ABSTRACT
The National Institute of Health has, for the first time, identified National Priorities for Oral Health Research, this process was carried out by the Subdirectorate of Research and Laboratories of Noncommunicable Diseases of the National Center for Public Health with the technical advice of the Directorate of Research and Innovation in Health and in coordination with the Executive Directorate of Oral Health of the General Directorate of Strategic Interventions in Public Health of the Ministry of Health, using a participatory methodology with three key actors: researchers/specialists, experts and decision-makers. This article aims to describe the process used to identify these priorities, which consisted of five phases: i) identification of the strategic objectives of the Ministry of Health, ii) identification of needs in oral health research, iii) review by experts and assessment of needs according to criteria and v) presentation of the priorities. As a result, 12 priorities were obtained, which were subsequently approved by Ministerial Resolution No. 262-2022/MINSA, for a period of 2022-2026. In addition, we provide recommendations for future processes.
Keywords:
Research Priorities; Public Health Systems Research; Community-Based Participatory Research; National Health Policy; Health Research Policy; Health Priorities; Dental Research; Oral Health; Peru
INTRODUCTION
Article 14 of the Political Constitution of Peru states “to promote the scientific and technological development of the country” as a duty of the State (11. Congreso de la República. Constitución Política del Perú. Lima; 1993.. No. 26842, General Health Law, establishes that “the State promotes scientific and technological research in the field of health, as well as the education, teaching and training of human resources for health care” 22. Ley General de Salud, Ley N.° 26842 [Internet]. Lima, Perú. 15 julio 1997 [citado 20 de febrero de 2023]. Disponible en: https://www.gob.pe/institucion/minsa/normas-legales/256661-26842.
https://www.gob.pe/institucion/minsa/nor... ; from which it can be interpreted that the advancement of science derives from education and research, which are the pillars for the development of society, and the State guarantees their promotion.
The Ministry of Health (MINSA), as an agency of the executive branch of the government 33. Secretaría de Gestión Pública. Organigrama del Estado Peruano [Internet]. Lima; 2014 [citado 20 de febrero de 2023]. Disponible en: https://www.peru.gob.pe/docs/estado.pdf.
https://www.peru.gob.pe/docs/estado.pdf... , has the mission of “protecting personal dignity, promoting health, preventing diseases and guaranteeing comprehensive health care for all the inhabitants of the country, proposing and conducting health policy guidelines in consultation with all public sectors and social actors” 44. Ministerio de Salud. Misión y visión [Internet]. Lima: MINSA; c2023 [citado 20 de febrero de 2023]. Disponible en: https://www.minsa.gob.pe/transparencia/index.asp?op=103.
https://www.minsa.gob.pe/transparencia/i... . The incorporation of health research and technology under the scope of the competence of MINSA has been established since 2013 with the publication of Legislative Decree No. 1161, which approves the Law on the Organization and Functions of MINSA, 55. Decreto Legislativo que aprueba la Ley de Organización y Funciones del Ministerio de Salud, D.L. N.° 1161 [Internet]. Lima, Perú. 7 diciembre 2013 [citado 20 de febrero de 2023]. Disponible en: https://www.gob.pe/institucion/minsa/normas-legales/197025-1161.
https://www.gob.pe/institucion/minsa/nor... .
Likewise, the vision of the National Institute of Health (INS) is “to be a modern, dynamic and leading institution at the national and international level in the generation, development and transfer of technologies and scientific knowledge in biomedical research [... ]” 66. Instituto Nacional de Salud. Misión y visión. Lima: INS; c2023 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/es/acerca-del-ins/informacion-general/mision-y-vision#:~:text=El%20Instituto%20Nacional%20de%20Salud,%20ambiente%20centrado%20en%20la%20salud.
https://web.ins.gob.pe/es/acerca-del-ins... . Within this framework, the INS leads the development of the process for the identification of research priorities at the national level, with the objective of generating knowledge in the field of public health in order to guide the formulation, implementation and evaluation of policies and interventions that allocate resources for the attention of prioritized health problems due to the fact that resources in Peru are limited 77. Caballero P, Yagui M, Espinoza M, Castilla T, Granados A, Velásquez A, et al. Prioridades regionales y nacionales de investigación en salud, Perú 2010-2014: un proceso con enfoque participativo y descentralista. Rev Peru Med Exp Salud Publica. 2010;27(3):398-411. doi: 10.1590/s1726-46342010000300013.
https://doi.org/10.1590/s1726-4634201000... .
The purpose of this article is to describe the process followed by the Subdirectorate of Research and Laboratories for Noncommunicable Diseases (SUDENT) of the National Center for Public Health (CNSP), with the technical advice of the Directorate of Research and Innovation in Health (DIIS) and in coordination with the Executive Directorate of Oral Health of the General Directorate of Strategic Interventions in Public Health (DGIESP) of MINSA, for the identification of “National Priorities for Research in Oral Health”; as well as to provide recommendations for future processes.
PREVIOUS PROCESSES
Historically, experiences in Peru have been developed since 1974 to identify health research priorities, each of which has guided health policies since then. In the first process, MINSA expressed the intention to support health institutes for research. The National Action Plan was developed during the second process (1983-1984) aimed at achieving “health for all by the year 2000”. During the third process (1991-1994), the National Council for Science, Technology and Innovation (CONCYTEC) and the Pan American Health Organization (PAHO) worked on four priority topics and channeled available resources. In the fourth process (1996-1997), the MINSA Health Research Policy Commission identified new thematic areas and prepared 234 study sheets. During the fifth process (2001-2002), the INS defined the research guidelines through an internal seminar-workshop. Finally, during the sixth process (2006-2007), according to Cabezas et al. 88. Cabezas C; Yagui M, Caballero P, Espinoza M, Castilla T, Granados A, et al. Prioridades de investigación en salud en el Perú 2010-2014: La experiencia de un Proceso participativo y descentralizado: sistematización de la experiencia [Internet]. Lima: Instituto Nacional de Salud; 2011 [citado 20 de febrero de 2023]. Disponible en: https://www.ins.gob.pe/insvirtual/images/otrpubs/pdf/Prioridades%20%5B13.6.11%5D.pdf.
https://www.ins.gob.pe/insvirtual/images... , quoted by the Directorate of Health Research and Innovation 99. Instituto Nacional de Salud. Oficina General de Investigación y Transferencia Tecnológica. Guía Metodológica para el establecimiento de las Prioridades Nacionales de Investigación 2016-2021 [Internet]. Lima: Instituto Nacional de Salud; 2016 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/ogitt/prioridades/6a%20Gu%C3%ADa%20metodol%C3%B3gica%20para%20el%20establecimiento%20de%20las%20Prioridades%20Nacionales.pdf.
https://web.ins.gob.pe/sites/default/fil... , “the INS deepens the scope and methodology of establishing research priorities” consolidating its participatory methodology.
The process of identification of regional priorities was carried out for the first time in 2019, which established the priorities for the 2010-2014 period, defining “health research” as: “the production of knowledge aimed at studying the health conditions (at the biological, psychological and social levels) of an individual or population and the responses of society to improve them” 88. Cabezas C; Yagui M, Caballero P, Espinoza M, Castilla T, Granados A, et al. Prioridades de investigación en salud en el Perú 2010-2014: La experiencia de un Proceso participativo y descentralizado: sistematización de la experiencia [Internet]. Lima: Instituto Nacional de Salud; 2011 [citado 20 de febrero de 2023]. Disponible en: https://www.ins.gob.pe/insvirtual/images/otrpubs/pdf/Prioridades%20%5B13.6.11%5D.pdf.
https://www.ins.gob.pe/insvirtual/images... .
The process that started in 2009 continued during 2014 with the development of workshops in the 24 regions of Peru and Metropolitan Lima with the participation of regional health authorities, public and private universities, public and private research entities, and other regional governmental sectors convened by the INS to establish the National Research Priorities 2016-202177. Caballero P, Yagui M, Espinoza M, Castilla T, Granados A, Velásquez A, et al. Prioridades regionales y nacionales de investigación en salud, Perú 2010-2014: un proceso con enfoque participativo y descentralista. Rev Peru Med Exp Salud Publica. 2010;27(3):398-411. doi: 10.1590/s1726-46342010000300013.
https://doi.org/10.1590/s1726-4634201000... ,99. Instituto Nacional de Salud. Oficina General de Investigación y Transferencia Tecnológica. Guía Metodológica para el establecimiento de las Prioridades Nacionales de Investigación 2016-2021 [Internet]. Lima: Instituto Nacional de Salud; 2016 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/ogitt/prioridades/6a%20Gu%C3%ADa%20metodol%C3%B3gica%20para%20el%20establecimiento%20de%20las%20Prioridades%20Nacionales.pdf.
https://web.ins.gob.pe/sites/default/fil... . These priorities were implemented in 2019, through the Ministerial Resolution No. 658-2019/MINSA, which approves the National Research Priorities in Health in Peru 2019-2023, identifying the following health problems: (i) Traffic accidents; (ii) Cancer; (iii) Metabolic and cardiovascular diseases; (iv) Respiratory infections and pneumonia; (v) Sexually transmitted infections and HIV-AIDS; (vi) Malnutrition and anemia; (vii) Metaxenic and zoonotic diseases; (viii) Environmental and occupational health; (ix) Maternal, perinatal and neonatal health; and (x) Mental health 1010. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Salud en Perú 2019-2023", R.M. N.° 658-2019-MINSA. Diario El Peruano [Internet]. Lima, Perú. 19 julio 2019 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-las-prioridades-nacionales-de-investigacion-en-sal-resolucion-ministerial-n-658-2019minsa-1790855-2/.
https://busquedas.elperuano.pe/normasleg... . It is important to mention that, as stated in the document of the identification process of these National Health Research Priorities, one of the health problems identified was “oral health” 1111. Instituto Nacional de Salud. Proceso de Identificación de las Prioridades Nacionales de Investigación en Salud para el periodo 2019-2023 [Internet]. Lima: INS; 2019 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/Proceso_de_identificacion_de_las_prioridades_nacionales_de_investigacion_en_salud_para_el_periodo_2019_-_2023.pdf.
https://web.ins.gob.pe/sites/default/fil... ; however, since the problems that obtained the highest scores were prioritized, oral health did not appear in the final prioritization list.
In this scenario, oral health requires a revaluation in order to gain greater attention regarding research in our country after having been relegated for decades, justifying a specific identification of Oral Health Research Priorities.
In 2021, the National Institute of Health, through SUDENT of the CNSP, incorporated oral health as an area of work, establishing the “Oral Health Plan 2021-2023”, which began with the identification of National Oral Health Research Priorities 2021-2025, and whose process will be described in this article 1212. Instituto Nacional de Salud. Investigación en Salud Bucal [Internet]. Lima: INS; 2021 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/es/salud-publica/ent/salud-bucal#presentacion.
https://web.ins.gob.pe/es/salud-publica/... . This prioritization will be fundamental to guide the development of cost-effective research and to optimize the use of the country’s economic resources, taking the previous process as a reference 77. Caballero P, Yagui M, Espinoza M, Castilla T, Granados A, Velásquez A, et al. Prioridades regionales y nacionales de investigación en salud, Perú 2010-2014: un proceso con enfoque participativo y descentralista. Rev Peru Med Exp Salud Publica. 2010;27(3):398-411. doi: 10.1590/s1726-46342010000300013.
https://doi.org/10.1590/s1726-4634201000... .
THE PROCESS
The identification of Oral Health Research Priorities, which took place from June 2 to June 25, 2021, was led by the SUDENT technical team, which was made up of four professionals (one physician and three dental surgeons) who had experience in research and academic training in fields related to Public Health, Epidemiology and/or Health Services Management. The DIIS technical team (the office that has led the National Research Priorities process and validated the methodology during the application of this research prioritization process) also provided advice, and worked in close coordination with the technical team of the Executive Directorate of Oral Health (DSABU) of the DGIESP of MINSA. The activities were developed through virtual workshops via the Zoom platform based on the participatory methodology adopted from the “Guide for the identification of Regional Health Research Priorities” prepared by the DIIS of the INS 99. Instituto Nacional de Salud. Oficina General de Investigación y Transferencia Tecnológica. Guía Metodológica para el establecimiento de las Prioridades Nacionales de Investigación 2016-2021 [Internet]. Lima: Instituto Nacional de Salud; 2016 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/ogitt/prioridades/6a%20Gu%C3%ADa%20metodol%C3%B3gica%20para%20el%20establecimiento%20de%20las%20Prioridades%20Nacionales.pdf.
https://web.ins.gob.pe/sites/default/fil... ,1313. Instituto Nacional de Salud. Guía para la Identificación de Prioridades Regionales de Investigación en Salud [Internet]. Lima: INS; 2014 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/anexo_1_guia_para_la_identificacion_de_prioridades_regionales_de_investigacion_en_salud.pdf.
https://web.ins.gob.pe/sites/default/fil... .
Three key actors were identified based on the following characteristics (Table 1):
1. Researchers/specialists, who met at least two of the four conditions: i) being a researcher recognized by the National Scientific, Technological and Technological Innovation Registry (RENACYT) (via DINA-CONCYTEC platform 1414. Concytec. Búsqueda de Investigadores RENACYT [Internet]. Lima: Concytec; c2023 [citado 20 de febrero de 2023]. Disponible en: https://servicio-renacyt.concytec.gob.pe/busqueda-de-investigadores/.
https://servicio-renacyt.concytec.gob.pe... at the date of download as of March 30, 2021; ii) having published two or more research articles with relevance in oral health (letters to the editor were not considered) in national or international peer-reviewed journals; iii) teaching in a public or private university; and iv) being a specialist in a dental area. The SUDENT technical team was able to access the telephone numbers and/or email addresses of 78 professionals from the list of identified professionals who met the above conditions, which were used to contact them through social networks, telephone calls and/or WhatsApp in order to ask them to participate in the process; of the 78 contacted professionals, 46 (59.0%) responded and accepted. This call took place between May 18 and 28, 2021.
2. Decision-makers, made up of the three members of the team of the Executive Directorate of Oral Health (due to availability in some phases 2 were involved) and the 29 Coordinators of the oral health program belonging to the Regional Health Directorates (DIRESAS), Regional Health Managements (GERESAS) and Integrated Health Networks Directorate (DIRIS). The list of coordinators of the national oral health program was provided by the DSABU, which provided logistical support to manage the call via email; this call took place between May 18 and 28, 2021. All coordinators responded and accepted, for a total of 32 decision makers.
3. Experts in Oral Health, formed by ad honorem members of the Committee of Experts of the DSABU of the DGIESP through Ministerial Resolution No. 571-2017/MINSA 1515. Resolución Ministerial que conforma el Comité de Expertos ad honorem de la Dirección de Salud Bucal de la Dirección General de Intervenciones Estratégicas en Salud Pública. R.M. N.° 571-2017/MINSA. Diario El Peruano [Internet]. Lima, Perú. 20 julio 2017 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/conforman-el-comite-de-expertos-ad-honorem-de-la-direccion-d-resolucion-ministerial-n-571-2017minsa-1546813-5/.
https://busquedas.elperuano.pe/normasleg... . DSABU provided the contacts of the seven members of the referred committee, who were summoned by phone calls and/or WhatsApp between May 18 and May 28, 2021. After the call, three experts (42.9%) responded and accepted the invitation.
The phases of the process are described below:
Phase 1. Identification of MINSA’s strategic objectives
In the absence of a National Oral Health Plan with strategic objectives, the members of the DSABU identified objectives based on the guidelines of the current MINSA policies, with the methodological guidance of the INS team as shown in Table 2.
Strategic objectives for the identification and determination of Oral Health Research Priorities 2021-2025.
Phase 2. Identification of oral health research needs
This phase was carried out in two stages:
First Stage. Initial identification
Thirty-nine of the 46 researchers/specialists (84.8%), identified as key actors, participated in this stage and created the initial statement of research needs; it should be noted that all dental specialties were covered among the 39 participants 1616. Decreto Supremo, que aprueba modificación al Reglamento de la Ley N.°27978. Ley de Trabajo del Cirujano, D.S. N.° 023-2020-SA. Diario El Peruano [Internet]. Lima, Perú. 3 agosto 2020 [Citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-modificacion-al-reglamento-de-la-ley-n-27878-ley-decreto-supremo-n-023-2020-sa-1875101-4/.
https://busquedas.elperuano.pe/normasleg... , which resulted in proposals from different points of view, complementing each other. As a result of this stage, 220 proposed research needs were obtained (Supplementary Material).
Second Stage. Classification and grouping
At this stage, the four members of the SUDENT team carried out all the procedures under consensus, such as the standardization of the wording of the initial proposals, based on five types of research (a. Research to measure the magnitude and distribution of health problems, b. Research to understand the various causes or determinants of the health problem, c. Research to develop solutions or interventions that help prevent and/or mitigate health problems, d. Research to translate the solutions or evidence into practical policies and products, e. Research to evaluate the impact of solutions or interventions) 99. Instituto Nacional de Salud. Oficina General de Investigación y Transferencia Tecnológica. Guía Metodológica para el establecimiento de las Prioridades Nacionales de Investigación 2016-2021 [Internet]. Lima: Instituto Nacional de Salud; 2016 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/ogitt/prioridades/6a%20Gu%C3%ADa%20metodol%C3%B3gica%20para%20el%20establecimiento%20de%20las%20Prioridades%20Nacionales.pdf.
https://web.ins.gob.pe/sites/default/fil... ,1717. World Health Organization (WHO). The WHO strategy on research for health [Internet]. Geneva: WHO; 2012 [citado 20 de febrero de 2023]. Disponible en: https://www.who.int/publications/i/item/9789241503259.
https://www.who.int/publications/i/item/... . Others reclassified the 220 needs according to the strategic objectives and purged the duplicated ones. The wording of these needs was also rephrased, thus obtaining a second list of 32 that were subsequently grouped into 18 proposed needs (Supplementary Material).
Phase 3. Expert review and needs assessment according to criteria.
Carried out in two stages:
First Stage. Review of the needs by experts
The three experts reviewed and suggested adjustments to the wording of some of the proposed needs, and incorporated a couple of needs that had an impact on public health: “i) To develop studies that evaluate the impact of emerging/reemerging diseases related to oral health; and ii) Studies on the prevalence of complications related to receiving or not receiving treatment”. This resulted in the final list of oral health research needs.
Second stage. Needs assessment according to criteria.
Once the list of 20 research needs was obtained, it was rated by the participants distributed in the three groups of key actors; but, due to availability issues, it was not possible to have all of them (Table 1). The participant’s rating considered the criteria and assessment scale proposed in the DIIS Methodological Guide (Table 3). An independent descending ordinal list of research needs for each strategic objective was created based on the scores (Table 4).
Criteria and rating scale for the qualification of National Health Research Priorities 99. Instituto Nacional de Salud. Oficina General de Investigación y Transferencia Tecnológica. Guía Metodológica para el establecimiento de las Prioridades Nacionales de Investigación 2016-2021 [Internet]. Lima: Instituto Nacional de Salud; 2016 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/ogitt/prioridades/6a%20Gu%C3%ADa%20metodol%C3%B3gica%20para%20el%20establecimiento%20de%20las%20Prioridades%20Nacionales.pdf.
https://web.ins.gob.pe/sites/default/fil... ,1717. World Health Organization (WHO). The WHO strategy on research for health [Internet]. Geneva: WHO; 2012 [citado 20 de febrero de 2023]. Disponible en: https://www.who.int/publications/i/item/9789241503259.
https://www.who.int/publications/i/item/... .
Phase 4. Prioritization (assessment of the priority list according to rating)
The SUDENT technical team and the DSABU participated in this phase, who, by consensus, and after reviewing the needs ratings (Table 4), decided to make modifications that affected objective 2:
Remove need 3 (development and evaluation of oral health programs for vulnerable populations) because it was contained in need 2 of said objective (development and evaluation of oral health prevention and promotion programs by life stage).
Regroup research need 5 (develop and evaluate the efficacy of interventions related to oral health) and need 8 (in vitro experimental studies and/or clinical trials related to oral health), which was ranked last (Table 4); however, they were regrouped given their relevance and methodological level, so that the final wording was “develop experimental studies and/or evaluation of efficacy of interventions related to oral health”.
After the proposed modifications, the first four research needs were selected for each objective, thus obtaining the final list of 12 research priorities (Table 5).
National Oral Health Research Priorities 2022-2026 approved by Ministerial Resolution No. 262-2022/MINSA.
Phase 5. Presentation of priorities
SUDENT presented the final list of the National Oral Health Research Priorities to the key actors of the process (researchers/specialists, experts and decision makers); then, the bilateral administrative procedures were carried out between the INS and MINSA for its approval, and subsequently it was made official through Ministerial Resolution No. 262-2022/MINSA dated March 30, 2022, and considered valid for the 2022-2026 period 1818. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Salud Bucal 2022-2026", R.M. N.° 262-2022/MINSA. Diario El Peruano [Internet]. Lima, Perú. 30 marzo 2022 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-las-prioridades-nacionales-de-investigacion-en-sal-resolucion-ministerial-no-262-2022minsa-2054225-1/.
https://busquedas.elperuano.pe/normasleg... , with a horizon of five years as in previous processes 1010. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Salud en Perú 2019-2023", R.M. N.° 658-2019-MINSA. Diario El Peruano [Internet]. Lima, Perú. 19 julio 2019 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-las-prioridades-nacionales-de-investigacion-en-sal-resolucion-ministerial-n-658-2019minsa-1790855-2/.
https://busquedas.elperuano.pe/normasleg... ,1919. Resolución Ministerial que aprueba las Prioridades Nacionales de Investigación en Salud para el período 2010-2014, R.M. N.° 220-2010/MINSA [Internet]. Lima, Perú. 25 marzo 2010 [citado 20 de febrero de 2023]. Disponible en: https://www.gob.pe/institucion/minsa/normas-legales/245533-220-2010-minsa.
https://www.gob.pe/institucion/minsa/nor... ,2020. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Tuberculosis en Perú 2018-2021". R.M. N.° 591-2018/MINSA, Diario El Peruano [Internet]. Lima, Perú. 22 junio 2018 [citado 20 de febrero de 2023]. Disponible en: https://www.gob.pe/institucion/minsa/normas-legales/1462-591-2018-minsa.
https://www.gob.pe/institucion/minsa/nor... . Due to time availability, not all actors were able to participate in the presentation event held on June 25, 2021; however, representatives of the regions of Junin, Ica and Loreto attended virtually, in addition to the coordinator of the oral health strategy, with 29 participants from 15 regions (Table 1).
RESULTS AND COMPARISONS
Research priorities are defined by the INS as “research needs prioritized on the basis of the health problems that most affect the population and that require effective and efficient responses” 2121. Instituto Nacional de Salud. Prioridades de Investigación en salud [Internet]. Lima: INS; c2023 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/es/investigacion-en-salud/prioridades-de-investigacion.
https://web.ins.gob.pe/es/investigacion-... . This important work has been carried out by the INS in several opportunities, which materialized in Ministerial Resolutions such as Ministerial Resolution No. 262-2022/MINSA 1818. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Salud Bucal 2022-2026", R.M. N.° 262-2022/MINSA. Diario El Peruano [Internet]. Lima, Perú. 30 marzo 2022 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-las-prioridades-nacionales-de-investigacion-en-sal-resolucion-ministerial-no-262-2022minsa-2054225-1/.
https://busquedas.elperuano.pe/normasleg... that approves the “National Research Priorities in Oral Health” (Table 5), which are the subject of this article.
The National Institute of Dental and Craniofacial Research of the United States, known as NIDCR, developed its 2021-2026 Strategic Plan based on four guiding principles and five strategic priorities with their respective objectives 2222. National Institute of Dental and Craniofacial Research. NIDCR Strategic Plan 2021 - 2026. Science: Advancing Oral Health for All [Internet]. Bethesda: NIDCR; 2021 [citado 20 de febrero de 2023]. Disponible en: https://www.nidcr.nih.gov/sites/default/files/2022-01/NIDCR-Strategic-Plan-2021-2026.pdf.
https://www.nidcr.nih.gov/sites/default/... . Similarly, the National Institute for Health Research (NIHR) in England has established 10 oral health priorities 2323. National Institute for Health Research. The Top Ten Priorities for Oral and Dental Health - Oral and Dental Health Priority Setting Partnership [Internet]. Waterloo; NHS; 2017 [citado 20 de febrero de 2023]. Disponible en: https://oralanddentalhealthpsp.wordpress.com/participate/.
https://oralanddentalhealthpsp.wordpress... . When reviewing the plan and the questions identified by the English community, some similarities were found between their objectives and the priorities identified in Peru, 1818. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Salud Bucal 2022-2026", R.M. N.° 262-2022/MINSA. Diario El Peruano [Internet]. Lima, Perú. 30 marzo 2022 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-las-prioridades-nacionales-de-investigacion-en-sal-resolucion-ministerial-no-262-2022minsa-2054225-1/.
https://busquedas.elperuano.pe/normasleg... ; the main difference between both processes and ours being the participants. This process was carried out with researchers/specialists, decision-makers and experts (there was no participation of the civil society); while in the USA, several entities related to the scientific community, federal agencies and industry participated; and in England, the NIHR group participated in collaboration with the dental schools and public health in England to identify unanswered questions related to oral health research for patients, the public, caregivers and oral health professionals.
On the other hand, the 2018 priority identification study in Iran, a developing country like ours, reported 171 topics in six areas related to Oral Health, obtaining 44 topics on “dental clinical care and treatment”, 37 topics on “health and prevention”, 19 topics on “health promotion and education”, 37 topics on “management of dental care delivery”, 16 topics on “policies and their requirements” and 18 topics on “dental materials, equipment and technologies” 2424. Rafie E, Karamali M, Bahadori M, Yazdanian M, Ravangard R. Needs assessment and research priorities in the oral and dental health with health promotion approach in Iran. J Educ Health Promot. 2019;8:93. doi: 10.4103/jehp.jehp_288_18.
https://doi.org/10.4103/jehp.jehp_288_18... , topics that largely coincide with those identified in Peru 1818. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Salud Bucal 2022-2026", R.M. N.° 262-2022/MINSA. Diario El Peruano [Internet]. Lima, Perú. 30 marzo 2022 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-las-prioridades-nacionales-de-investigacion-en-sal-resolucion-ministerial-no-262-2022minsa-2054225-1/.
https://busquedas.elperuano.pe/normasleg... .
Among Latin American countries, Brazil considered oral health in its National Health Research Priorities Agenda in 2015, whose subagenda coincides with the National Oral Health Research Priorities of Peru in the topics related to epidemiology, risk factors, development of the epidemiological system, development of strategies for oral health promotion, innovations for treatment and supply of oral health services 2525. Ministério da Saúde. Agenda Nacional de Prioridades de Pesquisa em Saúde Agenda Nacional de Prioridades de Pesquisa em Saúde [Internet]. Brasilia: Ministério da Saúde; 2015 [citado 20 de febrero de 2023]. Disponible en: https://bvsms.saude.gov.br/bvs/publicacoes/agenda_nacional_prioridades_2ed_4imp.pdf.
https://bvsms.saude.gov.br/bvs/publicaco... .
The Oral Health Research Priorities identified in Peru are in line with the research priorities for strengthening the Global Health Action for Oral Health, which are rooted in the knowledge gaps in: i) Epidemiology and health information systems for the surveillance of oral conditions; ii) Collection, harmonization and rigorous evaluation of evidence for equity in the prevention and treatment of oral conditions; and iii) Strategies to provide essential quality oral health care without financial barriers 2626. Hugo FN, Kassebaum NJ, Marcenes W, Bernabé E. Role of Dentistry in Global Health: Challenges and Research Priorities. J Dent Res. 2021;100(7):681-5. doi: 10.1177/0022034521992011.
https://doi.org/10.1177/0022034521992011... .
EXPECTED IMPACT
The oral health situation in Peru is a public health problem, as it ranks second among the 10 leading causes of morbidity in the three natural regions (coast, highlands and jungle) of the country 2727. Ministerio de Salud. Morbilidad general a nivel nacional. 10 Principales causas de morbilidad según regiones. (K00-K14) Enfermedades de la cavidad bucal, de las glándulas salivales y de los maxilares. [Internet]. Lima: MINSA; 2018 [citado 20 de febrero de 2023]. Disponible en: https://www.minsa.gob.pe/reunis/data/morbilidad_HIS.asp.
https://www.minsa.gob.pe/reunis/data/mor... . The health emergency caused by the COVID-19 pandemic has aggravated the oral health of the Peruvian population. The restrictions on access to health services, especially dental care, adopted to mitigate contagion 2828. Decreto Supremo que modifica el artículo 3 del Decreto Supremo N.° 051-2020-PCM, que prorroga el Estado de Emergencia Nacional declarado mediante Decreto Supremo N.° 044-2020-PCM, por las graves circunstancias que afectan la vida de la nación a consecuencia del COVID-19, D.S. N.° 061-2020-PCM. Diario El Peruano [Internet]. Lima, Perú. 6 abril 2020 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-061-2020-pcm-1865425-2/.
https://busquedas.elperuano.pe/normasleg...
29. Decreto Supremo que modifica el Artículo 3 del Decreto Supremo N.° 051-2020-PCM, que prorroga el Estado de Emergencia Nacional declarado mediante Decreto Supremo N.° 044-2020-PCM, por las graves circunstancias que afectan la vida de la nación a consecuencia del COVID-19, D.S. N.° 053-2020-PCM. Diario El Peruano [Internet]. 30 marzo 2020 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-053-2020-pcm-1865243-1/.
https://busquedas.elperuano.pe/normasleg...
30. Decreto Supremo que modifica el Artículo 3 del Decreto Supremo N.° 051-2020-PCM, que prorroga el Estado de Emergencia Nacional declarado mediante Decreto Supremo N.° 044-2020-PCM, por las graves circunstancias que afectan la vida de la nación a consecuencia del COVID-19, D.S. N.° 057-2020-PCM. Diario El Peruano [Internet]. Lima, Perú. 2 abril 2020 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-057-2020-pcm-1865326-2/.
https://busquedas.elperuano.pe/normasleg... -3131. Decreto Supremo que modifica el Artículo 4 del Decreto Supremo N.° 044-2020-PCM, por las graves circunstancias que afectan la vida de la nación a consecuencia del COVID-19, D.S. N.° 058-2020-PCM. Diario El Peruano [Internet]. Lima, Perú. 2 abril 2020 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-4-del-decreto-supre-decreto-supremo-no-058-2020-pcm-1865326-1/.
https://busquedas.elperuano.pe/normasleg... showed the need for the identification and implementation of new health interventions, guidelines and public policies in the field of oral health, taking into account the current context. Therefore, the “National Oral Health Research Priorities 2022-2026” 1818. Resolución Ministerial que aprueba las "Prioridades Nacionales de Investigación en Salud Bucal 2022-2026", R.M. N.° 262-2022/MINSA. Diario El Peruano [Internet]. Lima, Perú. 30 marzo 2022 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/aprueban-las-prioridades-nacionales-de-investigacion-en-sal-resolucion-ministerial-no-262-2022minsa-2054225-1/.
https://busquedas.elperuano.pe/normasleg... have a transcendental role in guiding future research on oral health and will in turn serve to redefine policies and establish and/or reformulate more effective programs 3232. Salicrup LA, Cuervo LG, Cano Jiménez R, Salgado de Snyder N, Becerra F. Fomentar la investigación en la salud mediante la gobernanza de la investigación. Rev Panam Salud Pública. 2019;43:1-6. doi: 10.26633/RPSP.2019.305.
https://doi.org/10.26633/RPSP.2019.305... that will contribute to the improvement of the health system 3333. Crall JJ, Vujicic M. Children's Oral Health: Progress, Policy Development, And Priorities For Continued Improvement. Health Aff. 2020;39(10):1762-9. doi: 10.1377/hlthaff.2020.00799.
https://doi.org/10.1377/hlthaff.2020.007... , in accordance with Law No. 31540, which declares the formulation and implementation of the national oral health policy to be of national interest and public necessity 3434. Ley que establece el 12 de abril de cada caño como el día nacional de la promoción y protección bucal infantil y declara de interés nacional y necesidad pública la formulación y ejecución de la política nacional de salud bucal, Ley N.° 31540. Diario El Peruano [Internet]. Lima, Perú. 3 agosto 2022 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/ley-que-establece-el-12-de-abril-de-cada-ano-como-el-dia-nac-ley-n-31540-2092332-1/.
https://busquedas.elperuano.pe/normasleg... .
LESSONS LEARNED, PERSPECTIVES AND RECOMMENDATIONS
It should also be noted that during this process, decision-makers in the public management of oral health at both central and regional levels, who may change according to the political context, were considered as actors; therefore, it was important to have the vision of the academia, represented by professionals who evidence the conduct of research.
It is relevant to understand the social context in which the process was carried out, since there were some restrictions for face-to-face coordination due to the COVID-19 pandemic. All coordination and activities were carried out virtually, which did not guarantee full participation of the initially considered actors; however, all actors in all stages and phases of the process participated, which allowed having different points of view.
Regarding the conduct of the process by the SUDENT team, it should be noted that all actions involving changes in the proposals were carried out under consensus and subsequently reviewed in the subsequent stage for acceptance.
The process complied with the guidelines established in the Methodological Guide of the DIIS 99. Instituto Nacional de Salud. Oficina General de Investigación y Transferencia Tecnológica. Guía Metodológica para el establecimiento de las Prioridades Nacionales de Investigación 2016-2021 [Internet]. Lima: Instituto Nacional de Salud; 2016 [citado 20 de febrero de 2023]. Disponible en: https://web.ins.gob.pe/sites/default/files/Archivos/ogitt/prioridades/6a%20Gu%C3%ADa%20metodol%C3%B3gica%20para%20el%20establecimiento%20de%20las%20Prioridades%20Nacionales.pdf.
https://web.ins.gob.pe/sites/default/fil... under the technical advice of the DIIS (which has carried out previous processes of identification of national health research priorities). Therefore, pre-publication of the list of priorities was not possible because throughout the process, criticism and recommendations were received from the invited key actors, whose contributions and comments were openly valued. However, the omission of pre-publication, as well as the declaration of conflicts of interest, could be considered as limitations.
Another limitation in this process was related to the difficulties of the key actors to continually participate in all phases and activities, which was related to aspects of time availability; however, it should be noted that this difficulty was mitigated to a greater extent by conducting the process virtually. Regarding the varying participation rate, we must recognize potential participation bias due to voluntariness, which could represent a potential motivation that was not declared as a conflict of interest and could not be identified or noticed.
Selection bias is also a possibility, given that although the list of researchers with RENACYT code (30 researchers according to the download date) was used to contact the key actors of the group that represents the researchers, and although most of them provided their email address, not all of them could be reached. Therefore, they were contacted through their contact network, social networks and/or WhatsApp; however, some did not respond, the line was out of service, or they were not available. In view of this situation, dental surgeons who work as teachers and direct the development of research protocols at universities were included. Specialists, who apply the results of the research directly on the patient were also included. Therefore, the representativeness of the oral health scientific community may have been affected.
In conclusion, this article has described the process followed for the identification, for the first time, of the Oral Health Research Priorities in Peru, which are valid from 2022 to 2026 and will guide the development of research that will be used as evidence for decision-making in oral health, in the hope that this process will serve as a model for the identification of a new list of research priorities in this field, being perfected each time.
After identifying priorities on the basis on the National Multisectoral Health Policy 2030 3535. Decreto Supremo que aprueba la Política Nacional Multisectorial de Salud al 2030 "Perú, País Saludable", D.S. N.°026-2020-SA [Internet]. Lima, Perú; 2020 [citado 20 de febrero de 2023]. Disponible en: https://cdn.www.gob.pe/uploads/document/file/1272348/Pol%C3%ADtica%20Nacional%20Multisectorial%20de%20Salud%20al%202030.pdf?v=1598736848.
https://cdn.www.gob.pe/uploads/document/... , the published report on Global Oral Health by the World Health Organization ratified that oral health requires urgent action and highlights the challenges and opportunities for oral health 3636. Organización Mundial de la Salud. Informe sobre la situación mundial de la salud bucodental: hacia la cobertura sanitaria universal para la salud bucodental de aquí a 2030. Resumen ejecutivo. [Internet]. Ginebra: OMS; 2022. [citado 20 de febrero de 2023]. Disponible en: https://iris.who.int/bitstream/handle/10665/364907/9789240061880-spa.pdf?sequence=1.
https://iris.who.int/bitstream/handle/10... that should be considered for research aligned with the priorities identified during this process.
We call on all oral health research professionals to contribute to the development of Peruvian scientific production framed within these priorities, thus contributing with scientific evidence that will support solid public policies for the benefit of Peruvian society. In addition, we recommend the DIIS to evaluate the relevance of incorporating the pre-publication of results and the declaration of conflicts of interest as part of the methodology for future processes.
Similarly, it is necessary to promote the implementation of the National Priorities for Oral Health Research in the academia, in order to encourage its development in universities throughout the country; this will also allow the competent bodies to include the topic of oral health in the competitive funds encouraging researchers to develop research that require a larger budget, such as clinical trials and technological innovations, considering the importance of funding for research of the highest quality, taking the National Institutes of Health as a model 3737. National Institutes of Health. Setting Research Priorities at National Institutes of Health. [Internet]. Bethesda: NIH; 1997. [citado 20 de febrero de 2023]. Disponible en: https://collections.nlm.nih.gov/ext/dw/101644749/PDF/101644749.pdf.
https://collections.nlm.nih.gov/ext/dw/1... . The priorities identified in terms of their approach represent a macro level for the planning and management of oral health research, which should help public and private institutions, as well as the academia, in order to formulate research topics/lines/ideas, which in a more specific way will promote the formulation of research questions that are aligned with the needs to generate evidence and guarantee an adequate use of the limited resources available.
Acknowledgements
To all the Peruvian dental surgeons who participated as key actors and contributed to the identification of the National Priorities in Oral Health Research. To DS. Katherine Núñez López for supporting us in the organization of the workshops, the validation of the prioritization methodology and for being our liaison with the DIIS technical team. To DS. Martha Gutiérrez Aguado for her support as facilitator of the prioritization workshops. To DS. Rubén Aguirre Ipenza for his suggestions, comments and contributions to this manuscript. To the DIIS, especially to MD. Elías Wilfredo Salinas Castro, MD. Joel Roque Henríquez and Lic. Maricela Curisinche Rojas for their advice in adapting the prioritization methodology.
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» https://doi.org/10.4103/jehp.jehp_288_18 - 25Ministério da Saúde. Agenda Nacional de Prioridades de Pesquisa em Saúde Agenda Nacional de Prioridades de Pesquisa em Saúde [Internet]. Brasilia: Ministério da Saúde; 2015 [citado 20 de febrero de 2023]. Disponible en: https://bvsms.saude.gov.br/bvs/publicacoes/agenda_nacional_prioridades_2ed_4imp.pdf
» https://bvsms.saude.gov.br/bvs/publicacoes/agenda_nacional_prioridades_2ed_4imp.pdf - 26Hugo FN, Kassebaum NJ, Marcenes W, Bernabé E. Role of Dentistry in Global Health: Challenges and Research Priorities. J Dent Res. 2021;100(7):681-5. doi: 10.1177/0022034521992011.
» https://doi.org/10.1177/0022034521992011 - 27Ministerio de Salud. Morbilidad general a nivel nacional. 10 Principales causas de morbilidad según regiones. (K00-K14) Enfermedades de la cavidad bucal, de las glándulas salivales y de los maxilares. [Internet]. Lima: MINSA; 2018 [citado 20 de febrero de 2023]. Disponible en: https://www.minsa.gob.pe/reunis/data/morbilidad_HIS.asp
» https://www.minsa.gob.pe/reunis/data/morbilidad_HIS.asp - 28Decreto Supremo que modifica el artículo 3 del Decreto Supremo N.° 051-2020-PCM, que prorroga el Estado de Emergencia Nacional declarado mediante Decreto Supremo N.° 044-2020-PCM, por las graves circunstancias que afectan la vida de la nación a consecuencia del COVID-19, D.S. N.° 061-2020-PCM. Diario El Peruano [Internet]. Lima, Perú. 6 abril 2020 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-061-2020-pcm-1865425-2/
» https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-061-2020-pcm-1865425-2/ - 29Decreto Supremo que modifica el Artículo 3 del Decreto Supremo N.° 051-2020-PCM, que prorroga el Estado de Emergencia Nacional declarado mediante Decreto Supremo N.° 044-2020-PCM, por las graves circunstancias que afectan la vida de la nación a consecuencia del COVID-19, D.S. N.° 053-2020-PCM. Diario El Peruano [Internet]. 30 marzo 2020 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-053-2020-pcm-1865243-1/
» https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-053-2020-pcm-1865243-1/ - 30Decreto Supremo que modifica el Artículo 3 del Decreto Supremo N.° 051-2020-PCM, que prorroga el Estado de Emergencia Nacional declarado mediante Decreto Supremo N.° 044-2020-PCM, por las graves circunstancias que afectan la vida de la nación a consecuencia del COVID-19, D.S. N.° 057-2020-PCM. Diario El Peruano [Internet]. Lima, Perú. 2 abril 2020 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/decreto-supremo-que-modifica-el-articulo-3-del-decreto-supre-decreto-supremo-no-057-2020-pcm-1865326-2/
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» https://doi.org/10.26633/RPSP.2019.305 - 33Crall JJ, Vujicic M. Children's Oral Health: Progress, Policy Development, And Priorities For Continued Improvement. Health Aff. 2020;39(10):1762-9. doi: 10.1377/hlthaff.2020.00799.
» https://doi.org/10.1377/hlthaff.2020.00799 - 34Ley que establece el 12 de abril de cada caño como el día nacional de la promoción y protección bucal infantil y declara de interés nacional y necesidad pública la formulación y ejecución de la política nacional de salud bucal, Ley N.° 31540. Diario El Peruano [Internet]. Lima, Perú. 3 agosto 2022 [citado 20 de febrero de 2023]. Disponible en: https://busquedas.elperuano.pe/normaslegales/ley-que-establece-el-12-de-abril-de-cada-ano-como-el-dia-nac-ley-n-31540-2092332-1/
» https://busquedas.elperuano.pe/normaslegales/ley-que-establece-el-12-de-abril-de-cada-ano-como-el-dia-nac-ley-n-31540-2092332-1/ - 35Decreto Supremo que aprueba la Política Nacional Multisectorial de Salud al 2030 "Perú, País Saludable", D.S. N.°026-2020-SA [Internet]. Lima, Perú; 2020 [citado 20 de febrero de 2023]. Disponible en: https://cdn.www.gob.pe/uploads/document/file/1272348/Pol%C3%ADtica%20Nacional%20Multisectorial%20de%20Salud%20al%202030.pdf?v=1598736848
» https://cdn.www.gob.pe/uploads/document/file/1272348/Pol%C3%ADtica%20Nacional%20Multisectorial%20de%20Salud%20al%202030.pdf?v=1598736848 - 36Organización Mundial de la Salud. Informe sobre la situación mundial de la salud bucodental: hacia la cobertura sanitaria universal para la salud bucodental de aquí a 2030. Resumen ejecutivo. [Internet]. Ginebra: OMS; 2022. [citado 20 de febrero de 2023]. Disponible en: https://iris.who.int/bitstream/handle/10665/364907/9789240061880-spa.pdf?sequence=1
» https://iris.who.int/bitstream/handle/10665/364907/9789240061880-spa.pdf?sequence=1 - 37National Institutes of Health. Setting Research Priorities at National Institutes of Health. [Internet]. Bethesda: NIH; 1997. [citado 20 de febrero de 2023]. Disponible en: https://collections.nlm.nih.gov/ext/dw/101644749/PDF/101644749.pdf
» https://collections.nlm.nih.gov/ext/dw/101644749/PDF/101644749.pdf
Funding.
The activities related to the preparation of this manuscript were funded by the National Institute of Health and the Oral Health Directorate of the Peruvian Ministry of Health.
Material suplementario.
Cite as:
Echevarria-Goche A, Solis-Sánchez G, Tuesta-Orbe LV, Andamayo-Flores C, Vidal-Anzardo M. National priorities for oral health research, Peru 2022-2026: process, experiences and perspectives. Rev Peru Med Exp Salud Publica.2023;40(3):354-63. doi: 10.17843/rpmesp.2023.403.12082.
Publication Dates
- Publication in this collection
17 Nov 2023 - Date of issue
Jul-Sep 2023
History
- Received
06 Sept 2022 - Accepted
21 June 2023