk factors
Tuberculose multirésistante en Bélarus: ampleur du problème et facteurs de risque associés
Tuberculosis multirresistente en Bielorrusia: magnitud del problema y factores de riesgo asociados
Alena SkrahinaI,*; Henadz HurevichI; Aksana ZalutskayaI; Evgeni SahalchykI; Andrei AstraukoI; Sven HoffnerII; Valiantsin RusovichIII; Andrei DaduIV; Pierpaolo de ColombaniIV; Masoud DaraIV; Wayne van GemertV; Matteo ZignolV
IRepublican Scientific and Practical Centre for Pulmonology and Tuberculosis, Avenue Dolginovskitrakt 157, 220053 Minsk, Belarus
II Department of Preparedness, Swedish Institute for Communicable Disease Control, Stockholm, Sweden
IIIWorld Health Organization Country Office, Minsk, Belarus
IVTB and M/XDR-TB Programme, World Health Organization Regional Office for Europe, Copenhagen, Denmark
VStop TB Department, World Health Organization, Geneva, Switzerland
ABSTRACT
OBJECTIVE: To assess the problem of multidrug-resistant tuberculosis (MDR-TB) throughout Belarus and investigate the associated risk factors.
METHODS: In a nationwide survey in 2010-2011, 1420 tuberculosis (TB) patients were screened and 934 new and 410 previously treated cases ofTB were found to meet the inclusion criteria. Isolates of Mycobacterium tuberculosis from each eligible patient were tested for susceptibility to anti-TB drugs. Sociobehavioural information was gathered in interviews based on a structured questionnaire.
FINDINGS: MDR-TB was found in 32.3% and 75.6% of the new and previously treated patients, respectively, and, 11.9% of the 612 patients found to have MDR-TB had extensively drug-resistant TB (XDR-TB). A history of previous treatment for TB was the strongest independent risk factor for MDR-TB (odds ratio, OR: 6.1; 95% confidence interval, CI: 4.8-7.7). The other independent risk factors were human immunodeficiency virus (HIV) infection (OR: 2.2; 95% CI: 1.4-3.5), age < 35 years (OR: 1.4; 95% CI: 1.0-1.8), history of imprisonment (OR: 1.5; 95% CI: 1.1-2.0), disability sufficient to prevent work (OR: 1.9; 95% CI: 1.2-3.0), alcohol abuse (OR: 1.3; 95% CI: 1.0-1.8) and smoking (OR: 1.5; 95% CI: 1.1-2.0).
CONCLUSION: MDR-TB is very common among TB patients throughout Belarus. The numerous risk factors identified for MDR-TB and the convergence of the epidemics of MDR-TB and HIV infection call not only for stronger collaboration between TB and HIV control programmes, but also for the implementation of innovative measures to accelerate the detection of TB resistance and improve treatment adherence.
RÉSUMÉ
OBJECTIF: Évaluer le problème de la tuberculose multirésistante (TB-MR) sur le territoire biélorusse et explorer les facteurs de risque associés.
MÉTHODES: Au cours d'une enquête nationale menée en 2010-2011, 1420 cas de tuberculose (TB) ont été dépistés et 934 cas nouveaux ainsi que 410 cas précédemment traités ont été jugés conformes aux critères d'inclusion. Des isolats de Mycobacterium tuberculosis provenant de chaque patient admissible ont été testés pour leur sensibilité envers les médicaments antituberculeux. Des informations sociocomportementales ont été recueillies lors d'entretiens basés sur un questionnaire structuré.
RÉSULTATS: La TB-MR a été détectée dans respectivement 32,3% et 75,6% des cas nouveaux et des cas traités antérieurement, et 11,9% des 612 patients porteurs de la TB-MR présentaient une forme de tuberculose ultrarésistante (TB-UR). Un historique de traitement antérieur pour la TB représentait le principal facteur de risque indépendant pour la TB-MR (rapport des cotes, RC: 6,1; intervalle de confiance à 95%, IC: 4,8 à 7,7). Les autres facteurs de risque indépendants comprenaient l'infection par le virus d'immunodéficience humaine (VIH) (RC: 2,2; IC à 95%: 1,4 à 3,5), l'âge <35 ans (RC: 1,4 ; IC à 95%: 1,0 à 1,8), un historique d'emprisonnement (RC: 1,5; IC à 95%: 1,1 à 2,0), une invalidité suffisante pour empêcher le travail (RC: 1,9 ; IC à 95%: 1,2 à 3,0), l'alcoolisme (RC: 1,3; IC à 95%: 1,0 à 1,8) et le tabagisme (RC: 1,5; IC à 95%: 1,1 à 2,0).
CONCLUSION: La TB-MR est très fréquente chez les patients atteints de tuberculose en Bélarus. Les nombreux facteurs de risque identifiés pour la TB-MR et la convergence entre l'épidémie de TB-MR et l'infection par le VIH exigent non seulement de renforcer la collaboration entre les programmes antituberculeux et de lutte contre le VIH, mais aussi la mise en uvre de mesures innovantes pour accélérer la détection de la résistance à la tuberculose et améliorer l'observance du traitement.
RESUMEN
OBJETIVO: Evaluar el problema de la tuberculosis multirresistente (TB-MR) en Bielorrusia e investigar los factores de riesgo asociados.
MÉTODOS: En una encuesta a nivel nacional llevada a cabo entre 2010 y 2011, se evaluó a 1420 pacientes con tuberculosis (TB) y se consideró que 934 nuevos casos de TB y 410 casos de TB previamente tratados reunían los criterios de inclusión. Se analizaron cepas de Mycobacterium tuberculosis de cada paciente elegible con el fin de determinar la susceptibilidad a los fármacos antituberculosos. Se recopiló información socioconductual mediante entrevistas basadas en un cuestionario estructurado.
RESULTADOS: Se detectó TB-MR en el 32,3% y el 75,6% de los pacientes de nuevo diagnóstico y tratados previamente, respectivamente, y se observó que el 11,9% de los 612 pacientes con TB-MR presentaba tuberculosis ultrarresistente (TB-XR). Los antecedentes de tratamiento previo de la TB resultaron ser el factor de riesgo independiente que más predispone a sufrir TB-MR (razón de posibilidades, OR: 6,1; intervalo de confianza del 95%, IC: 4,8-7,7). Los demás factores de riesgo independientes fueron el virus de la inmunodeficiencia humana (VIH) (OR: 2,2; IC del 95%: 1,4-3,5), edad < 35 anos (OR: 1,4; IC del 95%: 1,0-1,8), antecedentes de encarcelamiento (OR: 1,5; IC del 95%: 1,1-2,0), incapacidad suficiente para impedir el trabajo (OR: 1,9; IC del 95%: 1,2-3,0), alcoholismo (OR: 1,3; IC del 95%: 1,0-1,8) y tabaquismo (OR: 1,5; IC del 95%: 1,1-2,0).
CONCLUSIÓN: La TB.MR es muy frecuente entre los pacientes con tuberculosis en Bielorrusia. Los numerosos factores de riesgo identificados para la TB-MR, unidos a la convergencia de las epidemias de TB-MR y la infección por el VIH, exigen no solo una mayor colaboración entre los programas de control de la TB y del VIH, sino también la aplicación de medidas innovadoras destinadas a acelerar la detección de la resistencia a la TB y mejorar el cumplimiento terapéutico.
Introduction
The increasing prevalence of infection with drug-resistant Mycobacterium tuberculosis represents a global public health emergency. At any given time, about 630 000 people in the world are thought to carry strains of M. tuberculosis showing resistance to the two drugs that are currently the most effective against tuberculosis (TB): isoniazid and rifampicin.1 So far, the magnitude of the problem posed by multidrug-resistant TB (MDR-TB) has been estimated in about two thirds of all countries worldwide through disease surveillance and surveys. Each year, as more studies are conducted, new hot spots of MDR-TB are documented.2 Among the countries that have been most severely affected by MDR-TB are several that formerly lay within the Soviet Union, including Belarus.
In 2006, Belarus established a national TB control programme and introduced international standards for TB care.3 Patients in Belarus who are newly diagnosed with TB receive 2 months of treatment with isoniazid, rifampicin, pyrazinamide and ethambutol followed by 4 months of treatment with just isoniazid and rifampicin. An 8-month regimen is used for patients with a previous history of TB treatment. In addition to the isoniazid, rifampicin, pyrazinamide and ethambutol given to new cases, this longer regimen includes streptomycin (given for 2 months) and ethambutol (given for 8 months).4 All TB patients undergo drug-susceptibility testing at the time of diagnosis and are switched to a standardized regimen containing the appropriate second-line drugs if MDR-TB is detected.
In recent years, the annual incidence of TB in Belarus has been slowly but progressively falling: 84 and 70 new cases were recorded per 100 000 population in 2000 and 2011, respectively.1 However, the high prevalence of MDR-TB among TB patients in Belarus has raised major concerns. In a survey conducted in 2010 in Minsk, the capital city, nearly one out of every two (47.8%) TB patients investigated was found to have MDR-TB; this was the highest prevalence of MDR-TB ever recorded among TB patients worldwide.5 The Minsk survey was, however, relatively small and limited to a highly urbanized area. The national Ministry of Health therefore decided to conduct a larger, nationwide survey, not only to have a better understanding of the levels of drug resistance throughout Belarus but also to investigate the risk factors for the development of MDR-TB. In this paper we report the results of the first national survey of drug resistance to be conducted among TB cases in Belarus and present an analysis of the data collected, during the same survey, on sociobehavioural risk factors for the development of MDR-TB.
Methods
Study design
The sampling frame consisted of patients who had pulmonary, smear-positive TB in any of the 196 health-care facilities in Belarus where TB can be diagnosed by the direct microscopical examination of sputum. In line with the guidelines of the World Health Organization (WHO), given that the frequencies of drug resistance among smear-positive and smear-negative cases of TB are similar, smear-negative cases were excluded from the study to avoid an excessive workload in the laboratories where M. tuberculosis isolates were to be cultured and tested.6 For the same reason, patients with extrapulmonary disease were also excluded from the survey. The target sample sizes for new and previously treated TB cases were calculated using the notification data for 2009. For example, the target sample size for new cases was set at 927 on the basis of the number of new sputum-smear-positive cases of pulmonary TB reported in the country in 2009 (n = 1201), an expected prevalence of MDR-TB among new cases of TB of 20%, a predicted inability to test 10% of the collected samples (for reasons such as culture loss or failure), and a precision, for the 95% confidence intervals (CIs), of ± 1.5%. Similarly, the target sample size for patients with previously treated TB was set at 396 on the basis of the number of sputum-smear-positive cases of pulmonary TB reported in the country in 2009 (n = 878), an expected prevalence of MDR-TB among the previously treated cases of 60%, a predicted inability to test 10% of the collected samples, and a precision, for the 95% CI, of ± 4.0%.
The survey was conducted between June 2010 and June 2011. All consecutive sputum-smear-positive (new or previously treated) pulmonary TB patients who were aged > 15 years, registered for treatment and gave their informed consent were included. Sputum specimens for the isolation of M. tuberculosis were collected before the initiation of treatment. New and previously treated patients were defined according to international guidelines.6,7 For each enrolled patient, information on treatment history for TB, demographic characteristics, education, living and employment conditions and history of imprisonment, use of alcohol, and smoking was collected, on the same day as the sputum, in an interview based on a structured questionnaire. Alcohol abuse was defined as the drinking of at least 5 units of alcohol per day for at least 5 days in the previous month.8,9 A history of smoking was defined as the use of any tobacco product on a regular basis in the past 5 years. When available, the patient's medical records were reviewed to confirm the reliability of the information gathered in the questionnaire. If the patient had been tested for human immunodeficiency virus (HIV), the results of that testing were also recorded. A patient was considered HIV-negative if, within the previous 6 months, he or she had been tested for HIV at one of the oblast-level HIV diagnostic laboratories and found negative. Any patient who had ever been found positive in both an initial and confirmatory HIV test was considered HIV-positive. All patients with unknown HIV status were invited to undergo HIV testing and counselling. Antiretroviral therapy was provided to all patients with TB and HIV co-infection. Treatment with second-line anti-TB drugs was offered to those patients found to have drug-resistant TB during the course of the survey, as per national guidelines.4
Ethics approval
The Ethics Committee of the Republican Scientific and Practical Centre for Pulmonology and Tuberculosis, in Belarus, reviewed and approved the survey protocol.
Laboratory methods
Each participant who consented to participate in the survey was requested to provide two sputum samples. One sample was smeared and then checked for acid-fast microorganisms by direct microscopy at a health centre, after Ziehl-Neelsen staining. The other sample was cultured on BACTEC MGIT 960 (Becton Dickinson, Sparks, United States of America)10 and/or on solid Lowenstein-Jensen medium at one of eight TB laboratories (i.e. one in each of the six oblasts that form Belarus, one serving the country's penitentiary system, or the National TB Reference Laboratory). The drug susceptibility of every successful isolate of M. tuberculosis was then investigated at the National TB Reference Laboratory by using BACTEC MGIT 960 supplemented with isoniazid (0.1 µg/ml), rifampicin (1.0 µg/ml), ethambutol (5.0 µg/ml) or streptomycin (1.0 µg/ml). The isolates found to be multidrug-resistant were then tested for resistance to second-line anti-TB drugs10,11 with BACTEC MGIT 960 supplemented with kanamycin (2.5 µg/ ml), amikacin (1.0 µg/ml), capreomycin (2.5 µg/ml) or ofloxacin (2.0 µg/ml). An MDR-TB isolate that showed resistance to ofloxacin and at least one of the injectable drugs used for second-line treatment (i.e. amikacin, kanamycin and/or capreomycin) was considered to be an extensively drug-resistant (XDR) isolate. Random samples of isolates (25% of those found to be resistant and 10% of those found to be susceptible) were sent to the Supranational Reference Laboratory in Stockholm, Sweden, for retesting. The results of the retesting showed either 100% agreement with the data recorded in Belarus (isoniazid, rifampicin, streptomycin, ofloxacin and capreomycin) or 90-100% agreement (amikacin and kanamycin), depending on the drug involved.
ELISA-HIV-1,2-AT (ECOlab, Moscow, Russian Federation), a commercial enzyme immunoassay, was used for HIV screening and a commercial immunoblot assay (Blot-HIV-1; ECOlab) was used to confirm the positive results of the screening.
Data analysis
Data were double-entered into version 3.5.1 of the EpiInfo software package (Centers for Disease Control and Prevention, Atlanta, USA) and analysed using version 12.0 of the Stata package (StataCorp. LP, College Station, USA). Pearson's χ2 statistics or two-sided Fisher's exact tests were used for the comparison of categorical variables, as appropriate. In all the analyses, a P-value of < 0.05 was considered indicative of a statistically significant difference or association. Univariate and multivariate analyses were performed by logistic regression. All determinants whose P-value in the univariate analysis showed statistical significance were included in the multivariate analysis. Confounding effects were checked using backward regression analysis (a cut off P-value of < 0.05 was used to exclude variables from the model). The contribution made to the model by each variable was evaluated using likelihood ratio χ2 tests. All CIs and P-values were corrected for the finite population.
Results
During the intake period of the survey, 1420 patients with sputum-smear-positive pulmonary TB were eligible for enrolment (Fig. 1). No patient was excluded because of refusal to participate in the study. Most (94.6%) of those eligible for enrolment were included in the final analysis. Of the 1344 patients who were enrolled (934 newly diagnosed cases and 410 patients with a previous history of TB treatment), 1075 (80.0%) were male and 1293 (96.2%) were born in Belarus. The median age of those enrolled was 46 years (range: 15-91). Additional characteristics of the study population are shown in Table 1.
As shown in Table 2, MDR-TB and XDR-TB were detected in 612 (45.5%) of the enrolled patients and 73 (11.9%) of the patients with MDR-TB, respectively (Table 3). When categorized as the capital city or one of the six oblasts, the region of residence affected both the prevalence of MDR-TB among the enrolled patients (range: 33.5-56.7%) and the prevalence of XDR-TB among the enrolled patients with MDR-TB (range: 7.1-27.5%). The patients enrolled in the penitentiary system and the health-care centres in Gomel Oblast showed both the highest prevalences of MDR-TB (60.0% and 56.7%, respectively) and the highest prevalences of HIV among the patients with MDR-TB (23.8% and 23.7%, respectively).
MDR-TB was found in 302 (32.3%) of the 934 new TB cases who were enrolled in the survey, and 23 (7.6%) of the 302 were found to have XDR-TB. Of the 410 enrolled patients who had had previous treatment for TB, 310 (75.6%) had MDR-TB and 50 (16.1%) of the 310 were found to have XDR-TB. Additional information on resistance patterns to first- and second-line anti-TB drugs is shown in Table 2 and Table 3, respectively.
As indicated in Table 4, a history of previous treatment for TB was the strongest independent risk factor for MDR-TB (odds ratio, OR: 6.1). Several additional factors were found to be independently associated with the risk of MDR-TB in the multivariate analysis. An age of > 35 years at diagnosis was negatively associated with MDR-TB (OR: 0.7). Patients with a history of imprisonment had a statistically significant increased risk of MDR-TB (OR: 1.5), like those who were disabled in such a way as to be unable to work (OR: 1.9), alcohol abusers (OR: 1.3) and smokers (OR: 1.5). Finally, the multivariate analysis showed that HIV co-infection was a strong, independent risk factor for MDR-TB in Belarus, with an OR of 2.2. Associations between MDR-TB and sex, country of birth, education, size of household and living conditions were not found to be statistically significant.
Although regression analyses were conducted to explore the risk factors for XDR-TB, the number of XDR-TB patients enrolled was too small to allow the detection of any meaningful association.
Discussion
In this manuscript we report the results of the first national survey of TB drug resistance in Belarus. The results show that the alarming levels of drug-resistant TB recently detected in Minsk5 are not confined to the capital city but are widespread throughout the country. The prevalence of MDR-TB detected among the new smear-positive cases enrolled in the nationwide survey (32.3%) is similar to the corresponding values previously reported in Minsk city (35.3%)5 and the neighbouring Pskov Oblast in the Russian Federation (28.0%).12 This high level of MDR-TB among new TB cases indicates enormous on-going transmission of resistant strains of M. tuberculosis in the community. The fact that an age of < 35 years was found to be an independent positive risk factor for MDR-TB supports this hypothesis, as younger generations are more likely to get TB by transmission rather than by re-activation of M. tuberculosis.U3 As, unfortunately, the extent of transmission of resistant strains could not be assessed in the present study, further studies based on genotyping should be conducted. In addition to the lack of genotypic data, the present study was limited by the exclusion of sputum-smear-negative TB patients and patients with unknown smear results. The decision to exclude such patients was taken following WHO guidelines, to prevent the network of TB laboratories being overloaded. Although the overall conclusions of the survey should not have been affected, the exclusion of patients with sputum-smear-negative TB may have resulted in an enrolment bias against patients with HIV, who are more likely to have smear-negative TB, and consequently led to an underestimate of the burden posed by TB-HIV co-infection. Another limitation of this study is that all of the data on education, living and employment conditions, history of imprisonment, use of alcohol and smoking history that were used for identification of risk factors were reported by the enrolled patients and could not be verified. Finally, although extensive efforts were made to implement the survey carefully, the possibility of minor reporting errors cannot be ruled out.
The very high prevalence of MDR-TB found in our study is probably a reflection of the generally poor management of patients with TB in Belarus and other countries of the former Soviet Union14,15 over several decades. The barriers to effective management of TB in such countries often include a poorly structured laboratory network for the diagnosis of TB; the use of non-standardized treatment regimens; prolonged treatment in hospitals that have poor infection control; failures in the directly observed treatment of TB cases, with insufficient patient support; the intermittent supply of anti-TB drugs, and little, if any, monitoring of control programme performance by the cohort analysis of treatment outcomes. Although TB control in Belarus has recently improved, several factors that can fuel the emergence of drug resistance remain. These include the suboptimal management of patients in outpatient facilities, which results in interrupted treatment in many cases;1 the absence in several parts of the country of rapid molecular tests for the early diagnosis of drug resistance, and inadequate infection control measures, particularly in hospitals and dispensaries.16
One of the most striking findings of the present study was that the majority of TB patients in Belarus who have had previous treatment for the disease have MDR-TB. This finding, similar to an observation made in Minsk,5 indicate that the common practice of re-treating TB cases with only first-line drugs will generally be ineffective in Belarus.4
In the epidemiological situation described, to avoid the further spread of drug-resistant strains and provide all patients with the most appropriate treatment regimen, it is imperative to implement a series of measures. First, molecular diagnostic tests, such as line probe assays17 and Xpert MTB/RIF,18 should rapidly be introduced throughout Belarus so that all patients with TB can be quickly screened for drug resistance at the time of diagnosis. Second, more effective infection-control measures should be established to prevent, or at least to reduce, the nosocomial spread of drug-resistant strains of M. tuberculosis. These measures should include limiting hospitalization to infectious cases only and strengthening outpatient services. Since most patients enrolled in the present study were found to live in small households, have satisfactory accommodation and have a good level of education, it seems reasonable to assume that many or all of the patients with non-contagious TB, who are currently being hospitalized for very long periods of time, could complete their treatment as outpatients or via other forms of ambulatory care. Third, given that nearly half (49%) of the patients enrolled in this study declared themselves unemployed and over half (57%) admitted to at least one episode of binge drinking in the previous month, a strong and patient-centred system of incentives and enablers should be made available. This system should be designed to support adherence to treatment, particularly after discharge and among patients at greater risk of default.
The importance of socioeconomic determinants and other potential risk factors in the development of TB has been reiterated in numerous publications.19-24 In the present study, in addition to a history of previous TB treatment and young age, several factors independently associated with MDR-TB were identified. For example, HIV-positive TB cases were found to have a significantly higher risk of MDR-TB than their HIV-negative counterparts. The overlapping of the HIV and MDR-TB epidemics is increasingly being documented in eastern Europe25,26 and is cause for concern because, compared with MDR-TB on its own, MDR-TB with HIV co-infection requires more complex patient management and is associated with fewer treatment options, poorer treatment outcomes and greater disease transmission. In the present study, smokers and those who abused alcohol also showed significantly increased risks of MDR-TB. Alcohol abuse and alcohol use disorders are known to play a role in the development of TB as well as in the outcomes of TB treatment.27,28 However, the link between alcohol and MDR-TB may not be a direct causal relationship; instead, MDR-TB may be the result of interruptions in treatment, which are themselves attributable to the sociobehavioural problems of TB patients who regularly abuse alcohol.29,30 The integration of alcohol screening and treatment of alcohol-use disorders with clinical services for TB has been piloted in Estonia and the Russian Federation.30,31 If shown to be feasible and cost-effective, such integration should be implemented in other settings to improve the outcomes of TB treatment and reduce disease transmission. Although why smoking should increase the risk of MDR-TB among TB patients remains unclear, it seems possible that patients who smoke are likely to make other poor decisions with regard to their health, including being non-adherent to TB treatment.32
Patients with a history of imprisonment were also found to have a significantly increased risk of MDR-TB, as reported in three previous studies.26,33,34 Finally, self-reported disability that was severe enough to prevent work was also positively associated with MDR-TB. However, this apparent association may be an artefact produced by the social security system in Belarus, which categorizes those who are receiving extended treatment for MDR-TB as disabled.
Conclusion
The levels of MDR-TB documented in Belarus are among the highest ever recorded globally. In light of these findings, rapid testing for drug resistance for all patients with TB, a revised treatment regimen for patients with a history of previous TB treatment, an uninterrupted supply of second-line drugs, and measures to reduce the nosocomial transmission of M. tuberculosis, including the shortened hospitalization of non-contagious patients, should be rapidly introduced. Furthermore, the positive association between MDR-TB and HIV infection observed in this study calls for stronger collaboration between TB and HIV control programmes to provide greater support to co-infected patients. To improve TB treatment adherence and reduce opportunities for the development of MDR-TB, the integration of treatment for alcohol use disorders with TB services and the strengthening of patient incentives and enablers should also be explored.
Acknowledgements
This study was supported by the United States Agency for International Development through a grant to the World Health Organization, and by the Global Fund to Fight AIDS, Tuberculosis and Malaria.
Competing interests: None declared.
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(Submitted: 8 March 2012 - Revised version received: 23 October 2012 - Accepted: 30 October 2012 - Published online: 26 November 2012)
* Correspondence to Alena Skrahina (e-mail: alena_skrahina@tut.by).