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The effect of redistributions of garbage codes on the evolution of mortality from Chronic Diseases in Brazil, 2010 to 2019

Deborah Carvalho Malta [...] Antônio Luiz Pinho Ribeiro About the authors

Abstract

This study aimed to estimate premature mortality (30-69 years) for four priority NCD groups in Brazil from 2010 to 2019, comparing crude data from the Mortality Information System (SIM), SIM data adjusted by GC redistribution and underreporting, and data extracted from the Global Burden of Disease (GBD) study. Premature mortality rates due to NCDs declined in the period analyzed. Although the adjustment methods hardly changed temporal trends, we observed that mortality rates calculated with adjusted data were significantly higher than those without adjustment. This variation was heterogeneous among the Federated Units. The rates estimated by the crude SIM method ranged from 322.0 to 276.1 deaths per 100 thousand inhabitants, while the redistributed SIM rates ranged from 340.4 to 296.8 deaths per 100 thousand inhabitants. The estimated rates for the GBD ranged from 371.6 to 323.0 deaths per 100 thousand inhabitants. In conclusion, this study highlights the importance of adopting methods that can be applied to achieve more reliable mortality statistics, which continuously improves the definition of death causes in the SIM.

Key words:
Noncommunicable Diseases; Vital statistics; Cause of death; Data accuracy; Health Information Systems

Introduction

Mortality statistics are crucial and well-established for understanding the health status of a population, especially for monitoring chronic noncommunicable diseases (NCDs)11 Laurenti R. A análise da mortalidade por causa básica e por causas múltiplas. Rev Saude Publica 1974; 8:421-435.,22 Santos ÁO, Sztajnberg A, Machado TM, Nobre DM, Souza ANP, Savassi LCM. Desenvolvimento e Avaliação de uma Plataforma Colaborativa Digital para Educação e Tomada de Decisão Médica Baseada em Evidências. Rev Bras Educ Med 2019; 43(1 Supl. 1):513-524.. Analysis of the causes of death allows us to measure the main problems that affect the health of a population. Estimating mortality rates allows for measuring the risks of death to which different population groups are exposed and the possible inequalities between groups, periods, generations, or locations33 Benedetti MSG, Saraty SB, Martins AG, Miranda MJ, Abreu DMX. Evaluation study of the garbage codes research project in the northern region of Brazil. Rev Bras Epidemiol 2019; 22(Supl. 3):e19006.supl.3.. Such rates can also support the targeting of priorities in policies related to health services, situation analyses, and planning and evaluation of actions and programs in the field44 Brasil. Ministério da Saúde (MS). Sistema de Informações sobre Mortalidade. DATASUS [Internet]. 2023 [acessado 2023 maio 10]. Disponível em: https://datasus.saude.gov.br/mortalidade-desde-1996-pela-cid-10.
https://datasus.saude.gov.br/mortalidade...
,55 Malta DC, Reis AAC, Jaime PC, Morais Neto OL, Silva MMA, Akerman M. O SUS e a Política Nacional de Promoção da Saúde: perspectiva resultados, avanços e desafios em tempos de crise. Cien Saude Colet 2018; 23(6):1799-1809..

Created in 1975, the Mortality Information System (SIM) allows storing and monitoring data on deaths in Brazil. It is an important tool for health surveillance in the country66 Benedetti MSG, Saraty SB, Martins AG, Miranda MJ, Abreu DMX. Evaluation study of the garbage codes research project in the northern region of Brazil. Rev Bras Epidemiol 2019; 22(Supl. 3):e19006.supl.3.. Despite being considered a consolidated system, the SIM still has regional inequalities in coverage and data quality77 Teixeira RA, Ishitani LH, Marinho F, Pinto Junior EP, Katikireddi SV, Malta DC. Methodological proposal for the redistribution of deaths due to garbage codes in mortality estimates for Noncommunicable Chronic Diseases. Rev Bras Epidemiol 2021; 24:e210004.. It is consensus that, death certificates and investigation forms (essential system documents) must show accurate information on the underlying cause of death88 Ellingsen CL, Ebbing M, Alfsen GC, Vollset SE. Injury death certificates without specification of the circumstances leading to the fatal injury - The Norwegian Cause of Death Registry 2005-2014. Popul Health Metr 2018; 16(1):20. to achieve SIM’s adequate performance.

The World Health Organization (WHO) defines the underlying cause of death as (a) the disease or injury that initiated a series of events culminating in death or (b) in cases of accidents or violence, the circumstances that produced the fatal injury or injuries99 World Health Organization (WHO). International Statistical Classification of Diseases and related health problems (ICD-10). 5ª ed. Geneva: WHO; 2016.. Although the underlying causes of death are coded using the International Statistical Classification of Diseases and Related Health Problems, 10th Revision (ICD-10), this classification does not provide adequate codes to declare the underlying cause. Codes for non-fatal diseases, signs, symptoms, and complications1010 Ellingsen CL, Alfsen GC, Ebbing M, Pedersen AG, Sulo G, Vollset SE, Braut GS. Garbage codes in the Norwegian cause of death registry 1996-2019. BMC Public Health 2022; 22(1):1301. exist. These so-called “Garbage Codes” (GC) are unsuitable for completing the underlying cause of death since they provide information that is not very useful for directing public health actions1111 Malta DC, França E, Abreu DMX, Perillo RD, Salmen MC, Teixeira RA, Passos V, Souza MFM, Mooney M, Naghavi M. Mortalidade por doenças não transmissíveis no brasil, 1990 a 2015, segundo estimativas do estudo de carga global de doenças. Sao Paulo Med J 2017; 135(3):213-221., hindering the identification of the actual diseases and conditions that caused the death1212 Teixeira RA, Naghavi M, Guimarães MDC, Ishitani LH, França EB. Quality of cause-of-death data in Brazil: Garbage codes among registered deaths in 2000 and 2015. Rev Bras Epidemiol 2019; 22:e19002-supl.,1313 Ishitani LH, Teixeira RA, Abreu DMX, Paixão LMMM, França EB. Quality of mortality statistics' information: garbage codes as causes of death in Belo Horizonte, 2011-2013. Rev Bras Epidemiol 2017; 20:34-45..

A high proportion of GC limits the usefulness of mortality statistics, undermining their importance as a primary source of information for planning and evaluating health policies and interventions66 Benedetti MSG, Saraty SB, Martins AG, Miranda MJ, Abreu DMX. Evaluation study of the garbage codes research project in the northern region of Brazil. Rev Bras Epidemiol 2019; 22(Supl. 3):e19006.supl.3.,1414 Dahiru T, Sabitu K, Oyemakinde A, Mande A, Singha F. Mortality and cause of death in Abuth, Zaria: 1999-2005. Ann Ib Postgrad Med 2011; 8(1):1999-2005.. In this sense, different approaches have been adopted to classify and reduce the impact of GC, generally involving their redistribution to the plausible cause of death codes1515 Monasta L, Alicandro G, Pasovic M, Cunningham M, Armocida B, Murray CJL, Ronfani L, Naghavi M; GBD 2019 Italy Causes of Death Collaborators. Redistribution of garbage codes to underlying causes of death: a systematic analysis on Italy and a comparison with most populous Western European countries based on the Global Burden of Disease Study 2019. Eur J Public Health 2022; 32(3):456-462., after consulting with experts, fixed proportional redistribution, and proportional redistribution computed based on information from the cause of death chain and regression models1616 Liu L, Wang X, Wang C, Ma X, Meng X, Ning B, Li N, Wan X. A study on garbage code redistribution methods in small area: redistributing heart failure in two Chinese cities by two approaches. Research Square [preprint]; 2022. doi: https://doi.org/10.21203/rs.3.rs-1242825/v1.
https://doi.org/10.21203/rs.3.rs-1242825...
. In the Global Burden of Disease (GBD) 2019 study, the redistribution of GCs was based on weights generated by statistical models and redistributed by algorithms in the groups of defined causes1717 GBD 2019 Diseases and Injuries Collaborators. Global burden of 369 diseases and injuries in 204 countries and territories, 1990-2019: a systematic analysis for the Global Burden of Disease Study 2019. Lancet 2020; 396(10258):1204-1222.,1818 The Institute for Health Metrics and Evaluation (IHME). Global Health Data Exchange (GHDx) - Discover the World's Health Data [Internet]. IHME | GHDx; 2019 [cited 2023 jun 10]. Available from: https://ghdx.healthdata.org/.
https://ghdx.healthdata.org...
. Although this study is the gold standard for GC redistribution, countries need to move forward in implementing and improving their methodologies adapted to the local reality1919 Liu L, Cai Z, Wang X, Wang C, Ma X, Meng X, Ning B, Li N, Wan X. A study on garbage code redistribution methods for heart failure at city level by two approaches. Biomed Environ Sci 2023; 38(1):119-125..

Chronic noncommunicable diseases (NCDs) are the leading cause of morbimortality in Brazil and worldwide, resulting in deaths, disabilities, loss of quality of life, and significant economic impacts2020 World Health Organization (WHO). Noncommunicable diseases country profiles 2018. Geneva: WHO; 2018.,2121 GBD 2016 Brazil Collaborators. Burden of disease in Brazil, 1990-2016: a systematic subnational analysis for the Global Burden of Disease Study 2016. Lancet 2018; 392(10149):760-775.. It is estimated that, annually, NCDs are responsible for 41 million deaths worldwide (71% of all deaths). Of these, 15 million are premature deaths (30-69 years of age), and approximately 12 million occur in low- and middle-income countries2020 World Health Organization (WHO). Noncommunicable diseases country profiles 2018. Geneva: WHO; 2018..

Due to their magnitude and impact on the population, NCDs’ continuous surveillance and monitoring are essential for public health2222 Teixeira RA, Ishitani LH, Marinho F, Pinto Junior EP, Katikireddi SV, Malta DC. Proposta metodológica para redistribuição de óbitos por causas garbage nas estimativas de mortalidade para Doenças Crônicas Não Transmissíveis. Rev Bras Epidemiol 2021; 24(Supl. 1):e210004.. This group of diseases was included in Target 3.4 of the Sustainable Development Goals (SDGs), which proposes reducing premature mortality from NCDs by one-third2323 World Health Organization (WHO). Health in 2015: from MDGs, Millennium Development Goals to SDGs, Sustainable Development Goals. Geneva: WHO; 2015..

In Brazil, NCDs are the most frequent causes of death, accounting for 76% of deaths in 20172424 Malta DC, Silva AG, Teixeira RA, Machado IE, Coelho MRS, Hartz ZM. Evaluation of the achievement of the goals of the Strategic Action Plan for Coping with Chronic Diseases in Brazil, 2011-2022. An Inst Hig Med Trop (Lisb) 2019; 1:9-16.. A study conducted by Malta et al. showed that premature mortality rates due to NCDs increased between 8% and 12% in Brazilian capitals with the redistribution of GCs. This variation was more significant in capitals with higher social deprivation rates2525 Malta DC, Teixeira RA, Cardoso LSM, Souza JB, Bernal RTI, Pinheiro PC, Gomes CS, Leyland A, Dundas R, Barreto ML. Mortalidade prematura por doenças crônicas não transmissíveis em capitais brasileiras: redistribuição de causas garbage e evolução por estratos de privação social. Rev Bras Epidemiol 2023; 26:e230002.. There are no similar studies covering the Brazilian Federative Units.

Thus, this study aims to estimate premature mortality due to NCDs in Brazil and Federated Units (UF) from 2010 to 2019 by comparing data obtained from the crude SIM, SIM adjusted by the redistribution of GCs and the GBD, and its temporal trend. The association between the UF’s Human Development Index (HDI) and the adjustment’s impact on their mortality rates will also be analyzed.

Methods

This study of the time series of mortality due to NCDs from 2010 to 2019 compared three different calculation methodologies: using crude SIM data, SIM data adjusted by the redistribution of GCs and under-registration, and data extracted directly from the GBD1818 The Institute for Health Metrics and Evaluation (IHME). Global Health Data Exchange (GHDx) - Discover the World's Health Data [Internet]. IHME | GHDx; 2019 [cited 2023 jun 10]. Available from: https://ghdx.healthdata.org/.
https://ghdx.healthdata.org...
study.

Variables - Mortality data

Premature mortality rates (30-60 years) were calculated for the total number of deaths from NCDs and categories that make up this group of diseases (diabetes, cardiovascular diseases, respiratory diseases, and neoplasms), considering the study period. The mortality rates for the total of NCDs were also calculated disaggregated by the state of residence of the victim for 2010 and 2019.

To calculate mortality rates, deaths whose underlying cause was coded as malignant neoplasms (codes C00-C97), diabetes mellitus (E10-E14), cardiovascular diseases (I00-I99), and chronic respiratory diseases (J30-J98, except J36) were considered in the numerator. The denominator was composed of the population of the same location and period, obtained from the GBD study, publicly available on the Institute for Health Metrics and Evaluation (IHME) website. This same population was considered for all study methods and the rate constant (100,000 inhabitants). Using population estimates from the GBD study to compose the denominator of mortality rates in the three calculation methods makes them comparable. However, it makes the values different from those observed in other studies using different population estimates.

Premature mortality rates from NCDs were measured using three different methods:

  1. a) Mortality rate considering crude SIM data: Death data were obtained directly from SIM, and made publicly available by the Ministry of Health on the DataSUS website.

  2. b) Mortality rate considering corrected SIM data: Death data were obtained from SIM, and the Brazilian correction method developed by Teixeira et al.2222 Teixeira RA, Ishitani LH, Marinho F, Pinto Junior EP, Katikireddi SV, Malta DC. Proposta metodológica para redistribuição de óbitos por causas garbage nas estimativas de mortalidade para Doenças Crônicas Não Transmissíveis. Rev Bras Epidemiol 2021; 24(Supl. 1):e210004. in 2021was applied to them. The first stage consisted of processing the “missing data” through the proportional redistribution of data by year, age, sex, and place of residence that were unknown and left blank2626 Allik M, Ramos D, Agranonik M, Pinto Ju´nior EP, Ichihara MY, Barreto ML, Leyland AH, Dundas R. Developing a Small-Area deprivation measure for Brazil. Glasgow: University of Glasgow; 2020.. Subsequently, the GCs were redistributed, considering the GCs listed in the GBD 2017 study2727 Teixeira RA, Ishitani LH, França E, Pinheiro PC, Lobato MM, Malta DC. Mortality due to garbage codes in Brazilian municipalities: differences in rate estimates by the direct and Bayesian methods from 2015 to 2017. Rev Bras Epidemiol 2021; 24(Supl. 1):e210003.,2828 GBD 2017 Causes of Death Collaborators. Global, regional, and national age-sex-specific mortality for 282 causes of death in 195 countries and territories, 1980-2017: a systematic analysis for the Global Burden of Disease Study 2017. Lancet 2018; 392(10159):1736-1788.. We analyzed the codes in this list to identify which GCs were explicitly related to the four groups of NCDs under study. Subsequently, redistributions were made by GC levels and their respective GBD targets2929 Collaborators GBD 2019 D and I. Diseases and Injuries Collaborators. Global burden of 369 diseases and injuries in 204 countries and territories, 1990-2019: a systematic analysis for the Global Burden of Disease Study 2019. Lancet 2020; 396(10258):1204-1222.. To this end, the four levels of GC severity described by the GBD study were considered per the magnitude of their implications for Public Health3030 GBD 2019 Risk Factor Collaborators. Global burden of 87 risk factors in 204 countries and territories, 1990-2019: a systematic analysis for the Global Burden of Disease Study 2019. Lancet 2020; 396(10258):1223-1249.: (i) very high (level 1) for causes with severe implications; (ii) high (level 2), for GCs with substantial implications; (iii) medium (level 3), containing GCs with significant implications; and (iv) low (level 4), in which GCs have limited implications. According to the GBD, levels 1 and 2 are the most important due to their significant impact on mortality analyses3030 GBD 2019 Risk Factor Collaborators. Global burden of 87 risk factors in 204 countries and territories, 1990-2019: a systematic analysis for the Global Burden of Disease Study 2019. Lancet 2020; 396(10258):1223-1249.. Besides the proportional redistribution process, the study considered the results of the GC investigations initiated in 2016 to assign weights to the redistribution3131 França EB. Códigos garbage declarados como causas de morte nas estatísticas de saúde. Rev Bras Epidemiol 2019; 22:e19001.supl.3.. The target causes were defined through the results of the death investigations of the project that investigated the main GCs in 60 Brazilian cities3232 Marinho MF, França EB, Teixeira RA, Ishitani LH, Cunha CC, Santos MR, Frederes A, Cortez-Escalante JJ, Abreu DMX. Data for health: impact on improving the quality of cause-of-death information in Brazil. Rev Bras Epidemiol 2019; 22(Supl. 3):e19005.supl.3.. After analyzing the main GC groups, those that showed the most significant differences for the target codes analyzed were pneumonia, X59, and Y342929 Collaborators GBD 2019 D and I. Diseases and Injuries Collaborators. Global burden of 369 diseases and injuries in 204 countries and territories, 1990-2019: a systematic analysis for the Global Burden of Disease Study 2019. Lancet 2020; 396(10258):1204-1222.,3333 França E, Teixeira R, Ishitani L, Duncan BB, Cortez-Escalante JJ, Morais Neto OL, Szwarcwald CL. Ill-defined causes of death in Brazil: a redistribution method based on the investigation of such causes. Rev Saude Publica 2014; 48(4):671-681.,3434 Soares AM, Vasconcelos CH, Nóbrega AA, Pinto IV, Merchan-Hamann E, Ishitani LH, França EB. Melhoria da classificação das causas externas inespecíficas de mortalidade baseada na investigação do óbito no Brasil em 2017. Rev Bras Epidemiol 2019; 22:e190011.supl.3..

  3. c) Mortality rate using GBD data: Deaths were estimated by the Institute for Health Metrics and Evaluation (IHME) at Washington University as part of the Global Burden of Disease (GBD) study, produced in partnership with the GBD Brazil Network. This study uses SIM3535 Brasil. Ministério da Saúde (MS). DATASUS. Informações de Saúde: Estatísticas Vitais Mortalidade e Nascidos Vivos. Brasília: MS; 2020. as its primary source of information in Brazil, with adjustments by other national and international sources. For all Brazilian states, the data quality is considered high and close to that of high-income countries3636 United Nations (UN). Transforming our world: the 2030 Agenda for Sustainable Development. New York: UN; 2015.. Specific redistribution algorithms defined by the IHME are applied for each age-sex-year. Details on the methods and results of the GBD study can be found in several publications2222 Teixeira RA, Ishitani LH, Marinho F, Pinto Junior EP, Katikireddi SV, Malta DC. Proposta metodológica para redistribuição de óbitos por causas garbage nas estimativas de mortalidade para Doenças Crônicas Não Transmissíveis. Rev Bras Epidemiol 2021; 24(Supl. 1):e210004.,3737 Malta DC, Morais Neto OL, Silva Junior JB. Presentation of the strategic action plan for coping with chronic diseases in Brazil from 2011 to 2022. Epidemiol Serv Saude 2011; 20(4):425-438.,3838 Malta DC, Teixeira RA, Cardoso LSM, Souza JB, Bernal RTI, Pinheiro PC, Gmes CS, Leyland A, Dundas R, Barreto ML. Mortalidade prematura por doenças crônicas não transmissíveis em capitais brasileiras: redistribuição de causas garbage e evolução por estratos de privação social. Rev Bras Epidemiol 2023; 26:e230002..

The three methods used mortality rates standardized by the direct method, considering only premature death from 30 to 69 years old, using the GBD 2019 world standard population.

Data analysis

Initially, we analyzed the trend in deaths and premature mortality rates due to NCDs from 2010 to 2019, calculated using the three methods, for Brazil. The Prais-Winsten linear regression method was adopted to estimate the trends. This method is designed for data that may be influenced by serial autocorrelation, which often occurs in population data measurements. The critical value adopted to determine whether the trend was significant was P=0.05. The annual percentage change (APC) was calculated using the following formula3939 Antunes JLF, Cardoso MRA. Uso da análise de séries temporais em estudos epidemiológicos. Epidemiol Serv Saude 2015; 24(3):564-576.:

AnnualPercentageChange=1+10b

Where b corresponds to the slope coefficient of the line obtained in the regression analysis relating the decimal logarithm of the indicator under analysis with the year of occurrence. The 95% confidence interval of the average annual percentage increase rate in the period was calculated from the following formula3939 Antunes JLF, Cardoso MRA. Uso da análise de séries temporais em estudos epidemiológicos. Epidemiol Serv Saude 2015; 24(3):564-576.:

95%CI=1+10(b±t*SE)

Where t is the value at which the Student’s t distribution shows nine degrees of freedom at a two-tailed 95% confidence level, and SE is the standard error of the estimate of b provided by the regression analysis.

The percentage variations in premature mortality rates due to NCDs were calculated using the crude and adjusted SIM methods for Brazil and UF in 2010 and 2019, besides the percentage of correction calculated from the percentage variation in premature mortality rates due to NCDs between the methods. Because these are smaller values, the time series of UF indicators display considerable variability, hindering the implementation of the regression analysis. Therefore, we decided to analyze only the percentage variations.

A Pearson correlation analysis was also performed between the Human Development Index (HDI) and the percentage variation in premature mortality rates due to NCDs estimated from the crude and adjusted SIM, by UF, from 2010 to 2019. The HDI is an index of three indicators: longevity, income, and education. It can range from 0 to 1; the closer to 1, the better the human development. It has been widely used in studies, generating comparability4040 Programa das Nações Unidas para o Desenvolvimento (PNUD). Programa das nações unidas para o desenvolvimento. Atlas do desenvolvimento humano no Brasil. Brasília: PNUD; 2012.. The magnitude of correlations was categorized through the classification proposed by Shimakura4141 Shimakura SE. Interpretação do coeficiente de correlação. Curitiba: UFPR; 2006. for positive or negative correlation coefficient (r) values: (i) Very weak correlation (r=0.00 to 0.19); (ii) Weak correlation (r=0.20 to 0.39); (iii) Moderate correlation (r=0.40 to 0.69); (iv) Strong correlation (r=0.70 to 0.89); (v) Robust correlation (r=0.90 to 1.00). Correlations in which the p-value was less than 0.05 were considered significant.

Statistical analyses were performed using R software (R Core Team 2024. R: A language and environment for statistical computing. R Foundation for Statistical Computing, Vienna, Austria: https://www.R-project.org/).

Ethical aspects

This research complies with Resolution No. 466 of the National Health Council (CNS), dated December 12, 2012. It was approved by UFMG’s Human Research Ethics Committee under Opinion No. 3.258.076.

Results

Figure 1A shows the absolute number of deaths estimated per the three calculation methods. A similar increase was observed among the three methods, and the highest values were estimated by the GBD method. Approximately 253 thousand deaths were recorded in 2010 in the crude SIM, reaching 288 thousand deaths in 2019 (APC=1.55%; 95%CI=1.28%; 1.81%). Considering the adjusted SIM, this number ranged from 267 thousand to 310 thousand deaths in the same period (APC=1.74%; 95%CI=1.44%; 2.03%). The GBD method estimated 292 thousand deaths in 2010, reaching 337 thousand in 2019 (APC=1.59%; 95%CI=1.42%; 1.77%).

Figure 1
(A) Number of premature deaths due to NCDs by crude SIM, adjusted SIM, and GBD methods. (B) Age-standardized premature mortality rates due to NCDs, by crude SIM, adjusted SIM, and GBD methods Brazil, 2010 to 2019.

Premature mortality rates due to NCDs decreased during the analyzed period (Figure 1B). The rates estimated using the crude SIM method decreased from 322.0 to 276.1 deaths per 100,000 inhabitants (APC=-1.64%; 95%CI=-1.96%; -1.32%), while the adjusted SIM rates ranged from 340.4 to 296.8 deaths per 100,000 inhabitants (APC=-1.47%; 95%CI=-1.88%; 1.06%). Those estimated by the GBD ranged from 371.6 to 323.0 deaths per 100,000 inhabitants (APC=-1.58%; 95%CI=-1.83%; 1.33%).

Figure 2 shows the mortality rates for each of the four groups of NCDs studied during the period. We also observed a reduced magnitude of these rates. Deaths from cardiovascular diseases showed a similar declining pattern among the three methods studied. For the other groups, although all methods indicated a reduction in the magnitude of the mortality rate, we observed a variation in its behavior during the historical series per the calculation method analyzed. The estimates calculated using the GBD method were the highest, followed by the adjusted SIM and crude SIM for all groups of diseases studied and throughout the period analyzed.

Figure 2
Age-standardized premature mortality rates for the four NCD groups (cardiovascular diseases, neoplasms, chronic respiratory diseases, and diabetes) by crude SIM, adjusted SIM, and GBD methods. Brazil, 2010 to 2019.

Table 1 shows the values and percentage variation in premature mortality rates due to NCDs calculated under the crude and adjusted SIM methods in the UFs and Brazil for 2010 and 2019. Considering both methods, in 2010, the highest mortality rate was observed in Rio de Janeiro (384.0 deaths/100,000 inhabitants per the crude SIM and 392.3 per the adjusted SIM) and the lowest in Amapá (189.1 deaths/100,000 inhabitants per the crude SIM and 218.3 per the adjusted SIM). In 2019, per the crude SIM, the highest rate was recorded in Pernambuco (314.8 deaths/100,000 inhabitants). Under the adjusted SIM, the highest rate was observed in Alagoas (376.4 deaths/100,000 inhabitants). Also, in 2019, the lowest premature mortality rate due to NCDs occurred in the Federal District (222.9 deaths/100,000 inhabitants per the crude SIM and 232.9 per the adjusted SIM). The most significant positive percentage variation between the mortality rates of 2010 and 2019 was observed in Amapá (40.5% per the crude SIM and 30.0% per the adjusted SIM). The most significant negative percentage variation occurred in Mato Grosso do Sul (-20.6% per the crude SIM and -19.6% per the adjusted SIM).

Table 1
Age-standardized premature mortality rates due to chronic noncommunicable diseases and percentage change by the Crude and Adjusted SIM methods. Brazil and Federated Units, 2010 and 2019.

Table 2 shows the percentage of correction of premature mortality rates due to NCDs calculated using the crude and adjusted SIM methods for 2010 and 2019. In Brazil, the percentage of correction was 5.7% in 2010 and 7.5% in 2019. Among the states, Maranhão had the highest percentage of correction (26.7% in 2010 and 33.9% in 2019). The lowest percentage of correction was observed in Rio Grande do Sul in 2010 (1.5%) and São Paulo and Mato Grosso in 2019 (2.7% for both).

Table 2
Percentage of correction of age-standardized premature mortality rates due to chronic noncommunicable diseases, Brazil and Federative Units, 2010 and 2019.

Figure 3 shows the results of the correlation analysis between the percentage variations in premature mortality rates due to NCDs in the UFs and their HDI. We observed a moderate correlation considering both methodologies (crude SIM: r=-0.46; P=0.015 and adjusted SIM: r=-0.54; P=0.004), which means that the UFs with higher HDIs presented more minor variations.

Figure 3
Scatter diagram and correlation analysis between the percentage variations in premature mortality rates due to chronic noncommunicable diseases in the Federative Units and their Human Development Index. Brazil, 2010 and 2019.

Discussion

The study showed the impact of correcting death data on the estimate of the number of deaths and premature mortality rates due to NCDs. For all disaggregated values, we observed that the rates increased after the redistribution of GCs, with very similar temporal trends between adjusted and unadjusted rates. The adjustment percentage varied among Brazilian states, and the percentage variation in rates between 2010 and 2019 was inversely proportional to their HDI.

This study shows the importance of using adjustment methods for NCD mortality data in Brazil, particularly in the Brazilian North and Northeast states. The adjustment percentage of up to 33.9% (observed in Maranhão in 2019) shows the need for caution in using mortality estimates calculated from crude SIM data. Other studies have pointed to this need to produce mortality estimates with more credible magnitudes, favoring epidemiological surveillance2222 Teixeira RA, Ishitani LH, Marinho F, Pinto Junior EP, Katikireddi SV, Malta DC. Proposta metodológica para redistribuição de óbitos por causas garbage nas estimativas de mortalidade para Doenças Crônicas Não Transmissíveis. Rev Bras Epidemiol 2021; 24(Supl. 1):e210004.,2727 Teixeira RA, Ishitani LH, França E, Pinheiro PC, Lobato MM, Malta DC. Mortality due to garbage codes in Brazilian municipalities: differences in rate estimates by the direct and Bayesian methods from 2015 to 2017. Rev Bras Epidemiol 2021; 24(Supl. 1):e210003.,3131 França EB. Códigos garbage declarados como causas de morte nas estatísticas de saúde. Rev Bras Epidemiol 2019; 22:e19001.supl.3.,3838 Malta DC, Teixeira RA, Cardoso LSM, Souza JB, Bernal RTI, Pinheiro PC, Gmes CS, Leyland A, Dundas R, Barreto ML. Mortalidade prematura por doenças crônicas não transmissíveis em capitais brasileiras: redistribuição de causas garbage e evolução por estratos de privação social. Rev Bras Epidemiol 2023; 26:e230002..

The SIM has shown significant advances in coverage and qualification of records in recent years4242 Marinho MF, França EB, Teixeira RA, Ishitani LH, Cunha CC, Santos MR, Frederes A, Cortez-Escalante JJ, Abreu DMX. Dados para a saúde: impacto na melhoria da qualidade da informação sobre causas de óbito no Brasil. Rev Bras Epidemiol 2019; 22:e19005-supl.. However, between 30 and 40% of the causes of death are GCs3131 França EB. Códigos garbage declarados como causas de morte nas estatísticas de saúde. Rev Bras Epidemiol 2019; 22:e19001.supl.3.. This study showed a significant difference between Brazilian states, with higher percentage of correction in the North and Northeast. This regional inequality has also been observed by several other authors1212 Teixeira RA, Naghavi M, Guimarães MDC, Ishitani LH, França EB. Quality of cause-of-death data in Brazil: Garbage codes among registered deaths in 2000 and 2015. Rev Bras Epidemiol 2019; 22:e19002-supl.,2727 Teixeira RA, Ishitani LH, França E, Pinheiro PC, Lobato MM, Malta DC. Mortality due to garbage codes in Brazilian municipalities: differences in rate estimates by the direct and Bayesian methods from 2015 to 2017. Rev Bras Epidemiol 2021; 24(Supl. 1):e210003.,3838 Malta DC, Teixeira RA, Cardoso LSM, Souza JB, Bernal RTI, Pinheiro PC, Gmes CS, Leyland A, Dundas R, Barreto ML. Mortalidade prematura por doenças crônicas não transmissíveis em capitais brasileiras: redistribuição de causas garbage e evolução por estratos de privação social. Rev Bras Epidemiol 2023; 26:e230002.. Despite the efforts of the Brazilian Ministry of Health in partnership with states and municipalities to improve the capture of deaths by SIM (such as the project to reduce ill-defined causes and the project to reduce regional inequalities and reduce infant mortality in the states of the Northeast and Legal Amazon)3333 França E, Teixeira R, Ishitani L, Duncan BB, Cortez-Escalante JJ, Morais Neto OL, Szwarcwald CL. Ill-defined causes of death in Brazil: a redistribution method based on the investigation of such causes. Rev Saude Publica 2014; 48(4):671-681., these inequalities remain, reinforcing the need to use treatment methods in the SIM database, especially the adjustment for underreported deaths and the redistribution of GCs2222 Teixeira RA, Ishitani LH, Marinho F, Pinto Junior EP, Katikireddi SV, Malta DC. Proposta metodológica para redistribuição de óbitos por causas garbage nas estimativas de mortalidade para Doenças Crônicas Não Transmissíveis. Rev Bras Epidemiol 2021; 24(Supl. 1):e210004.,3333 França E, Teixeira R, Ishitani L, Duncan BB, Cortez-Escalante JJ, Morais Neto OL, Szwarcwald CL. Ill-defined causes of death in Brazil: a redistribution method based on the investigation of such causes. Rev Saude Publica 2014; 48(4):671-681.,3838 Malta DC, Teixeira RA, Cardoso LSM, Souza JB, Bernal RTI, Pinheiro PC, Gmes CS, Leyland A, Dundas R, Barreto ML. Mortalidade prematura por doenças crônicas não transmissíveis em capitais brasileiras: redistribuição de causas garbage e evolução por estratos de privação social. Rev Bras Epidemiol 2023; 26:e230002..

Analyzing mortality estimates, we observed declining mortality rates due to NCDs in Brazil, considering the three calculation methods. Similarly, Malta et al.4343 Malta DC, Duncan BB, Schmidt MI, Teixeira R, Ribeiro ALP, Felisbino-Mendes MS, Machado ÍE, Velasquez-Melendez G, Brant LCC, Silva DAS, Passos VMA, Nascimento BR, Cousin E, Glenn S, Naghavi M. Trends in mortality due to non-communicable diseases in the Brazilian adult population: national and subnational estimates and projections for 2030. Popul Health Metr 2020; 18(Supl. 1):16., when analyzing GBD data from 1990 to 2017, identified a 35.9% decline in premature mortality due to NCDs, and cardiovascular diseases had the most significant reduction (47.9%)4343 Malta DC, Duncan BB, Schmidt MI, Teixeira R, Ribeiro ALP, Felisbino-Mendes MS, Machado ÍE, Velasquez-Melendez G, Brant LCC, Silva DAS, Passos VMA, Nascimento BR, Cousin E, Glenn S, Naghavi M. Trends in mortality due to non-communicable diseases in the Brazilian adult population: national and subnational estimates and projections for 2030. Popul Health Metr 2020; 18(Supl. 1):16.. These advances can be explained by improved living and health conditions, reduced poverty, improved access to goods and services, and an expanded Unified Health System (SUS), besides advancing health policies4343 Malta DC, Duncan BB, Schmidt MI, Teixeira R, Ribeiro ALP, Felisbino-Mendes MS, Machado ÍE, Velasquez-Melendez G, Brant LCC, Silva DAS, Passos VMA, Nascimento BR, Cousin E, Glenn S, Naghavi M. Trends in mortality due to non-communicable diseases in the Brazilian adult population: national and subnational estimates and projections for 2030. Popul Health Metr 2020; 18(Supl. 1):16..

Besides the higher percentage of correction of mortality rates due to NCDs, the UFs in the North and Northeast mostly showed smaller reductions or even increases in mortality rates due to NCDs, both in the analysis of crude and adjusted SIM data. These states have the lowest HDI in the country, resulting in a negative correlation between the HDI and the percentage variation in mortality rates from 2010 to 2019. A study conducted by Malta et al.3838 Malta DC, Teixeira RA, Cardoso LSM, Souza JB, Bernal RTI, Pinheiro PC, Gmes CS, Leyland A, Dundas R, Barreto ML. Mortalidade prematura por doenças crônicas não transmissíveis em capitais brasileiras: redistribuição de causas garbage e evolução por estratos de privação social. Rev Bras Epidemiol 2023; 26:e230002. in 2023 showed similar results, with more significant decreases in mortality rates due to NCDs observed in Brazilian capitals included in the strata of lowest vulnerability3838 Malta DC, Teixeira RA, Cardoso LSM, Souza JB, Bernal RTI, Pinheiro PC, Gmes CS, Leyland A, Dundas R, Barreto ML. Mortalidade prematura por doenças crônicas não transmissíveis em capitais brasileiras: redistribuição de causas garbage e evolução por estratos de privação social. Rev Bras Epidemiol 2023; 26:e230002..

These results can be explained by the prolonged polarized epidemiological transition experienced by the country since the 1950s. Besides the overlapping burden of infectious diseases, chronic diseases, and noncommunicable conditions, this process is characterized by epidemiological polarization, with different transition levels between and within countries per the socioeconomic level4444 Duarte EC, Barreto SM. Transição demográfica e epidemiológica: a Epidemiologia e Serviços de Saúde revisita e atualiza o tema. Epidemiol Serv Saude 2012; 21(4):529-532.. Thus, the states in the Southeast, South and Midwest were more likely in more advanced stages of the epidemiological transition during the study period, with high mortality rates from NCDs. In contrast, in the same period, the states in the North and Northeast still had residual challenges of an originally rural and traditional society, with high mortality from infectious diseases and a high risk of death in childhood, and while transitioning to a predominantly urban society, with a reduced risk of death in childhood and higher mortality from NCDs4545 Vasconcelos AMN, Gomes MMF. Transição demográfica: a experiência brasileira. Epidemiol Serv Saude 2012; 21(4):539-548..

The study innovates by presenting the effects of applying the revised method proposed by Teixeira et al.2222 Teixeira RA, Ishitani LH, Marinho F, Pinto Junior EP, Katikireddi SV, Malta DC. Proposta metodológica para redistribuição de óbitos por causas garbage nas estimativas de mortalidade para Doenças Crônicas Não Transmissíveis. Rev Bras Epidemiol 2021; 24(Supl. 1):e210004.. This method applied the correction of the SIM databases using Brazilian empirical data, such as the result of the death investigation project in 60 cities3434 Soares AM, Vasconcelos CH, Nóbrega AA, Pinto IV, Merchan-Hamann E, Ishitani LH, França EB. Melhoria da classificação das causas externas inespecíficas de mortalidade baseada na investigação do óbito no Brasil em 2017. Rev Bras Epidemiol 2019; 22:e190011.supl.3. and the investigations conducted in the state health secretariats2727 Teixeira RA, Ishitani LH, França E, Pinheiro PC, Lobato MM, Malta DC. Mortality due to garbage codes in Brazilian municipalities: differences in rate estimates by the direct and Bayesian methods from 2015 to 2017. Rev Bras Epidemiol 2021; 24(Supl. 1):e210003.,3333 França E, Teixeira R, Ishitani L, Duncan BB, Cortez-Escalante JJ, Morais Neto OL, Szwarcwald CL. Ill-defined causes of death in Brazil: a redistribution method based on the investigation of such causes. Rev Saude Publica 2014; 48(4):671-681.. One of the strengths of the current study is the improved method of Teixeira et al., with a review of the GCs and target codes and the use of empirical data from death investigations3232 Marinho MF, França EB, Teixeira RA, Ishitani LH, Cunha CC, Santos MR, Frederes A, Cortez-Escalante JJ, Abreu DMX. Data for health: impact on improving the quality of cause-of-death information in Brazil. Rev Bras Epidemiol 2019; 22(Supl. 3):e19005.supl.3.. The use of more than 20,000 deaths with defined underlying causes altered after investigation strengthens the result of the causes, as it is a project that considered the Brazilian reality, which enhances the richness of these data. These data should be further explored so that other quality treatments of causes of death can be applied to the national crude data. Another strength is using similar population estimates for the different calculation methods, ensuring the comparability of the indicators under study.

Despite the methodological advances in handling missing data and redistributing GCs, this study has limitations. Among them, the algorithms were analyzed per the empirical data in studies conducted in 60 cities, but they do not cover the entire national territory and there may be local particularities. Furthermore, the data may not have been fully adjusted for underreporting, especially in the North and Northeast. The adjustment was implemented up to severity level 2, classified per the GBD3030 GBD 2019 Risk Factor Collaborators. Global burden of 87 risk factors in 204 countries and territories, 1990-2019: a systematic analysis for the Global Burden of Disease Study 2019. Lancet 2020; 396(10258):1223-1249. study, and redistribution methodologies for more disaggregated underlying causes should also be further developed. Furthermore, 2020 and 2021 were not included in the analysis due to the pandemic, when SIM data deteriorated, requiring another proposal for redistribution of GCs, which is still under development.

A mortality data processing method is constantly being developed. These analyses and the future availability of these GC redistribution algorithms are expected to support local managers in adequately analyzing the health situation. It is crucial to advance in the surveillance of ill-defined causes and the training of doctors to complete death certificates correctly.

In conclusion, this study highlights a reduction in premature mortality rates due to NCDs from 2010 to 2019, especially in the states with the highest HDI. The redistribution of GCs represented increased mortality rates due to NCDs, which was more significant in the North and Northeast states. Thus, it is important to adopt methods that can be applied for more reliable statistics related to mortality, which contributes to the continuous improvement of the definition of causes of death in the SIM.

Acknowledgments

Deborah Carvalho Malta and Antonio Luiz Pinho Ribeiro National Council for Scientific and Technological Development (CNPq) for the productivity grant received.

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  • Funding

    Fundação de Amparo à Pesquisa do Estado de Minas Gerais (Fapemig) - Universal Call 2021 “Inequalities in mortality indicators due to chronic noncommunicable diseases and COVID-19 in Brazil and Minas Gerais”. Ministério da Saúde, SVSA (TED 67/2023).

Publication Dates

  • Publication in this collection
    21 Mar 2025
  • Date of issue
    Mar 2025

History

  • Received
    11 Jan 2024
  • Accepted
    02 Aug 2024
  • Published
    04 Aug 2024
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