Abstract
A common practice in the analysis of the spatial distribution of neglected tropical diseases is to assume that in silent areas (no reports) there are no cases. However, when the problem is underreporting, it risks reinforcing the neglect of areas that should be a priority. Instead of this assumption, one can predict the number of cases in silent areas using epidemiologic and spatial dependence information. The present study exemplifies this approach, using the integrated nested Laplace approximation in Bayesian spatial models that relate social vulnerability and the number of reported cases of feline (zoonotic) sporotrichosis in census tracts (CTs) of the municipality of Guarulhos. In addition to predictions for silent CTs, we assigned a priority index to all CTs. The results showed a more problematic epidemiologic situation, compared to the scenario in which it is assumed that there are no cases in silent CTs. To iteratively validate the index predictions and calibrate the degree of confidence assigned to the predictions, one can compare the distribution of the priority indices of silent CTs with the distribution of cases identified through active surveillance in a sample of silent CTs.
Key words:
Neglected diseases; Risk index; Social vulnerability; Epidemiologic surveillance; Health priorities
Introduction
Neglected tropical diseases (NTDs) refer to a group of diseases and conditions that share geographic and social contexts11 Brasil. Ministério da Saúde (MS). Boletim Epidemiológico - Número Especial - Doenças Tropicais Negligenciadas [Internet]. 2021. [acessado 2023 jun 15]. Disponível em: https://www.gov.br/saude/pt-br/centrais-de-conteudo/publicacoes/boletins/epidemiologicos/especiais/2021/boletim_especial_doencas_negligenciadas.pdf/view
https://www.gov.br/saude/pt-br/centrais-... . They predominate in marginalized multispecies collectives in tropical and subtropical areas, affecting more than one billion people and an unknown number of other animals annually in impoverished territories of the African, Asian, and American continents22 Melo GBT, Angulo-Tuesta A, Silva EN, Santos TS, Uchimura LYT, Obara MT. Evolution of research funding for neglected tropical diseases in Brazil, 2004-2020. PLoS Negl Trop Dis 2023; 17(3):e0011134.,33 Lindoso JAL, Lindoso AABP. Neglected tropical diseases in Brazil. Rev Inst Med Trop São Paulo 2009; 51(5):247-253.. Faced with the prospect of insufficient profit, the pharmaceutical industry invests little in the development of vaccines and medicines for diseases that primarily affect populations with low purchasing power, a situation that is aggravated by the limited funding of other types of research on NTDs44 Oliveira RG. Sentidos das doenças negligenciadas na agenda da saúde global: o lugar de populações e territórios. Cien Saude Colet 2018; 23(7):2291-2302.,55 Rosário MS, Oliveira ML, Lima CA, Vieira MA, Carneiro JA, Costa FM. Doenças tropicais negligenciadas: caracterização dos indivíduos afetados e sua distribuição espacial. Rev Bras Pesqui Saude 2017; 19(3):118-127.. However, the problem of the neglect of tropical diseases lies mainly in those who are affected by them, since some continue to cause thousands of human and other-than-human deaths despite the existence of vaccines or medicines, as is the case with rabies, which kills approximately 60,000 humans per year66 Baquero OS. One Health of Peripheries: Biopolitics, Social Determination, and Field of Praxis. Front Public Health 2021; 9:617003..
In light of this scenario, in 2015, the United Nations established 17 Sustainable Development Goals (SDGs) to be achieved by 2030, with one of the SDG targets, Goal 3 (Good Health and Wellbeing), being to end NTDs epidemics77 Organização das Nações Unidas (ONU). Objetivos de Desenvolvimento Sustentável [Internet]. [acessado 2023 jun 15]. Disponível em: https://brasil.un.org/pt-br/sdgs
https://brasil.un.org/pt-br/sdgs... . In 2020, with the aim of promoting socioeconomic development and reducing health inequities, the World Health Organization (WHO) launched a plan to combat NTDs, whose proposals include an integrated approach across different diseases/disease groups and increased participation on the part of national and local governments, as well as communities, in establishing priorities and strategies to combat these diseases88 World Health Organization (WHO). Ending the neglect to attain the sustainable development goals: a road map for neglected tropical diseases 2021-2030 [Internet]. 2020. [cited 2023 jun 15]. Available from: https://apps.who.int/iris/handle/10665/338565
https://apps.who.int/iris/handle/10665/3... . The insufficient participation of local populations in these actions is a key failure. Stopping the marginalization of multispecies collectives, which perpetuates disease transmission in the Global South, requires effective consideration of who actually represents the interests of these collectives66 Baquero OS. One Health of Peripheries: Biopolitics, Social Determination, and Field of Praxis. Front Public Health 2021; 9:617003.,99 Baquero OS, Benavidez Fernández MN, Acero Aguilar M. From Modern Planetary Health to Decolonial Promotion of One Health of Peripheries. Front Public Health 2021; 9:637897.. Therefore, the need for structural changes must be highlighted, understanding that NTDs contribute to the maintenance of inequalities44 Oliveira RG. Sentidos das doenças negligenciadas na agenda da saúde global: o lugar de populações e territórios. Cien Saude Colet 2018; 23(7):2291-2302..
At a national level, following the pattern of occurrence in other locations, NTDs disproportionately affect impoverished populations in rural areas and urban peripheries, especially those living in the Northeast region, the Amazon region, and indigenous territories33 Lindoso JAL, Lindoso AABP. Neglected tropical diseases in Brazil. Rev Inst Med Trop São Paulo 2009; 51(5):247-253.. Among the countries in the Western Hemisphere, Brazil has the largest population affected by NTDs22 Melo GBT, Angulo-Tuesta A, Silva EN, Santos TS, Uchimura LYT, Obara MT. Evolution of research funding for neglected tropical diseases in Brazil, 2004-2020. PLoS Negl Trop Dis 2023; 17(3):e0011134., reflecting the critical situation of inequality and poverty present in a country with continental dimensions. Among these diseases, sporotrichosis, the most prevalent and widespread subcutaneous mycosis in the world, caused by fungi of the Sporothrix schenckii complex1010 Queiroz-Telles F, Fahal AH, Falci DR, Caceres DH, Chiller T, Pasqualotto AC. Neglected endemic mycoses. Lancet Infect Dis 2017; 17(11):e367-e377., has assumed very particular epidemic proportions over the past two decades1111 Gremião IDF, Oliveira MME, Monteiro de Miranda LH, Saraiva Freitas DF, Pereira SA. Geographic Expansion of Sporotrichosis, Brazil. Emerg Infect Dis 2020; 26(3):621-624.,1212 Rodrigues AM, Teixeira MM, Hoog GS, Schubach TMP, Pereira SA, Fernandes GF, Bezerra LML, Felipe MS, Camargo ZP. Phylogenetic analysis reveals a high prevalence of Sporothrix brasiliensis in feline sporotrichosis outbreaks. PLoS Negl Trop Dis 2013; 7(6):e2281..
Although all NTDs have a profound impact on public health, fungal NTDs are the most widely ignored1313 Rodrigues ML, Albuquerque PC. Searching for a change: the need for increased support for public health and research on fungal diseases. PLoS Negl Trop Dis 2018; 12(6):e0006479.. Mycetoma was the first mycosis included in the WHO list of NTDs, which happened only in 2016, followed by the inclusion of chromoblastomycosis1010 Queiroz-Telles F, Fahal AH, Falci DR, Caceres DH, Chiller T, Pasqualotto AC. Neglected endemic mycoses. Lancet Infect Dis 2017; 17(11):e367-e377. and “other deep mycoses”, including sporotrichosis88 World Health Organization (WHO). Ending the neglect to attain the sustainable development goals: a road map for neglected tropical diseases 2021-2030 [Internet]. 2020. [cited 2023 jun 15]. Available from: https://apps.who.int/iris/handle/10665/338565
https://apps.who.int/iris/handle/10665/3... ,1313 Rodrigues ML, Albuquerque PC. Searching for a change: the need for increased support for public health and research on fungal diseases. PLoS Negl Trop Dis 2018; 12(6):e0006479.. In March 2023, the WHO held the first global meeting to specifically address NTDs with cutaneous manifestations, which represent half of all NTDs, highlighting the importance of surveillance and mapping in areas of co-endemicity to guide integrated control and management interventions1414 World Health Organization (WHO). WHO's first global meeting on skin NTDs calls for greater efforts to address their burden [Internet]. [cited 2023 jun 15]. Available from: https://www.who.int/news/item/31-03-2023-who-first-global-meeting-on-skin-ntds-calls-for-greater-efforts-to-address-their-burden
https://www.who.int/news/item/31-03-2023... . The precarious socioeconomic and structural conditions of many families make them the most affected by sporotrichosis1515 Alvarez CM, Oliveira MME, Pires RH. Sporotrichosis: A Review of a Neglected Disease in the Last 50 Years in Brazil. Microorganisms 2022; 10(11):2152., highlighting the correlation of the disease with social vulnerability1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291..
Until the 1970s, sporotrichosis was considered an occupational risk, affecting individuals who had contact with soil, since it is caused by saprophytic fungi, which is widespread in nature and commonly found in soil and vegetation1515 Alvarez CM, Oliveira MME, Pires RH. Sporotrichosis: A Review of a Neglected Disease in the Last 50 Years in Brazil. Microorganisms 2022; 10(11):2152.. However, since the 1990s, its epidemiological profile has changed1717 Montenegro H, Rodrigues AM, Dias MAG, Silva EA, Bernardi F, Camargo ZP. Feline sporotrichosis due to Sporothrix brasiliensis: an emerging animal infection in São Paulo, Brazil. BMC Vet Res 2014; 10:269. and the progressive increase in cases since then has been related to zoonotic transmission, mostly by cats (Felis catus)1818 Gremião IDF, Miranda LHM, Reis EG, Rodrigues AM, Pereira SA. Zoonotic Epidemic of Sporotrichosis: Cat to Human Transmission. PLOS Pathog 2017; 13(1):e1006077.. These animals are highly susceptible hosts to this fungus1717 Montenegro H, Rodrigues AM, Dias MAG, Silva EA, Bernardi F, Camargo ZP. Feline sporotrichosis due to Sporothrix brasiliensis: an emerging animal infection in São Paulo, Brazil. BMC Vet Res 2014; 10:269., and due to their behavioral characteristics, proximity to humans, and the ability to harbor a significant amount of yeast between their claws, cats have played a key role in this scenario1919 Rabello VBS, Almeida MA, Bernardes-Engemann AR, Almeida-Paes R, Macedo PM, Zancopé-Oliveira RM. The Historical Burden of Sporotrichosis in Brazil: a Systematic Review of Cases Reported from 1907 to 2020. Braz J Microbiol 2022; 53(1):231-244..
When questioning why zoonotic sporotrichosis continues to be neglected in Brazil, Alvarez et al.1515 Alvarez CM, Oliveira MME, Pires RH. Sporotrichosis: A Review of a Neglected Disease in the Last 50 Years in Brazil. Microorganisms 2022; 10(11):2152. carried out a systematic review and highlighted that factors, such as the progression of the disease, resulting from late diagnosis and treatment (despite having a good prognosis); the poor sanitary conditions in the country; the large population of cats in contact with humans and victims of abandonment; the complex adaptive evolutionary strategies of the fungus; as well as the atypical and more costly clinical manifestations in terms of treatment, have all contributed to the spread of the disease to 25 Brazilian states. Furthermore, the predominant etiological agent in Brazil is S. brasiliensis, the most virulent of the complex1212 Rodrigues AM, Teixeira MM, Hoog GS, Schubach TMP, Pereira SA, Fernandes GF, Bezerra LML, Felipe MS, Camargo ZP. Phylogenetic analysis reveals a high prevalence of Sporothrix brasiliensis in feline sporotrichosis outbreaks. PLoS Negl Trop Dis 2013; 7(6):e2281.,2020 Carvalho JA, Beale MA, Hagen F, Fisher MC, Kano R, Bonifaz A, Toriello C, Negroni R, Rego RS de M, Gremião IDF, Pereira SA, Camargo ZP, Rodrigues AM. Trends in the molecular epidemiology and population genetics of emerging Sporothrix species. Stud Mycol 2021; 100:100129., with a sophisticated pathogen-host-environment interaction1717 Montenegro H, Rodrigues AM, Dias MAG, Silva EA, Bernardi F, Camargo ZP. Feline sporotrichosis due to Sporothrix brasiliensis: an emerging animal infection in São Paulo, Brazil. BMC Vet Res 2014; 10:269. and exclusive to South America1919 Rabello VBS, Almeida MA, Bernardes-Engemann AR, Almeida-Paes R, Macedo PM, Zancopé-Oliveira RM. The Historical Burden of Sporotrichosis in Brazil: a Systematic Review of Cases Reported from 1907 to 2020. Braz J Microbiol 2022; 53(1):231-244.. From 1907, when it was described in Brazil1717 Montenegro H, Rodrigues AM, Dias MAG, Silva EA, Bernardi F, Camargo ZP. Feline sporotrichosis due to Sporothrix brasiliensis: an emerging animal infection in São Paulo, Brazil. BMC Vet Res 2014; 10:269., to 2020, 10,400 cases of sporotrichosis in humans and 8,538 in animals (more than 90% in cats) have been reported in the national literature1919 Rabello VBS, Almeida MA, Bernardes-Engemann AR, Almeida-Paes R, Macedo PM, Zancopé-Oliveira RM. The Historical Burden of Sporotrichosis in Brazil: a Systematic Review of Cases Reported from 1907 to 2020. Braz J Microbiol 2022; 53(1):231-244.. However, due to the neglected nature1111 Gremião IDF, Oliveira MME, Monteiro de Miranda LH, Saraiva Freitas DF, Pereira SA. Geographic Expansion of Sporotrichosis, Brazil. Emerg Infect Dis 2020; 26(3):621-624., these numbers are believed to be underestimated.
The genotype of S. brasiliensis strains from Rio de Janeiro, an endemic state for mycosis and where the first reported outbreaks occurred in Brazil, is the same as that found in strains from Paraná, Minas Gerais, and São Paulo, which could suggest, due to proximity, the spread of this species from Rio de Janeiro1212 Rodrigues AM, Teixeira MM, Hoog GS, Schubach TMP, Pereira SA, Fernandes GF, Bezerra LML, Felipe MS, Camargo ZP. Phylogenetic analysis reveals a high prevalence of Sporothrix brasiliensis in feline sporotrichosis outbreaks. PLoS Negl Trop Dis 2013; 7(6):e2281.. This hypothesis is supported by the study by Carvalho et al.2020 Carvalho JA, Beale MA, Hagen F, Fisher MC, Kano R, Bonifaz A, Toriello C, Negroni R, Rego RS de M, Gremião IDF, Pereira SA, Camargo ZP, Rodrigues AM. Trends in the molecular epidemiology and population genetics of emerging Sporothrix species. Stud Mycol 2021; 100:100129., who, by analyzing the genetic diversity, population structure, and different genotypes in a large collection of Sporothrix isolates, covering the main endemic areas at national and international levels, identified the state of Rio de Janeiro as the most likely center of origin for the spread of S. brasiliensis throughout the country, both to the states that border it and to northeastern Brazil. In the state of São Paulo, the first case of zoonotic sporotrichosis dates back to the 1950s2121 Rodrigues AM, Della Terra PP, Gremião ID, Pereira SA, Orofino-Costa R, Camargo ZP. The threat of emerging and re-emerging pathogenic Sporothrix species. Mycopathologia 2020; 185(5):813-842., but it was in 2010 that the disease reached epidemic proportions, with reports by the São Paulo Zoonosis Control Center1717 Montenegro H, Rodrigues AM, Dias MAG, Silva EA, Bernardi F, Camargo ZP. Feline sporotrichosis due to Sporothrix brasiliensis: an emerging animal infection in São Paulo, Brazil. BMC Vet Res 2014; 10:269.. The municipality of Guarulhos, adjacent to the state capital, is located at the confluence of highways connecting São Paulo and Rio de Janeiro, and is home to the largest airport in Latin America1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291., which results in heavy traffic of people and animals, which can favor the transmission of infectious diseases. S. brasiliensis is also the etiological agent involved in sporotrichosis outbreaks in this municipality2222 Gonsales FF. Estudo da esporotricose em gatos domésticos no município de Guarulhos, estado de São Paulo [Tese]. São Paulo: Universidade de São Paulo; 2018., which witnessed a significant increase in cases after the first report in 20111616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291., culminating in the requirement for mandatory reporting of human sporotrichosis cases from 2016 onwards2323 Cidade de Guarulhos. Diário Oficial [Internet]. [acessado 2023 jun 15]. Disponível em: https://diariooficial.guarulhos.sp.gov.br/index.php?mes=7&ano=2016
https://diariooficial.guarulhos.sp.gov.b... .
The first case recorded in Guarulhos occurred in a favela (a Brazilian slum or shantytown), where traditionally prescribed preventive health actions are challenging, and there is already evidence that there is a relationship between social vulnerability and a higher prevalence of this disease1515 Alvarez CM, Oliveira MME, Pires RH. Sporotrichosis: A Review of a Neglected Disease in the Last 50 Years in Brazil. Microorganisms 2022; 10(11):2152.
16 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291.-1717 Montenegro H, Rodrigues AM, Dias MAG, Silva EA, Bernardi F, Camargo ZP. Feline sporotrichosis due to Sporothrix brasiliensis: an emerging animal infection in São Paulo, Brazil. BMC Vet Res 2014; 10:269.,1919 Rabello VBS, Almeida MA, Bernardes-Engemann AR, Almeida-Paes R, Macedo PM, Zancopé-Oliveira RM. The Historical Burden of Sporotrichosis in Brazil: a Systematic Review of Cases Reported from 1907 to 2020. Braz J Microbiol 2022; 53(1):231-244.. This municipality has several areas of medium/high social vulnerability, and the study carried out by Scuarcialupi et al.1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291. found that many areas with high social vulnerability, close to other areas with a large number of reports, had no recorded cases. The absence or occurrence of few cases in supposed risk areas may indicate that the risk is not real, but it may also denote detection failures, which can be improved through surveillance based on the risk that a given geographic area presents for the occurrence of the disease. Surveillance is essential in the control and elimination of NTDs22 Melo GBT, Angulo-Tuesta A, Silva EN, Santos TS, Uchimura LYT, Obara MT. Evolution of research funding for neglected tropical diseases in Brazil, 2004-2020. PLoS Negl Trop Dis 2023; 17(3):e0011134., and this type of approach allows for a more efficient use of human and material resources2424 Stärk KD, Regula G, Hernandez J, Knopf L, Fuchs K, Morris RS, Davies P. Concepts for risk-based surveillance in the field of veterinary medicine and veterinary public health: Review of current approaches. BMC Health Serv Res 2006; 6(1):20..
In the case of Guarulhos, surveillance of animal sporotrichosis is carried out by the Center for Zoonosis Control (Centro de Controle de Zoonoses - CCZG), which performs multiple tasks and faces the challenge of serving the entire municipality with limited material and personnel resources1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291.. Silent areas may contain important foci of disease dissemination, and the detection of such foci is crucial for the early diagnosis and interruption of the transmission chain. Therefore, active surveillance should prioritize the care of locations with the highest risk, considering the possible existence of silent areas due to detection failures.
In view of the above, the present study offers a method to prioritize areas in order to aid in risk-based epidemiologic surveillance. Rather than assuming that in silent areas the number of cases is zero, using available epidemiologic and contextual information, this number was predicted. The method, applicable to several NTDs, is exemplified with data on social vulnerability and feline sporotrichosis from the municipality of Guarulhos.
Methods
This is an ecological modeling study carried out in the municipality of Guarulhos in the Metropolitan Region of the state of São Paulo, Brazil. This city, with an estimated population of 1,379,182 people (second largest in the state) in 2019, borders the municipalities of Mairiporã, Nazaré Paulista, Santa Isabel, Arujá, Itaquaquecetuba, and São Paulo, and was territorially divided into 1,748 census tracts (CTs)2525 Instituto Brasileiro de Geografia e Estatística (IBGE). Brasil/São Paulo/Guarulhos - Panorama [Internet]. [acessado 2023 jun 15]. Disponível em: https://cidades.ibge.gov.br/brasil/sp/guarulhos/panorama
https://cidades.ibge.gov.br/brasil/sp/gu... . The outcome of the modeling was the number of reported cases of feline sporotrichosis, between 2011 and 2019, in the CTs. The São Paulo Social Vulnerability Index (Índice Paulista de Vulnerabilidade Social - IPVS) and the spatial dependence between the number of cases in neighboring CTs (neighborhood established by the Queen criterion2626 Jargowsky P. A Measure of Spatial Segregation: The Generalized Neighborhood Sorting Index [Internet]. 2005. [cited 2023 jun 15]. Available from: https://www.semanticscholar.org/paper/A-Measure-of-Spatial-Segregation-%3A-The-Generalized-Jargowsky/52a99e2c105a95ae06168aaba2fc8ce11b578fcc
https://www.semanticscholar.org/paper/A-... ) were used to predict the number of cases in silent CTs. The spatiotemporal dynamics of feline sporotrichosis in Guarulhos were described in another study1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291., which provided evidence of the association between social vulnerability and the occurrence of this disease.
The IPVS is an index that ranges from 1 to 7: 1: extremely low, 2: very low, 3: low, 4: medium, 5: high (urban), 6: very high (subnormal urban), and 7: high (rural). The IPVS of Guaru l hos ranged between 1 and 6, according to data from the 2010 census2727 Governo do Estado de São Paulo. IPVS [Internet]. [acessado 2023 jun 15]. Disponível em: http://ipvs.seade.gov.br/view/index.php
http://ipvs.seade.gov.br/view/index.php... .
The Guarulhos Health Department provided data on positive cases of feline sporotrichosis detected by the CCZG surveillance service between 2011 and 2019. These cases were aggregated by CT, after being geocoded from their respective addresses, using the R software and the Google Maps API. The IPVS was obtained from the Sistema Estadual de Análise de Dados (SEADE) Foundation of the Government of the State of São Paulo2727 Governo do Estado de São Paulo. IPVS [Internet]. [acessado 2023 jun 15]. Disponível em: http://ipvs.seade.gov.br/view/index.php
http://ipvs.seade.gov.br/view/index.php... .
Statistical models
Where i (1, …, n) is the indexer of the CTs, the general equation of the models was given as:
In which ηi = log(E(yi)) is the average of an additive linear predictor, yi is the number of observed cases, α is the fixed intercept, β is the effect of IPVS (x), and ςi is the combination of a structured spatial effect υi and a non-structured spatial effect νi. It was presumed that yi follows a negative binomial distribution with an average θiEi, in which θi is the Relative Density of Cases (RDC) of CT i, and Ti is the area of CTi. The density of cases was a measure of incidence and proxy for the risk of occurrence, in such a way that RDC was a proxy for relative risk. IPVS 1 and 2 were the reference categories for estimating β and were aggregated, as only one case was identified in the CTs with IPVS 1.
The definition of the spatial effect was given by Riebler et al.2828 Riebler A, Sørbye SH, Simpson D, Rue H. An intuitive Bayesian spatial model for disease mapping that accounts for scaling. Stat Methods Med Res 2016; 25(4):1145-1165.:
In which τ is the marginal precision, νi follows a normal distribution, and υi is an autoregressive conditional model:
In the previous equations, ηδi is the number of neighbors of i, and φ is the proportion of marginal spatial variance explained by υ.
Using the model described above, we estimated the RDCi, the probability of Excess Density EDi = Prob(RDCi > RD), given that RD is the average density of cases, and a Priority Index (PI) 2929 Baquero OS, Machado G. Spatiotemporal dynamics and risk factors for human Leptospirosis in Brazil. Sci Rep 2018; 8(1):15170.:
This PI indicates the priority that should be assigned to each CT, the highest priority of which receives a PI = 100. The other PIs are relative to this 100. Thus, if CT A has a PI = 100 and CT B has a PI = 50, the priority that should be given to B is equivalent to 50% of the priority that should be allotted to A1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291..
Priors
According to the principle of parsimony, a penalizing complexity of priors3030 Simpson D, Rue H, Riebler A, Martins TG, Sørbye SH. Penalising model component complexity: a principled, practical approach to constructing priors. Stat Sci 2017; 32(1):1-28. (PC priors) was used. PC priors favor models with spatial variance = 0 (τ = ∞) and with φ = 1 (with no structured spatial effect). The penalty was based on a constant decay rate of a Gumbel type 2 distribution, specified by probabilistic statements. For τ, the probabilistic statement was
and is equivalent to a constant decay rate equal to -logαU 2828 Riebler A, Sørbye SH, Simpson D, Rue H. An intuitive Bayesian spatial model for disease mapping that accounts for scaling. Stat Methods Med Res 2016; 25(4):1145-1165.,3030 Simpson D, Rue H, Riebler A, Martins TG, Sørbye SH. Penalising model component complexity: a principled, practical approach to constructing priors. Stat Sci 2017; 32(1):1-28.. As regards φ, the statement used was Prob(φ < U) = α. More specifically, the statements
and Prob(φ < 0.5) = 0.7 were applied, which presupposes a residual RDC (τ) of less than 2, with a probability of 0.99, and in which ν explains the majority of variation1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291..
Substitution of zeros for “NA”
Based on the data obtained, 66.65% (1,165/1,748) of the CTs in Guarulhos were classified as silent for feline sporotrichosis, which may mean an absence of cases in the area or a lack of information. To avoid assuming an absence of cases, predictions were made based on the number of cases in neighboring sectors and the social vulnerability in the area and its neighbors.
R software packages used in this study
The statistics were calculated using the following packages of the R 3.6.3 software: devtools3131 Wickham H, Hester J, Chang W, Bryan J, RStudio. devtools: Tools to Make Developing R Packages Easier [Internet]. 2022. [cited 2023 jun 15]. Available from: https://cran.r-project.org/web/packages/devtools/index.html
https://cran.r-project.org/web/packages/... , tidyverse3232 Wickham H, Averick M, Bryan J, Chang W, McGowan LD, François R, Grolemund G, Hayes A, Henry L, Hester J, Kuhn M, Pedersen TL, Miller E, Bache SM, Müller K, Ooms J, Robinson D, Seidel DP, Spinu V, Takahashi K, Vaughan D, Wilke C, Woo K, Yutani H. Welcome to the Tidyverse. J Open Source Softw 2019; 4(43):1686., lubridate3333 Grolemund G, Wickham H. Dates and Times Made Easy with lubridate. J Stat Softw 2011; 40(3):1-25., INLA3434 Rue H, Martino S, Chopin N. Approximate Bayesian inference for latent Gaussian models by using integrated nested Laplace approximations. J R Stat Soc Ser B Stat Methodol 2009; 71(2):319-392., INLAOutputs3535 Santos O. Process selected outputs from the "INLA" package version 1.4.11 from GitHub [Internet]. [cited 2023 jul 5]. Available from: https://rdrr.io/github/oswaldosantos/INLAOutputs/
https://rdrr.io/github/oswaldosantos/INL... , lwgeom3636 Pebesma E, Rundel C, Teucher A, developers liblwgeom. lwgeom: Bindings to Selected "liblwgeom" Functions for Simple Features [Internet]. 2023. [cited 2023 jun 15]. Available from: https://cran.r-project.org/web/packages/lwgeom/index.html
https://cran.r-project.org/web/packages/... , and cowplot3737 Wilke CO. cowplot: Streamlined Plot Theme and Plot Annotations for "ggplot2" [Internet]. 2020. [cited 2023 jun 15]. Available from: https://cran.r-project.org/web/packages/cowplot/index.html
https://cran.r-project.org/web/packages/... .
Results
Since the first report in 2011, there has been a progressive increase in the number of cases of feline sporotrichosis in the city of Guarulhos, especially since 2014, when the curve became steeper, indicating an increase in incidence, greater detection, or both. This growth pattern was interrupted in 2019, when the number of reported cases decreased (Figure 1), reaching even lower levels than in 2017. The total number of cases accumulated between 2011 and 2019 was 2,953.
Number of reported cases of feline sporotrichosis in the municipality of Guarulhos, between 2011 and 2019.
The spatial distribution of cases was not homogeneous over the years and affected different locations in the city, with a low incidence in less urbanized areas (Figure 2). Few CTs had a high incidence of cases, and those silent for the occurrence of the disease during the studied period accounted for 66.65% of the total CTs in the city.
Spatial distribution of feline sporotrichosis cases in the municipality of Guarulhos, between 2011 and 2019.
When the absence of information (“NA”) was considered instead of the absence of cases (“zero cases”), the proportion of priority CTs increased (Figure 3). The proportion of CTs with priority values equal to zero decreased from 64.7% (1,131/1,748) to 0.2% (3/1,748) after the change in approach. The 50%, 75%, and 95% quantiles of the prioritization index were equal to 0, 6, and 12.8, respectively, in the models with zero cases in the silent CTs; in the models with “NA” in the silent CTs, these quantiles were equal to 3.3, 18.8, and 27.2. In other words, only 5% of the silent CTs showed a prioritization index higher than 12.8 in the first model, while in the second, the top 5% of the indices were above 27.2%. There was disagreement between the CTs with the highest priority values in the two approaches. Among the ten highest priorities, with the exception of first place, all diverged regarding the position occupied when considering “zero cases” and “NA”. There was also the inclusion of four new higher priority CTs in the approach that assumes the absence of information, excluding those that occupied the fifth, seventh, eighth, and tenth priority positions when the assumption was the absence of cases (Table 1).
Prioritization index of census tracts in the municipality of Guarulhos, according to the risk of occurrence of feline sporotrichosis. A: Absence of cases in silent areas (“zero cases”). B: Absence of information in silent areas (“NA”). Geographic division: census tracts.
Discussion
The proposed methodological approach allows one to predict the number of cases in silent areas, using epidemiologic and spatial dependence information, and was exemplified with data on feline sporotrichosis and social vulnerability in the municipality of Guarulhos. The epidemiologic scenario predicted by the approach differs from that resulting from the assumption of the absence of cases in silent areas, bringing implications for active surveillance and prioritization of prevention and control actions. This difference is in line with expectations, since the predicted value depends on the average density of cases observed in a CT and its neighboring vicinity. When a silent CT enters the analysis with zero cases, the predicted value within it is a function of an average (structured effect of the model) influenced by this zero, which also affects the predictions in its neighboring vicinity. On the contrary, when it enters without a value, this average is not reduced by the effect of an additional zero. It should be noted that in Bayesian modeling all estimates are predictions. Due to the structured spatial effect (the way the predicted mean is calculated), most silent CTs end up having positive predicted values, even when it is assumed that they have zero cases. This elimination of most zeros, more precisely, of the extremes of the observed distribution, occurs with all spatial smoothing models, which are common in epidemiology. The distribution predicted by such models, from an observed distribution of counts, has fewer zeros, and the extreme values are smaller.
The proposed approach assumes that the silent condition is the result of underreporting in CTs with non-silent neighbors. Although it is possible that there are no cases in them, there are reasons to believe that the proposed approach is more convenient, given that a sector without notifications would hardly receive a high prioritization index if it truly had no cases. This is because if a silent sector receives a high index, it means that it is in the middle of sectors with high incidence, a situation in which it is unlikely that it will have no cases. The cost of assigning an incorrect priority in such situations, translated into surveillance actions, would mean greater attention to the neighboring vicinity of epidemic areas, which is not exactly a problem, given that this area without cases, surrounded by epidemic areas, can easily become epidemic as well. Since there is low probability of misclassifying silent areas and errors have little epidemiologic relevance, predictions without assuming the absence of cases improve the efficiency of active surveillance in silent areas. Sampling silent areas, stratified according to the prioritization index, enables the accuracy of predictions to be validated. If there are more cases in the higher priority strata than in the lower priority strata, there is evidence of correspondence between predictions and observations, which can be described using metrics that are consistent with the sampling design and the type of comparison performed. This accuracy may vary between diseases and for the same disease in different places and times, which is why it is advisable to update it each time active surveillance guided by predictions produces new data.
It should be noted that when using area data, the internal heterogeneity of the analysis units is lost. The consequences of this depend on the size of the areas and the dynamics of disease dissemination. Although geostatistical or point pattern approaches do not present this disadvantage, an area model was chosen in order to consider the effects of covariates available in a spatially aggregated format and to be able to assign priority values to defined areas.
The existence of silent areas due to underreporting is present in the surveillance of several neglected zoonoses in Brazil, such as spotted fever3838 Oliveira SV, Pereira SVC, Pinna FV, Fonseca LX, Serra-Freire NM, Cardoso KM, Borsoi ABP, Amorim M, Caldas EP, Gazeta GS. Vigilância de ambientes da febre maculosa: explorando as áreas silenciosas do Brasil. Rev Pan-Amaz Saude 2016; 7(3):65-72., leishmaniasis3939 Maia-Elkhoury ANS, Carmo EH, Sousa-Gomes ML, Mota E. Análise dos registros de leishmaniose visceral pelo método de captura-recaptura. Rev Saude Publica 2007; 41(6):931-937., and hantavirus4040 Nunes ML, Oliveira SV, Elkhoury MR, Fonseca LX, Pereira SVC, Caldas EP, Guimarães JCN, Rosa EST, Bonvicino CR, D'Andrea PS. Evidência de circulação de hantavírus em área silenciosa da Região Amazônica. Rev Pan-Amaz Saude 2015; 6(4):63-67.. In addition, underreporting also occurs among non-zoonotic diseases that are no longer considered neglected. Acquired Immunodeficiency Syndrome (AIDS) is an example, as pointed out in the study by Carvalho et al.4141 Carvalho CN, Dourado I, Bierrenbach AL. Subnotificação da comorbidade tuberculose e aids: uma aplicação do método de linkage. Rev Saude Publica 2011; 45(3):548-555., who reported an average of 17.7% underreporting of tuberculosis-HIV/AIDS co-infection. Carmo et al.4242 Carmo RA, Policena GM, Alencar GP, França EB, Bierrenbach AL. Subnotificação de óbitos por AIDS no Brasil: linkage dos registros hospitalares com dados de declaração de óbito. Cien Saude Colet 2021; 26(4):1299-1310. also found an underreporting of deaths from HIV/AIDS.
The case of zoonotic sporotrichosis was chosen, as it is a growing public health problem, as highlighted in Technical Note No. 60/2023 of the Secretariat for Health and Environmental Surveillance of the Ministry of Health4343 Brasil. Ministério da Saúde (MS). Nota Técnica no 60/2023-CGZV/DEDT/SVSA/MS [Internet]. 2023. [acessado 2023 jun 22]. Disponível em: https://www.gov.br/saude/pt-br/centrais-de-conteudo/publicacoes/notas-tecnicas/2023/nota-tecnica-no-60-2023-cgzv-dedt-svsa-ms/view
https://www.gov.br/saude/pt-br/centrais-... . In Brazil, infections caused by S. brasiliensis are associated with epizootics in felines, with a high potential for zoonotic transmission. Despite the mandatory reporting of human sporotrichosis in Guarulhos since 2016, it is believed that underreporting occurs in both humans and felines. Since cats act as sentinels1212 Rodrigues AM, Teixeira MM, Hoog GS, Schubach TMP, Pereira SA, Fernandes GF, Bezerra LML, Felipe MS, Camargo ZP. Phylogenetic analysis reveals a high prevalence of Sporothrix brasiliensis in feline sporotrichosis outbreaks. PLoS Negl Trop Dis 2013; 7(6):e2281., establishing mandatory reporting of the disease in them is a strategic surveillance measure, since the prevention of feline sporotrichosis is a way to prevent both the occurrence of cases in humans and underreporting. Some states, such as Amazonas, Paraná, and Rio de Janeiro, in addition to the capital city of São Paulo, have already adopted this measure.
Guarulhos accumulated 2,953 reported cases between 2011 and 2019. A significant increase in notifications has been noted since the first report, especially from 2014 onwards, interrupted in 2019, which saw an 18.48% drop in notifications when compared to the previous year. It is important to note that, after 2016, when the notification of human cases of sporotrichosis became mandatory in Guarulhos, there were no relevant changes in the temporal trend of the number of notifications. By contrast, the cases stemmed from different areas of the municipality, with a variable spatial distribution over time. Since the impact of underreporting is unknown, the observed spatiotemporal dynamics should be interpreted with caution. In fact, the number of cases in non-silent CTs, used to make the prediction, may be underreported, which would lead to an underestimation of the density of cases in silent CTs. Predicting cases in silent areas helps to understand and reduce this impact, given that, if underreporting tends to be higher in those with a higher prioritization index, it is because the magnitude of the risk and underreporting in silent areas have an associated spatial distribution. Therefore, concentrating detection efforts in priority silent areas becomes a more efficient way to reduce the effects of underreporting.
Such factors as incorrect diagnosis and death prior to diagnosis may contribute to underreporting of sporotrichosis; however, these appear to be less relevant. Contrary to what Oliveira et al.3838 Oliveira SV, Pereira SVC, Pinna FV, Fonseca LX, Serra-Freire NM, Cardoso KM, Borsoi ABP, Amorim M, Caldas EP, Gazeta GS. Vigilância de ambientes da febre maculosa: explorando as áreas silenciosas do Brasil. Rev Pan-Amaz Saude 2016; 7(3):65-72. reported for spotted fever in Brazil, regarding species of rickettsia causing mild signs that could make it difficult to capture records, generating a lack of knowledge regarding the true magnitude of the problem, S. brasiliensis generally causes evident clinical signs, which facilitate diagnosis. Furthermore, sporotrichosis is a disease that typically presents a subacute or chronic course4444 Larsson CE, Gonçalves MA, Araujo VC, Dagli MLZ, Correa B, Fava Neto C. Esporotricosis felina: aspectos clínicos e zoonóticos. Rev Inst Med Trop Sao Paulo 1989; 31(5):351-358., facilitating the establishment of a diagnosis prior to death. Underreporting, however, is subject to the size of the population of non-housed cats, which is unknown and likely significant. Therefore, even directing detection efforts to silent areas with a greater potential of risk, the difficulty in diagnosing and treating these animals is one of the main challenges, perhaps the greatest, to effectively preventing the disease. The cat population, which is the most susceptible to infection, has an unknown size in Guarulhos, so it would be impossible to calculate the cumulative incidence or incidence density. Therefore, incidence was measured by case density (number of cases per area), which is not a measure of risk per se, but it is related to it, since the higher the density of the cat population, the greater the probability of contact between infected and susceptible individuals. In terms of epidemiologic surveillance, this measure allowed for prioritization based on the spatial concentration of cases and may be useful in risk estimates for other zoonotic NTDs.
The proposal to optimize the epidemiologic surveillance of NTDs in silent and vulnerable areas aims to reduce the problems associated with underreporting and limitations in operational capacity. However, this alone is not expected to be enough to meet the demands of municipalities. The need to expand surveillance actions, given the limitations linked to health services, determines popular participation as a possibility to be explored. The actions of organized communities, in a complementary manner, have contributed to the prevention of other diseases, serving as a reference for community surveillance of sporotrichosis. In a pilot study carried out in Tanzania, Madon et al.4545 Madon S, Malecela MN, Mashoto K, Donohue R, Mubyazi G, Michael E. The role of community participation for sustainable integrated neglected tropical diseases and water, sanitation and hygiene intervention programs: a pilot project in Tanzania. Soc Sci Med 2018; 202:28-37. observed a statistically significant reduction in the prevalence of diarrhea and schistosomiasis when a program that encouraged community participation was implemented. In addition, they observed an improvement in the awareness of official interventions, which is a favorable point for the control of NTDs.
However, it should be emphasized that community surveillance does not replace the epidemiological surveillance carried out by official health services, especially when it comes to marginalized communities. In the specific case of feline sporotrichosis, a recommended control measure is the isolation of infected animals until clinical and pathological cure is achieved, which can take months or even years. Scuarcialupi et al.1616 Scuarcialupi LN, Pereira FC, Baquero OS. Feline sporotrichosis: social vulnerability and prioritization of geographic areas in Guarulhos, SP, Brazil. Braz J Vet Res Anim Sci 2021; 58:e188291-e188291. showed that, in general, the areas most affected by sporotrichosis in Guarulhos are those with greater social vulnerability, where precarious housing is easily found, with inadequate infrastructure for isolating animals. Consequently, the control of sporotrichosis, as well as of other NTDs, will only be truly effective when measures to reduce health inequities are put into practice.
NTDs are associated with data scarcity55 Rosário MS, Oliveira ML, Lima CA, Vieira MA, Carneiro JA, Costa FM. Doenças tropicais negligenciadas: caracterização dos indivíduos afetados e sua distribuição espacial. Rev Bras Pesqui Saude 2017; 19(3):118-127. and silent areas are not necessarily free of the disease, especially when the multispecies collectives that reside in them are marginalized and neglected. Therefore, NTD prevention needs to halt marginalization, as only then can their pathological effects be replaced by more-than-human care relationships that are antagonistic to neglect66 Baquero OS. One Health of Peripheries: Biopolitics, Social Determination, and Field of Praxis. Front Public Health 2021; 9:617003.,99 Baquero OS, Benavidez Fernández MN, Acero Aguilar M. From Modern Planetary Health to Decolonial Promotion of One Health of Peripheries. Front Public Health 2021; 9:637897.. Prioritizing silent areas based on the risk of NTD occurrence is a way to mitigate the multifaceted neglect that affects some multispecies collectives, and the methodology proposed in this study is a contribution in this sense.
Acknowledgements
This work was conducted with the support of the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) - Funding Code 33002010123P4.
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