Abstract
This paper aims to investigate public inter-municipal health consortium operation in Brazil. To this end, a qualitative documentary analysis was conducted on the content of the agreements between the consortia and the Federal Government, available at the Transparency Portal of the Federal Government, from 1996 to 2016. The results cover two categories: agreements concluded in Brazil and the content of the agreements signed by an inter-municipal public consortium (CIS). The agreements signed were concentrated mainly in the Southern and Southeastern regions and aimed to carry out regional actions, thus contributing to health regionalization. However, challenges related to the process of cooperation and coordination between the health management bodies persist, mainly related to the improvement of linkages between the consortium and the regional health coordination and in-depth social control of these organizations.
Key words:
Health consortium; Federalism; Regionalization; Voluntary transfers
Introduction
Universal access to health services is a constitutional guarantee and is also a challenge shared by all entities of the federation - Federal Government, states, and municipalities. In recent decades, the consolidation of the right to health in Brazil occurred concurrently with the decentralization process of public policies11 Arretche M. Federalismo e igualdade territorial: uma contradição em termos? Dados 2010; 53(3):587-620.. Many challenges have emerged over time, mainly due to the excessive fragmentation of the federative design underpinned today by 5,570 autonomous municipal entities, with 68% of these with less than 20 thousand inhabitants22 Instituto Brasileiro de Geografia e Estatística (IBGE). Perfil dos Municípios Brasileiros. Rio de Janeiro: IBGE; 2015.. Also, the literature indicates that most municipalities live in a situation of technical, financial and administrative deficiency, which consequently generates limited capacities to meet all the health demands of the population, especially concerning access to high technological density media services33 Grin EJ, Nascimento AB, Abrucio FL, Fernandes AS. Sobre desconexões e hiatos: uma análise de capacidades estatais e finanças públicas em municípios brasileiros. Cad Gestão Pública Cidadania 2018; 23(76):312-336.,44 Arretche M. Democracia, Federalismo e Centralização no Brasil. Rio de Janeiro: Editora Fiocruz, FGV; 2012..
Given this reality and hardships of fully materializing the decentralization process in many municipalities, efforts were made by the Ministry of Health, mainly from the 1990s, to consolidate the process of regionalization of health policies55 Medeiros CRG, Saldanha OMFL, Grave MTQ, Koetz LCE, Dhein G, Castro LC, Schwingel G, Santos MV. Planejamento regional integrado: a governança em região de pequenos municípios. Saúde Soc 2017; 26(1):129-140.
6 Carvalho ALB, Jesus WLA, Senra IMVB. Regionalização no SUS: processo de implementação, desafios e perspectivas na visão crítica de gestores do sistema. Cien Saude Colet 2017; 22(4):1155-1164.
7 Santos L, Campos GWS. SUS Brasil: a região de saúde como caminho. Saúde Soc 2015; 24(2):438-446.
8 Mendes Á, Louvison MCP, Ianni AMZ, Leite MG, Feuerwerker LCM, Tanaka OY, Duarte L, Weiller JAB, Lara NCC, Botelho LAM, Almeida CAL. O processo de construção da gestão regional da saúde no estado de São Paulo: subsídios para a análise. Saúde Soc 2015; 24(2):423-437.-99 Garnelo L, Sousa ABL, Silva CO. Regionalização em Saúde no Amazonas: avanços e desafios. Cien Saude Colet 2017; 22(4):1225-1234.. Government strategies focused on the consolidation of regionalized health system management bodies, such as the organization of Regional Interagency Coordination Offices, the setting of Health Regions, the consolidation of inter-municipal consortia and establishment of the Integrated Agreed Programming and public action organizational contracts99 Garnelo L, Sousa ABL, Silva CO. Regionalização em Saúde no Amazonas: avanços e desafios. Cien Saude Colet 2017; 22(4):1225-1234.
10 Moreira MR, Ribeiro JM, Ouverney AM. Obstáculos políticos à regionalização do SUS: percepções dos secretários municipais de Saúde com assento nas Comissões Intergestores Bipartites. Cien Saude Colet 2017; 22(4):1097-1108.
11 Albuquerque MV, Lima LD, Oliveira RAD, Scatena JHG, Martinelli NL, Pereira AMM. Governança regional do sistema de saúde no Brasil: configurações de atores e papel das Comissões Intergovernamentais. Cien Saude Colet 2018; 23(10):3151-3161.
12 Duarte LS, Pessoto UC, Guimarães RB, Heimann LS, Carvalheiro JR, Cortizo CT, Ribeiro EAW. Regionalização da saúde no Brasil: uma perspectiva de análise. Saúde Soc 2015; 24(2):472-485.
13 Silva CR, Carvalho BG, Cordoni Júnior L, Nunes EFPA. Dificuldade de acesso a serviços de média complexidade em municípios de pequeno porte: um estudo de caso. Cien Saude Colet 2017; 22(4):1109-1120.
14 Santos AM, Giovanella L. Gestão do cuidado integral: estudo de caso em região de saúde da Bahia, Brasil. Cad Saúde Pública 2016; 32(3):e00172214.
15 Galindo JM, Cordeiro JC, Villani RAG, Barbosa Filho EA, Rodrigues CS. Gestão interfederativa do SUS: a experiência gerencial do Consórcio Intermunicipal do Sertão do Araripe de Pernambuco. Rev Administração Pública 2014; 48(6):1545-1566.
16 Morais VS, Chaves APL. Percepção dos gestores municipais de saúde relacionada à saúde ambiental: consórcio intermunicipal de saúde Cerrado Tocantins Araguaia. Saúde Soc 2016; 25:349-360.
17 Vieira FS. Avanços e desafios do planejamento no Sistema Único de Saúde. Cien Saude Colet 2009; 14(Supl. 1):1565-1577.-1818 Menicucci TMG, Marques AMF, Silveira GA. O desempenho dos municípios no Pacto pela Saúde no âmbito das relações federativas do Sistema Único de Saúde. Saúde Soc 2017; 26(2):348-366..
Mendes et al.88 Mendes Á, Louvison MCP, Ianni AMZ, Leite MG, Feuerwerker LCM, Tanaka OY, Duarte L, Weiller JAB, Lara NCC, Botelho LAM, Almeida CAL. O processo de construção da gestão regional da saúde no estado de São Paulo: subsídios para a análise. Saúde Soc 2015; 24(2):423-437. and Medeiros et al.55 Medeiros CRG, Saldanha OMFL, Grave MTQ, Koetz LCE, Dhein G, Castro LC, Schwingel G, Santos MV. Planejamento regional integrado: a governança em região de pequenos municípios. Saúde Soc 2017; 26(1):129-140. understand that the regionalization process should be understood as a way of organizing health actions and services in a region to ensure comprehensive care for all users, enable the rationality of the expenses incurred, as well as resource streamlining and equity. Santos and Campos77 Santos L, Campos GWS. SUS Brasil: a região de saúde como caminho. Saúde Soc 2015; 24(2):438-446. point out the need to regionalize health management within a complementary process to municipal decentralization. In this case, the main argument proposed by the authors refers to the existence of a considerable number of small municipalities that are unable to guarantee access to medium- and high-technological density services to the population. Thus, the regionalization of health demands and services would be a strategy to ensure the right to health for all citizens.
In this context, the emergence of inter-municipal health consortia (CIS) is now an alternative for the regional organization of demands and services, based on a proposal for inter-federative cooperation1616 Morais VS, Chaves APL. Percepção dos gestores municipais de saúde relacionada à saúde ambiental: consórcio intermunicipal de saúde Cerrado Tocantins Araguaia. Saúde Soc 2016; 25:349-360.. The study by Silva et al.1313 Silva CR, Carvalho BG, Cordoni Júnior L, Nunes EFPA. Dificuldade de acesso a serviços de média complexidade em municípios de pequeno porte: um estudo de caso. Cien Saude Colet 2017; 22(4):1109-1120. points out that, as they include several municipalities within the same region, health consortia organize the demand for specialized visits and medium- and high-complexity services, primarily benefiting smaller municipalities. Other studies emphasize how these organizations enable the economy in the procurement of medicines1919 Amaral SMS, Blatt CR. Consórcio intermunicipal para a aquisição de medicamentos: impacto no desabastecimento e no custo. Rev Saúde Pública 2011; 45(4):799-801.,2020 Ferraes AMB, Cordoni Junior L. Consórcio de medicamentos no Paraná: análise de cobertura e custos. Rev Administração Pública 2007; 41(3):475-486., how they contribute to access to medium-complexity services1313 Silva CR, Carvalho BG, Cordoni Júnior L, Nunes EFPA. Dificuldade de acesso a serviços de média complexidade em municípios de pequeno porte: um estudo de caso. Cien Saude Colet 2017; 22(4):1109-1120.,2121 Nicoletto SCS, Cordoni Jr. L, Costa NR. Consórcios Intermunicipais de Saúde: o caso do Paraná, Brasil. Cad Saúde Pública 2005; 21(1):29-38., which elements from consortia are facilitators in the process of developing actions involving intergovernmental cooperation1515 Galindo JM, Cordeiro JC, Villani RAG, Barbosa Filho EA, Rodrigues CS. Gestão interfederativa do SUS: a experiência gerencial do Consórcio Intermunicipal do Sertão do Araripe de Pernambuco. Rev Administração Pública 2014; 48(6):1545-1566.,2222 Botti CS, Artmann E, Spinelli MAS, Scatena JHG. Regionalização dos Serviços de Saúde em Mato Grosso: um estudo de caso da implantação do Consórcio Intermunicipal de Saúde da Região do Teles Pires, no período de 2000 a 2008. Epidemiol Serviços Saúde 2013; 22(3):491-500.,2323 Rocha CV. A cooperação federativa e a política de saúde: o caso dos Consórcios Intermunicipais de Saúde no estado do Paraná. Cad Metrópole 2016; 18(36):377-399., the level of satisfaction of health services’ users2424 Muller EV, Greco M. Avaliação da satisfação dos usuários com os serviços do consórcio intermunicipal de saúde do noroeste do Paraná. Cien Saude Colet 2010; 15(3):925-930. and, finally, the perception of the managers that underpin the consortium about environmental health problems1616 Morais VS, Chaves APL. Percepção dos gestores municipais de saúde relacionada à saúde ambiental: consórcio intermunicipal de saúde Cerrado Tocantins Araguaia. Saúde Soc 2016; 25:349-360..
Abrúcio et al.2525 Abrucio FL, Filippim ES, Dieguez RC. Inovação na cooperação intermunicipal no Brasil: a experiência da Federação Catarinense de Municípios (Fecam) na construção de consórcios públicos. Rev Administração Pública 2013; 47(6):1543-1568. state that inter-municipal consortia are a cooperation mechanism that transcends the territorial and administrative boundaries of municipalities. However, the establishment of these organizations is an autonomous choice of the municipalities and does not necessarily have to obey the territorial division of the Health Region or the Regional Interagency Commission (CIR) of the respective state federative unit, nor even coincide with another political-institutional division of the territory previously defined. Thus, the autonomous organization of consortia can contribute to a fragmented health system, where efforts are not oriented towards the same goal, going against the strategies of coordination and cooperation of the health policy management spheres, highlighted by the literature on public policies2626 Segatto CI, Abrucio FL. A cooperação em uma federação heterogênea: o regime de colaboração na educação em seis estados brasileiros. Rev Bras Educação 2016; 21(65):411-429.,2727 Grin EJ, Abrucio FL. Quando "feds" e "locals" não falam a mesma língua: uma análise sobre dissonâncias na cooperação federativa. Cad EBAPEBR 2017; 15(3):694-719.. From a literature review on the Brazilian production on the subject, Flexa and Barbastefano2828 Flexa RGC, Barbastefano RG. Consórcios Públicos de Saúde: Uma revisão da literatura. Cien Saude Colet 2020; 25(1):325-338. indicate that health consortia enable municipalities to gain scale in the procurement of medicines. They collaborate with the rationality of processes and expenses and allow the realization of joint regional projects. According to the authors consulted2828 Flexa RGC, Barbastefano RG. Consórcios Públicos de Saúde: Uma revisão da literatura. Cien Saude Colet 2020; 25(1):325-338., such requirements would not be feasible to be met in isolation by the municipalities.
The course of health policies has created, over time, a set of management spheres with decision-making and resource allocation power1717 Vieira FS. Avanços e desafios do planejamento no Sistema Único de Saúde. Cien Saude Colet 2009; 14(Supl. 1):1565-1577.. With this large number of management structures and federated entities acting in the development of public policies, authors such as Abrúcio and Segatto2626 Segatto CI, Abrucio FL. A cooperação em uma federação heterogênea: o regime de colaboração na educação em seis estados brasileiros. Rev Bras Educação 2016; 21(65):411-429. and Grin and Abrúcio2727 Grin EJ, Abrucio FL. Quando "feds" e "locals" não falam a mesma língua: uma análise sobre dissonâncias na cooperação federativa. Cad EBAPEBR 2017; 15(3):694-719. emphasize the importance of thinking strategies that guide the federative cooperation and coordination between these spheres. Without building action strategies in this regard, the work carried out in isolation by such structures and levels of government would tend to produce predatory behaviors between the parties, cost overruns, overlapping activities, care gaps within a territory, and also competition for resources. Therefore, articulating management spheres around a regional health agreement has been a challenge for public health policies.
Thus, this study aims to investigate how inter-municipal public health consortia operate in Brazil from theories that address the process of health regionalization1010 Moreira MR, Ribeiro JM, Ouverney AM. Obstáculos políticos à regionalização do SUS: percepções dos secretários municipais de Saúde com assento nas Comissões Intergestores Bipartites. Cien Saude Colet 2017; 22(4):1097-1108.
11 Albuquerque MV, Lima LD, Oliveira RAD, Scatena JHG, Martinelli NL, Pereira AMM. Governança regional do sistema de saúde no Brasil: configurações de atores e papel das Comissões Intergovernamentais. Cien Saude Colet 2018; 23(10):3151-3161.-1212 Duarte LS, Pessoto UC, Guimarães RB, Heimann LS, Carvalheiro JR, Cortizo CT, Ribeiro EAW. Regionalização da saúde no Brasil: uma perspectiva de análise. Saúde Soc 2015; 24(2):472-485.,2222 Botti CS, Artmann E, Spinelli MAS, Scatena JHG. Regionalização dos Serviços de Saúde em Mato Grosso: um estudo de caso da implantação do Consórcio Intermunicipal de Saúde da Região do Teles Pires, no período de 2000 a 2008. Epidemiol Serviços Saúde 2013; 22(3):491-500. and interfederative cooperation2525 Abrucio FL, Filippim ES, Dieguez RC. Inovação na cooperação intermunicipal no Brasil: a experiência da Federação Catarinense de Municípios (Fecam) na construção de consórcios públicos. Rev Administração Pública 2013; 47(6):1543-1568.
26 Segatto CI, Abrucio FL. A cooperação em uma federação heterogênea: o regime de colaboração na educação em seis estados brasileiros. Rev Bras Educação 2016; 21(65):411-429.-2727 Grin EJ, Abrucio FL. Quando "feds" e "locals" não falam a mesma língua: uma análise sobre dissonâncias na cooperação federativa. Cad EBAPEBR 2017; 15(3):694-719.. To this end, agreements between consortia from all over Brazil and the Federal Government during the period 1996-2016 will be analyzed. The analytical approach used is justified because studies on health consortia (CIS) are “case studies”2828 Flexa RGC, Barbastefano RG. Consórcios Públicos de Saúde: Uma revisão da literatura. Cien Saude Colet 2020; 25(1):325-338., requiring a more comprehensive analysis on the subject. Therefore, this study intends to increase the understanding of these structures from a national focus.
Methodology
This paper was developed under the Ph.D. in Sociology of the Federal University of Rio Grande do Sul (UFRGS). This is a documentary research whose sources are available in public archives. Research integrity aspects were observed and respected; that is, this publication assumes the veracity and reliability of the data shown.
The study can be characterized as qualitative research with documentary data collection2929 Marconi MA, Lakatos EM. Técnicas de Pesquisa. São Paulo: Atlas; 1991.. This technique aims to understand the information contained in the original documents through systematization and categorization procedures3030 Bardin L. Análise de conteúdo. Lisboa: Edições 70; 2011.. Thus, in September 2017, the agreements entered into between the Federal Government and the Brazilian public consortiums, available on the Federal Government Resources Transparency Portal, from 1996 to 2016, were accessed. After data collection, the material was organized in a spreadsheet, and the content of the proposals was examined, paying attention to the objectives presented by the consortia for the signing of the respective agreements.
In total, 384 agreements were concluded between the Federal Government and public consortia in the 1996-2016 period. Of these, 122 focused health, which were of interest to this research. The contents of the collected documents that underpinned the agreements signed were analyzed from the methods proposed by Bardin3030 Bardin L. Análise de conteúdo. Lisboa: Edições 70; 2011., which highlights the linguistic materiality of the text. This type of analysis attempts to understand the thinking of the subjects involved in the process of interest, through the content expressed in the text, in a more transparent conception of language. The documents analyzed are critical parts of the resource transfer process, as they evidenced the objectives and justifications for the conclusion of agreements between the consortia and the Federal Government.
Two categories of results were elaborated from the content analysis on the inter-municipal public consortia: 1) a general description of the agreements entered into in Brazil and 2) content of the agreements entered into by the inter-municipal public consortia (CIS). This last part will analyze the proposals submitted by the consortia in the light of the debate on health regionalization and public policy coordination.
Results and discussion
The Federal Government Transparency Portal3131 Brasil. Portal da Transparência da União [Internet]. 2018 [acessado 2018 Set 11]. Disponível em: http://www.portaltransparencia.gov.br/
http://www.portaltransparencia.gov.br... provides details of the agreements established between the CIS and the Federal Government, such as purpose, dates, values, and cities that are covered by the consortium. This analysis allowed an in-depth understanding of the actions implemented by Brazilian health consortia.
Overview of the agreements entered into in Brazil
Data related to the development of the celebration of agreements between the Federal Government and inter-municipal consortia in Brazil in the 1996-2016 period, in general, and concerning the health sector, specifically, will be analyzed in this category.
Figure 1 shows the distribution of the number of agreements signed with inter-municipal consortia from all public policy areas over time. The number of agreements between consortia and the Federal Government increased significantly, mainly in 2010 and 2011. However, an irregular distribution over the historical series was observed.
Development of the number of agreements between the Federal Government and inter-municipal consortia in Brazil, 1996-2016.
Figure 2 shows the percentage distribution of agreements entered into between consortia and the Federal Government by public policy area. Of the 384 agreements signed between 1996 and 2016, most of them, 31.77% (n = 122) aimed to promote actions in the health sector. Noteworthy is the very diverse set of areas in which consortia establish agreements with the Federal Government, although these instruments are concentrated in health and rural development.
Agreements signed by consortia with the Federal Government by percentage and thematic area, Brazil, 1996-2016.
Regarding the prominence of the health area among the agreements signed, Machado and Andrade3232 Machado JA, Andrade MLC. Cooperação intergovernamental, consórcios públicos e sistemas de distribuição de custos e benefícios. Rev Administração Pública 2014; 48(3):695-720. and Rocha2323 Rocha CV. A cooperação federativa e a política de saúde: o caso dos Consórcios Intermunicipais de Saúde no estado do Paraná. Cad Metrópole 2016; 18(36):377-399. point out that the provision of health services has become, over the last decades, a municipal competence and, thus, the sensitivity of the electorate for the quality of services rendered is quite high. Authors argue that this fact makes mayors of a given region overcome their partisan conflicts and seek alternatives to solve the demands. Thus, consortia would be a tool to ensure access to health services.
Figure 3 shows the number of health care agreements by the federal state. Most of the agreements were signed by consortia located in states of the South and Southeast. The Northeastern Region signed only one agreement in the health area, and the Northern Region signed four agreements throughout this historical series.
Number of health agreements between consortia and the Federal Government by federal state, 1996-2016.
According to the IBGE22 Instituto Brasileiro de Geografia e Estatística (IBGE). Perfil dos Municípios Brasileiros. Rio de Janeiro: IBGE; 2015., in 2015, 2,672 Brazilian municipalities (48% of the total) were participating in some health consortium. Concerning the number of municipalities in the consortium by region, an uneven distribution of these institutional arrangements was identified in the Brazilian territory. The Southern and Southeastern regions have 80% and 66.48% of their municipalities with a consortium, respectively. In these regions, the states of Paraná and Minas Gerais stood out for both having 92% of their entities with consortia. As for the other regions, the Midwest showed 37.47% of the consortium municipalities, the North 11.77%, and the Northeast 27.31%22 Instituto Brasileiro de Geografia e Estatística (IBGE). Perfil dos Municípios Brasileiros. Rio de Janeiro: IBGE; 2015.. However, the IBGE does not count the number of existing consortia, and no other official information regarding this data was found. The study by Teixeira3333 Teixeira LS. Ensaios sobre consórcios intermunicipais de saúde: financiamento, comportamento estratégico, incentivos e economia política. Brasília: Câmara dos Deputados, Coordenação de Publicações; 2007. found, from an analysis based on the MHDI-Income, that the consortium municipalities of the country have a higher mean income than the non-consortium. Also, the study showed that health consortiation had spread unevenly across regions, as per criteria that are still hardly understood. Within this scope, this study found that the signing of health agreements involving consortia and the Federal Government varies by state and region of the country and is heterogeneous.
The agreement between the Federal Government and the consortium is a voluntary transfer of resources, which necessarily implies the existence of political negotiation between these institutional schemes and the spheres of the central government. As shown in Figure 3, the consortiums of the states of the Southern and Southeastern Regions hold a prominent position in the signing of agreements with the Federal Government, while those of other regions also evidence a discrete performance. Concerning the explanation of this phenomenon, we can hypothesize that it depends on the institutional structure and the articulation capacity of these organizations with the Federal Government. As pointed out by Abrúcio et al.2525 Abrucio FL, Filippim ES, Dieguez RC. Inovação na cooperação intermunicipal no Brasil: a experiência da Federação Catarinense de Municípios (Fecam) na construção de consórcios públicos. Rev Administração Pública 2013; 47(6):1543-1568., the ability to build an institutional structure that regulates and guarantees the development of actions is crucial for the maintenance of consortium activities. A study by Meireles3434 Meireles F. Alinhamento partidário e demanda por transferências federais no Brasil. Rev Administração Pública 2019; 53(1):173-194. on the logic of voluntary Federal Government transfers to municipalities supports this thesis insofar as the author points out that elements such as political pressure, political parties, and bargaining are crucial in the process of obtaining voluntary Federal Government’s resources, which is the category of agreements with consortia.
It is noteworthy that the consortia of the state of Paraná signed 41% (n = 50) of all health care agreements in the period analyzed. The studies by Rocha2323 Rocha CV. A cooperação federativa e a política de saúde: o caso dos Consórcios Intermunicipais de Saúde no estado do Paraná. Cad Metrópole 2016; 18(36):377-399. and Ferraes and Cordoni Júnior2020 Ferraes AMB, Cordoni Junior L. Consórcio de medicamentos no Paraná: análise de cobertura e custos. Rev Administração Pública 2007; 41(3):475-486. show that some consortia in Paraná aim to purchase medicines, while others are geared to the management of the Emergency Medical Assistance Service (SAMU). Also, studies show that most of these consortia aim to organize the demands for medium- and high-complexity services in their operating regions. The authors state that there are cases in which a municipality participates in more than one consortium, and some consortia encompass municipalities from other states of the federation, such as Santa Catarina. That is, the rationale of establishing these institutional schemes is permeated by conflicts and partnerships formalized by the mayors that underpin these structures, which may even extrapolate the state territory. Thus, we can identify that the process of establishing and operating consortia does not necessarily follow the institutional design of the Health Regions provided for by the State Health Secretariat of Paraná. Finally, it points out that, despite these issues, the Paraná consortia were skilled and thriving in the process of obtaining funds from the federal government.
Figure 4 shows the time-related distribution of health-related agreements between consortiums and the Federal Government. An increase in the signing of agreements was noted, albeit not linearly and with considerable variation in the period 1996-2016. Linhares et al.3535 Linhares PTFS, Messenberg RP, Ferreira APL. Transformações na federação brasileira: o consórcio intermunicipal no Brasil do início do século XXI [Internet]. IPEA; 2017 [acessado 2018 Set 12]. Disponível em: http://repositorio.ipea.gov.br/handle/11058/8102
http://repositorio.ipea.gov.br/handle/11... state that the Consortium Law, enacted in 2005, produced a significant increase in the number of consortium municipalities in Brazil. However, the consortia had a heterogeneous performance in the search for funding for their actions, materialized in the signing of agreements with the Federal Government throughout the historical series.
Evolution in the number of agreements between health consortia and the Federal Government, by year, Brazil, 1996-2016.
The content of the agreements entered into by the inter-municipal public consortia with the Federal Government
This section analyzes the objectives of health-related covenants. Thus, the types of actions that the consortia intended to perform were classified, as shown in Figure 5.
Objective of agreements established between health consortia and the Federal Government, by type, Brazil, 1996-2016.
In total, 66% of the agreements signed (n = 81) in this area aimed at the acquisition of hospital equipment, improved physical structure of health services and purchase of permanent materials. Also, it is noteworthy that 7% (n = 9) of the agreements signed aimed at building physical structures where health services would function, and another 7% sought to acquire mobile units for the consortium municipalities.
Some consortia organize their own public policy implementation structures, that is, they build and maintain health services that aim to provide direct care to people. On the other hand, other consortia act to assist the municipalities in the maintenance of health services (for example, purchase of permanent materials for hospitals), thus becoming a technical, operational and administrative support structure, without pretending to provide direct care services to the population.
The objectives of the agreements presented by the consortia to the Federal Government reveal a set of deficiencies of the municipalities in their regions, for which the resources would be allocated. References to the concept of health regionalization were identified from the analysis of the documents that underpin the agreements signed. For illustrative purposes, we mention the agreement signed in 2010 by a consortium located in the southern state of Paraná, which has 20 consortium municipalities. Relevant documents show that the consortium was seeking the construction of a building where a regional center for medical specialties would operate, and the justification for fundraising, described in the purpose of the agreement, was precisely to reduce the lines of health services located in the capital, Curitiba, and the creation of a regional reference center to regionalize the care of medium-complexity services.
On the other hand, some agreements showed, in the description of the objective, an argument about the importance of investment for the region. The following is an excerpt from an agreement established by a Minas Gerais consortium in 2012, with the following justification:
The purpose of the execution of the object of the agreement is to purchase equipment to create conditions to implement health services to serve the region of the consortium municipalities, whose benefit is to create conditions for the local people to be served in their region, avoiding their travel to the great saturated centers3131 Brasil. Portal da Transparência da União [Internet]. 2018 [acessado 2018 Set 11]. Disponível em: http://www.portaltransparencia.gov.br/
http://www.portaltransparencia.gov.br... .
Thus, the document shows the consortium’s sensitivity to crucial issues related to supply management to meet demand in the Unified Health System.
In another case, noteworthy is an agreement signed by a consortium located in Rondônia, in 2011, which aimed to raise federal funds for the procurement of specific hospital equipment (radiography and mammography)3131 Brasil. Portal da Transparência da União [Internet]. 2018 [acessado 2018 Set 11]. Disponível em: http://www.portaltransparencia.gov.br/
http://www.portaltransparencia.gov.br... . Also, the objectives of the agreement state that the reference municipality of the region would administer such equipment, and not the consortium. Thus, the consortium would be associated with the interests of the municipalities of that territory and would facilitate access to federal resources, but not the service provider. In other cases, the objectives of the identified agreements referred to the procurement of vehicles such as ambulances and mobile ICUs to equip existing health services in the reference municipalities3131 Brasil. Portal da Transparência da União [Internet]. 2018 [acessado 2018 Set 11]. Disponível em: http://www.portaltransparencia.gov.br/
http://www.portaltransparencia.gov.br... . However, the concept of health service of most consortia is linked to a model focused on curative and hospital-centered medicine3636 Viana AL d'Ávila, Bousquat A, Melo GA, Negri Filho AD, Medina MG. Regionalização e Redes de Saúde. Cien Saude Colet 2018; 23(6):1791-1798., based on the production of medium- and high-complexity care. Contrary to this trend, a negligible number of the agreements (6 in all) proposed the construction of senior citizen gyms to improve the quality of life of the older adults.
We identified that the consortium managers are aware of the adverse effects of health care decentralization on Brazilian municipalities. Because of this, these organizations propose actions for regionalization of health care as they present proposals to build regional structures for the provision of health services and to guarantee financial support to the reference municipalities of the regions. However, challenges persist. It is noteworthy that it is unclear whether and how such initiatives converge with the work of the Regional Interagency Commissions and the Integrated Agreed Programming guidelines located within each state of the federation. Also, health consortia do not have participation instruments, hindering social control over their activities2828 Flexa RGC, Barbastefano RG. Consórcios Públicos de Saúde: Uma revisão da literatura. Cien Saude Colet 2020; 25(1):325-338..
The study by Botti et al.2222 Botti CS, Artmann E, Spinelli MAS, Scatena JHG. Regionalização dos Serviços de Saúde em Mato Grosso: um estudo de caso da implantação do Consórcio Intermunicipal de Saúde da Região do Teles Pires, no período de 2000 a 2008. Epidemiol Serviços Saúde 2013; 22(3):491-500. draws attention to the fact that consortia are more concerned with the direct provision of services than with the construction of a health system that seeks comprehensive and coordinated care. In this context, the authors state that consortia manage to increase access to specialized services in the regions they operate; however, challenges persist regarding the construction of a referral and counter-referral system between health services. The study by Nicoletto et al.2121 Nicoletto SCS, Cordoni Jr. L, Costa NR. Consórcios Intermunicipais de Saúde: o caso do Paraná, Brasil. Cad Saúde Pública 2005; 21(1):29-38., conducted in a state of southern Brazil, points out that the provision of specialized visits by consortia is insufficient to meet the demand, and several flaws are found in their referral and counter-referral mechanisms. In the same vein, the authors emphasize that consortia have the potential to expand the supply of services; however, these actions must be planned and adapted to the referral system stipulated by the Unified Health System.
Therefore, from this analysis, we turn to the problem raised by Grin and Abrúcio2727 Grin EJ, Abrucio FL. Quando "feds" e "locals" não falam a mesma língua: uma análise sobre dissonâncias na cooperação federativa. Cad EBAPEBR 2017; 15(3):694-719. and Segatto and Abrúcio2626 Segatto CI, Abrucio FL. A cooperação em uma federação heterogênea: o regime de colaboração na educação em seis estados brasileiros. Rev Bras Educação 2016; 21(65):411-429. concerning the construction of a coordinated and cooperative system of public policy production in Brazil. International studies on the topic3737 Wallner J. Cooperation without the Leviathan: Intergovernmental policymaking in Canadian education. Regional Federal Studies 2017; 27(4):417-440.
38 Simmons JM. Canadian multilateral intergovernmental institutions and the limits of institutional innovation. Regional Federal Studies 2017; 27(5):573-596.
39 Dasí JF, Fons AG. La contribución de las fórmulas existentes de cooperación intermunicipal en la equidad territorial: el caso de la Mancomunitat de la Ribera Alta. Estudios Geográficos 2018; 78(283):465-491.
40 González JR. El gobierno del territorio en España: balance de iniciativas de coordinación y cooperación territorial. Boletín de la A.G.E. 2005; 39:59-86.
41 Montpetit É, Foucault M. Canadian Federalism and Change in Policy Attention: A Comparison with the United Kingdom. Canadian J Political Sci 2012; 45(3):635-656.
42 Auel K. Intergovernmental relations in German federalism: Cooperative federalism, party politics and territorial conflicts. Comparative Eur Politics 2014; 12(4):422-443.-4343 Kwon S-W, Feiock RC. Overcoming the Barriers to Cooperation: Intergovernmental Service Agreements. Public Administration Rev 2010; 70(6):876-884. conducted in countries such as Spain, Germany, and Canada also highlight the importance of building intergovernmental cooperation and coordination systems that seek to reconcile local demands with policies developed by central governments to ensure universal access to health.
It is also worth mentioning some limitations of this study, such as the fact that the research is based on the agreements signed by the inter-municipal consortia with the Federal Government, without considering the agreements signed by the state governments. The analysis was limited to the objectives contained in the official documents presented for the establishment of the agreement, disregarding the effective implementation of the claimed resources, which would require on-site research.
Conclusion
This study sought to provide a general description of the health care agreements between the inter-municipal public consortia and the Federal Government, showing that the time evolution of these agreements varied greatly over time and that the municipalities of the South and Southeast had a higher number of covenants compared to other regions.
Concerning the content of the agreements, it was found that the consortia are aware of the issues that involve the decentralization of health policies and appropriate the concept of health regionalization to request resources from the Ministry of Health. However, data analysis suggests that consortia still act autonomously and disconnected from other management instances, such as the Regional Health Coordination Offices, which can lead to mismatches and overlapping activities. Moreover, it is noteworthy that consortia lack mechanisms that encourage participation and social control, inherent and fundamental aspects for the consolidation of the SUS4444 Leal AF, Lui L. Instituições participativas e seus efeitos nas políticas públicas: estudo do Comitê de Mortalidade por Aids de Porto Alegre. Saúde Soc 2018; 27(1):94-105.,4545 Côrtes SV. Sistema Único de Saúde: espaços decisórios e a arena política de saúde. Cad Saúde Pública 2009; 25(7):1626-1633.. Finally, we stress the need for further studies on the subject, especially emphasizing the way public consortia relate to other spheres of health management and social control, as well as other spheres of government.
References
- 1Arretche M. Federalismo e igualdade territorial: uma contradição em termos? Dados 2010; 53(3):587-620.
- 2Instituto Brasileiro de Geografia e Estatística (IBGE). Perfil dos Municípios Brasileiros. Rio de Janeiro: IBGE; 2015.
- 3Grin EJ, Nascimento AB, Abrucio FL, Fernandes AS. Sobre desconexões e hiatos: uma análise de capacidades estatais e finanças públicas em municípios brasileiros. Cad Gestão Pública Cidadania 2018; 23(76):312-336.
- 4Arretche M. Democracia, Federalismo e Centralização no Brasil. Rio de Janeiro: Editora Fiocruz, FGV; 2012.
- 5Medeiros CRG, Saldanha OMFL, Grave MTQ, Koetz LCE, Dhein G, Castro LC, Schwingel G, Santos MV. Planejamento regional integrado: a governança em região de pequenos municípios. Saúde Soc 2017; 26(1):129-140.
- 6Carvalho ALB, Jesus WLA, Senra IMVB. Regionalização no SUS: processo de implementação, desafios e perspectivas na visão crítica de gestores do sistema. Cien Saude Colet 2017; 22(4):1155-1164.
- 7Santos L, Campos GWS. SUS Brasil: a região de saúde como caminho. Saúde Soc 2015; 24(2):438-446.
- 8Mendes Á, Louvison MCP, Ianni AMZ, Leite MG, Feuerwerker LCM, Tanaka OY, Duarte L, Weiller JAB, Lara NCC, Botelho LAM, Almeida CAL. O processo de construção da gestão regional da saúde no estado de São Paulo: subsídios para a análise. Saúde Soc 2015; 24(2):423-437.
- 9Garnelo L, Sousa ABL, Silva CO. Regionalização em Saúde no Amazonas: avanços e desafios. Cien Saude Colet 2017; 22(4):1225-1234.
- 10Moreira MR, Ribeiro JM, Ouverney AM. Obstáculos políticos à regionalização do SUS: percepções dos secretários municipais de Saúde com assento nas Comissões Intergestores Bipartites. Cien Saude Colet 2017; 22(4):1097-1108.
- 11Albuquerque MV, Lima LD, Oliveira RAD, Scatena JHG, Martinelli NL, Pereira AMM. Governança regional do sistema de saúde no Brasil: configurações de atores e papel das Comissões Intergovernamentais. Cien Saude Colet 2018; 23(10):3151-3161.
- 12Duarte LS, Pessoto UC, Guimarães RB, Heimann LS, Carvalheiro JR, Cortizo CT, Ribeiro EAW. Regionalização da saúde no Brasil: uma perspectiva de análise. Saúde Soc 2015; 24(2):472-485.
- 13Silva CR, Carvalho BG, Cordoni Júnior L, Nunes EFPA. Dificuldade de acesso a serviços de média complexidade em municípios de pequeno porte: um estudo de caso. Cien Saude Colet 2017; 22(4):1109-1120.
- 14Santos AM, Giovanella L. Gestão do cuidado integral: estudo de caso em região de saúde da Bahia, Brasil. Cad Saúde Pública 2016; 32(3):e00172214.
- 15Galindo JM, Cordeiro JC, Villani RAG, Barbosa Filho EA, Rodrigues CS. Gestão interfederativa do SUS: a experiência gerencial do Consórcio Intermunicipal do Sertão do Araripe de Pernambuco. Rev Administração Pública 2014; 48(6):1545-1566.
- 16Morais VS, Chaves APL. Percepção dos gestores municipais de saúde relacionada à saúde ambiental: consórcio intermunicipal de saúde Cerrado Tocantins Araguaia. Saúde Soc 2016; 25:349-360.
- 17Vieira FS. Avanços e desafios do planejamento no Sistema Único de Saúde. Cien Saude Colet 2009; 14(Supl. 1):1565-1577.
- 18Menicucci TMG, Marques AMF, Silveira GA. O desempenho dos municípios no Pacto pela Saúde no âmbito das relações federativas do Sistema Único de Saúde. Saúde Soc 2017; 26(2):348-366.
- 19Amaral SMS, Blatt CR. Consórcio intermunicipal para a aquisição de medicamentos: impacto no desabastecimento e no custo. Rev Saúde Pública 2011; 45(4):799-801.
- 20Ferraes AMB, Cordoni Junior L. Consórcio de medicamentos no Paraná: análise de cobertura e custos. Rev Administração Pública 2007; 41(3):475-486.
- 21Nicoletto SCS, Cordoni Jr. L, Costa NR. Consórcios Intermunicipais de Saúde: o caso do Paraná, Brasil. Cad Saúde Pública 2005; 21(1):29-38.
- 22Botti CS, Artmann E, Spinelli MAS, Scatena JHG. Regionalização dos Serviços de Saúde em Mato Grosso: um estudo de caso da implantação do Consórcio Intermunicipal de Saúde da Região do Teles Pires, no período de 2000 a 2008. Epidemiol Serviços Saúde 2013; 22(3):491-500.
- 23Rocha CV. A cooperação federativa e a política de saúde: o caso dos Consórcios Intermunicipais de Saúde no estado do Paraná. Cad Metrópole 2016; 18(36):377-399.
- 24Muller EV, Greco M. Avaliação da satisfação dos usuários com os serviços do consórcio intermunicipal de saúde do noroeste do Paraná. Cien Saude Colet 2010; 15(3):925-930.
- 25Abrucio FL, Filippim ES, Dieguez RC. Inovação na cooperação intermunicipal no Brasil: a experiência da Federação Catarinense de Municípios (Fecam) na construção de consórcios públicos. Rev Administração Pública 2013; 47(6):1543-1568.
- 26Segatto CI, Abrucio FL. A cooperação em uma federação heterogênea: o regime de colaboração na educação em seis estados brasileiros. Rev Bras Educação 2016; 21(65):411-429.
- 27Grin EJ, Abrucio FL. Quando "feds" e "locals" não falam a mesma língua: uma análise sobre dissonâncias na cooperação federativa. Cad EBAPEBR 2017; 15(3):694-719.
- 28Flexa RGC, Barbastefano RG. Consórcios Públicos de Saúde: Uma revisão da literatura. Cien Saude Colet 2020; 25(1):325-338.
- 29Marconi MA, Lakatos EM. Técnicas de Pesquisa. São Paulo: Atlas; 1991.
- 30Bardin L. Análise de conteúdo. Lisboa: Edições 70; 2011.
- 31Brasil. Portal da Transparência da União [Internet]. 2018 [acessado 2018 Set 11]. Disponível em: http://www.portaltransparencia.gov.br/
» http://www.portaltransparencia.gov.br - 32Machado JA, Andrade MLC. Cooperação intergovernamental, consórcios públicos e sistemas de distribuição de custos e benefícios. Rev Administração Pública 2014; 48(3):695-720.
- 33Teixeira LS. Ensaios sobre consórcios intermunicipais de saúde: financiamento, comportamento estratégico, incentivos e economia política. Brasília: Câmara dos Deputados, Coordenação de Publicações; 2007.
- 34Meireles F. Alinhamento partidário e demanda por transferências federais no Brasil. Rev Administração Pública 2019; 53(1):173-194.
- 35Linhares PTFS, Messenberg RP, Ferreira APL. Transformações na federação brasileira: o consórcio intermunicipal no Brasil do início do século XXI [Internet]. IPEA; 2017 [acessado 2018 Set 12]. Disponível em: http://repositorio.ipea.gov.br/handle/11058/8102
» http://repositorio.ipea.gov.br/handle/11058/8102 - 36Viana AL d'Ávila, Bousquat A, Melo GA, Negri Filho AD, Medina MG. Regionalização e Redes de Saúde. Cien Saude Colet 2018; 23(6):1791-1798.
- 37Wallner J. Cooperation without the Leviathan: Intergovernmental policymaking in Canadian education. Regional Federal Studies 2017; 27(4):417-440.
- 38Simmons JM. Canadian multilateral intergovernmental institutions and the limits of institutional innovation. Regional Federal Studies 2017; 27(5):573-596.
- 39Dasí JF, Fons AG. La contribución de las fórmulas existentes de cooperación intermunicipal en la equidad territorial: el caso de la Mancomunitat de la Ribera Alta. Estudios Geográficos 2018; 78(283):465-491.
- 40González JR. El gobierno del territorio en España: balance de iniciativas de coordinación y cooperación territorial. Boletín de la A.G.E. 2005; 39:59-86.
- 41Montpetit É, Foucault M. Canadian Federalism and Change in Policy Attention: A Comparison with the United Kingdom. Canadian J Political Sci 2012; 45(3):635-656.
- 42Auel K. Intergovernmental relations in German federalism: Cooperative federalism, party politics and territorial conflicts. Comparative Eur Politics 2014; 12(4):422-443.
- 43Kwon S-W, Feiock RC. Overcoming the Barriers to Cooperation: Intergovernmental Service Agreements. Public Administration Rev 2010; 70(6):876-884.
- 44Leal AF, Lui L. Instituições participativas e seus efeitos nas políticas públicas: estudo do Comitê de Mortalidade por Aids de Porto Alegre. Saúde Soc 2018; 27(1):94-105.
- 45Côrtes SV. Sistema Único de Saúde: espaços decisórios e a arena política de saúde. Cad Saúde Pública 2009; 25(7):1626-1633.
Publication Dates
- Publication in this collection
04 Dec 2020 - Date of issue
Dec 2020
History
- Received
20 Nov 2018 - Accepted
15 Apr 2019 - Published
17 Apr 2019