SARS-CoV-2 vaccines–induced thrombotic thrombocytopenia: should we consider immuno-hypersensitivity?

Rine Christopher Reuben Lillian Yami Adogo About the authors

ABSTRACT

The coronavirus disease 2019 (COVID-19) pandemic is significantly causing unprecedented clinical, socioeconomic, and public health challenges globally. The successful global administration of effective, safe and sustainable vaccine(s) is widely believed to be crucial in mitigating as well as preventing COVID-19. However, the rising cases of severe adverse events following immunization (AEFI) with COVID-19 vaccines including thrombosis, thrombocytopenia, and in some instances, death have created serious global concerns and could enormously contribute to vaccine hesitancy. Although the complete underlying pathophysiology and immunopathology of the COVID-19 vaccines related to AEFI, including thrombosis and/or anaphylaxis, are yet to be determined, exploring possible immuno-hypersensitivity could be crucial in the mechanisms associated with these reactions, thereby mitigating their occurrences as well as restoring confidence in vaccine administration for a COVID-19 free world.

COVID-19, prevention & control; SARS-CoV-2, immunology; COVID-19 Vaccines; Immunogenicity, Vaccine; Embolism and Thrombosis

INTRODUCTION

Safe, secure, and viable vaccines are pivotal and sustainable to lessening and mitigating the devastating socioeconomic and health impacts of the current coronavirus disease 2019 (COVID-19) pandemic globally. Vaccines against the coronavirus (SARS-CoV-2) are the foremost critical countermeasure to fight the COVID-19 pandemic. By June 2021, at least 12 different COVID-19 vaccines were licensed or received approval for emergency use, and are currently administered in different countries: two RNA-based vaccines (Pfizer–BioNTech, and Moderna), four non-replicating adenovirus-vector based vaccines (Astra-Zeneca, Johnson & Johnson/Janssen, Gamaleya, and CanSino), four inactivated virus vaccines (Sinopharma, Sinovac, Sinopharma-Wuhan and Bharat Biotech) and two protein vaccines (Novavax and Vector Institute), respectively11. World Health Organization. Statement of the WHO Global Advisory Committee on Vaccine Safety (GACVS) COVID-19 subcommittee on safety signals related to the AstraZeneca COVID-19 vaccine. Geneva (CH): WHO; 2020 [cited 2021 Apr 16]. Available from: https://www.who.int/news/item/19-03-2021-statement-of-the-who-global-advisory-committee-on-vaccine-safety-(gacvs)-covid-19-subcommittee-on-safety-signals-related-to-the-astrazeneca-covid-19-vaccine
https://www.who.int/news/item/19-03-2021...
.

Adverse Events Following Immunization (AEFI) with COVID-19 Vaccines

Over one billion dosages of the COVID-19 vaccines have been administered across more than 100 countries according to the data collected by Bloomberg Vaccine Tracker. However, current reports of AEFI with COVID-19 vaccines have raised concerns and questions about their safety in humans33. Leek TKBV, Chan ES, Connors ES, Derfalvi B, Ellis AK, Upton JEM, et al. COVID-19 vaccine testing & administration guidance for allergists/immunologists from the Canadian Society of Allergy and Clinical Immunology (CSACI). Allergy Asthma Clin Immunol. 2021;17:29. https://doi.org/10.1186/s13223-021-00529-2
https://doi.org/10.1186/s13223-021-00529...
,44. Bloomberg Vaccine Tracker. New York; 2021 [cited 2021 Apr 26]. Available from: https://www.bloomberg.com/graphics/covid-vaccine-tracker-global-distribution/?cmpid= socialflow-twitter-business&utm_medium=social&utm_campaign=socialflow-organic&utm_content=business&utm_source=twitter
https://www.bloomberg.com/graphics/covid...
. Beginning in late February, 2021, cases of unusual thrombotic events in association with thrombocytopenia were observed in patients after vaccination with the ChAdOx1 nCoV-19, AstraZeneca vaccine, and the Johnson & Johnson/Janssen COVID-19 Vaccine55. Greinacher A, Thiele T, Warkentin TE, Weisser K, Kyrle PA, Eichinger S. Thrombotic thrombocytopenia after ChAdOx1 nCov-19 vaccination. N Engl J Med. 2021;384:2092-2101. https://doi.org/10.1056/NEJMoa2104840
https://doi.org/10.1056/NEJMoa2104840...
.

As of Tuesday, April 20th, 2021, the European Medicines Agency (EMA), a body in charge of the drug regulation in Europe, had reported more than 300 cases of rare blood clotting incidents along with low platelet counts worldwide after the use of COVID-19 vaccines. Based on the report, there were 287, 8, 25 and 5 cases of AEFI due to AstraZeneca, Johnson & Johnson’s, Pfizer and Moderna COVID-19 vaccines, respectively88. European Medicines Agency. COVID-19: latest updates. Amsterdam (NL): EMA; 2021 [cited 2021 May 1]. Available from: https://www.ema.europa.eu/en/human-regulatory/overview/public-health-threats/coronavirus-disease-covid-19/covid-19-latest-updates
https://www.ema.europa.eu/en/human-regul...
. Similarly, 79 cases of rare blood clots with low platelets were also reported, along with 19 deaths in the UK out of over 20 million people who have been vaccinated with the AstraZeneca vaccine99. Mahase E. AstraZeneca vaccine: blood clots are “extremely rare and benefits outweigh risks, regulators conclude. BMJ. 2021;373:n931. https://doi.org/10.1136/bmj.n931
https://doi.org/10.1136/bmj.n931...
. Initially, EMA and UK’s Medicines and Healthcare Regulatory Agency (MHRA), in reaction to the cases of rare blood clots and low blood platelets, stated the possibility of rare side effects due to the AstraZeneca vaccine, but could not, as of that time, establish a causal nexus99. Mahase E. AstraZeneca vaccine: blood clots are “extremely rare and benefits outweigh risks, regulators conclude. BMJ. 2021;373:n931. https://doi.org/10.1136/bmj.n931
https://doi.org/10.1136/bmj.n931...
,1010. European Medicines Agency Medicines and Healthcare products Regulatory Agency. Expert reaction to statements from MHRA and EMA in relation to the AstraZeneca vaccine and rare blood clots and low blood platelets. London (UK): Science Media Centre; 2021 [cited 2021 Apr 26]. Available from: https://www.sciencemediacentre.org/expert-reaction-to-statements-from-mhra-and-ema-in-relation-to-the-astrazeneca-vaccine-and-rare-blood-clots-and-low-blood-platelets/
https://www.sciencemediacentre.org/exper...
.

Also, the American Centers for Disease Control and Prevention (CDC) have reported cases of blood clots involving blood vessels in the abdomen, brain, and legs along with low platelet counts in some individuals who received Janssen COVID-19 Vaccine after about 1–2 weeks post-vaccination77. Centers for Disease Control and Prevention (US). Interim clinical considerations for use of COVID-19 vaccines currently authorized in the United States. Atlanta, GA; CDC; 2021 [cited 2021 May 1]. Available from: https://www.cdc.gov/vaccines/covid-19/info-by-product/clinical-considerations.html#footnote-03
https://www.cdc.gov/vaccines/covid-19/in...
. The clots became notable because some have occurred in unusual and deadly locations, such as in the veins that drain the brain (known as cerebral venous sinus thrombosis) and the abdomen (known as splanchnic vein thrombosis)77. Centers for Disease Control and Prevention (US). Interim clinical considerations for use of COVID-19 vaccines currently authorized in the United States. Atlanta, GA; CDC; 2021 [cited 2021 May 1]. Available from: https://www.cdc.gov/vaccines/covid-19/info-by-product/clinical-considerations.html#footnote-03
https://www.cdc.gov/vaccines/covid-19/in...
. We highlight that these reports came from developed countries with good disease reporting systems. Whereas millions of COVID-19 vaccine doses are concurrently administered in several developing countries, little has yet been reported about such AEFI and blood clotting. This could be attributed to their weak healthcare and disease reporting systems among other concerns.

Presentation of Concerns

Although the administration of some COVID-19 vaccines, especially AstraZeneca, was briefly halted in several (European) countries due to severe AEFI88. European Medicines Agency. COVID-19: latest updates. Amsterdam (NL): EMA; 2021 [cited 2021 May 1]. Available from: https://www.ema.europa.eu/en/human-regulatory/overview/public-health-threats/coronavirus-disease-covid-19/covid-19-latest-updates
https://www.ema.europa.eu/en/human-regul...
,1111. Noack R. Denmark and Norway suspend AstraZeneca covid vaccine over blood clot concerns, even as European regulator maintains it is safe. The Washington Post. 2021 March 11 [cited 2021 May 2]. Available from: https://www.washingtonpost.com/gdpr-consent/?next_url=https%3a%2f%2fwww.washingtonpost.com%2fworld%2fdenmark-temporarily-suspends-astrazeneca-vaccine-even-as-european-regulator-maintains-it-is-safe%2f2021%2f03%2f11%2fd48662e8-8267-11eb-be22-32d331d87530_story.html
https://www.washingtonpost.com/gdpr-cons...
,1212. Gascón BM. Bulgaria, Romania order halt to AstraZeneca vaccines. Balkan Insight. 2021 March 12 [cited 2021 Mar 4]. Available from: https://balkaninsight.com/2021/03/12/bulgaria-romania-order-halt-to-astrazeneca-vaccines/
https://balkaninsight.com/2021/03/12/bul...
, the WHO and EMA stated that, despite the potential risks, the benefits of using the vaccine still outweigh the risks, hence, vaccination should continue11. World Health Organization. Statement of the WHO Global Advisory Committee on Vaccine Safety (GACVS) COVID-19 subcommittee on safety signals related to the AstraZeneca COVID-19 vaccine. Geneva (CH): WHO; 2020 [cited 2021 Apr 16]. Available from: https://www.who.int/news/item/19-03-2021-statement-of-the-who-global-advisory-committee-on-vaccine-safety-(gacvs)-covid-19-subcommittee-on-safety-signals-related-to-the-astrazeneca-covid-19-vaccine
https://www.who.int/news/item/19-03-2021...
,88. European Medicines Agency. COVID-19: latest updates. Amsterdam (NL): EMA; 2021 [cited 2021 May 1]. Available from: https://www.ema.europa.eu/en/human-regulatory/overview/public-health-threats/coronavirus-disease-covid-19/covid-19-latest-updates
https://www.ema.europa.eu/en/human-regul...
. These side effects have been observed to be more prevalent among young people than among older adults. Maheshi and colleagues1313. Ramasamy MN, Minassian AM, Ewer KJ, Flaxman AL, Folegatti PM, Owens DR, et al. Safety and immunogenicity of ChAdOx1 nCoV-19 vaccine administered in a prime-boost regimen in young and old adults (COV002): a single-blind, randomised, controlled, phase 2/3 trial. Lancet. 2020;396(10267):1979-93. https://doi.org/10.1016/S0140-6736(20)32466-1
https://doi.org/10.1016/S0140-6736(20)32...
reported a lower reactogenicity profile in older adults that received the ChAdOx1 nCoV-19 vaccine. Given this, some countries have announced that the administration of the vaccine in people aged 50 and above should continue until a new report is obtained1414. Australian Technical Advisory Group on Immunisation. ATAGI statement on AstraZeneca vaccine in response to new vaccine safety concerns. Canberra (AUS): Australian Government, Department of Health; 2021 [cited 2021 Apr 8]. Available from: https://www.health.gov.au/news/atagi-statement-on-astrazeneca-vaccine-in-response-to-new-vaccine-safety-concerns
https://www.health.gov.au/news/atagi-sta...
,1515. Germany restricts use of AstraZeneca vaccine to over 60s in most cases. Bonn (DE); DW: 2021 [cited 2021 Mar 30]. Available from: https://www.dw.com/en/germany-restricts-use-of-astrazeneca-vaccine-to-over-60s-in-most-cases/a-57049301
https://www.dw.com/en/germany-restricts-...
.

Apart from the different self-reported cases and/or media reports, recent studies have also reported AEFI with COVID-19 vaccines, including cases of thrombocytopenia and bleeding without thrombosis, as well as cases of thrombosis without thrombocytopenia reported among individuals who received RNA-based COVID-19 vaccines; Pfizer–BioNTech and Moderna, and also vaccine-induced thrombotic-thrombocytopenia (VITT) following the administration of adenovirus-vector based vaccines; Astra-Zeneca, J&J1616. Blumenthal KG, Robinson LB, Camargo Jr CA, Shenoy ES, Banerji A, Landman AB,, et al. Acute allergic reactions to mRNA COVID-19 vaccines. JAMA. 2021;325(15):1562-5. https://doi.org/10.1001/jama.2021.3976
https://doi.org/10.1001/jama.2021.3976...
. To understand the possible mechanisms involved in the development of thrombotic thrombocytopenia among patients who received the AstraZeneca vaccine, some researchers1717. Kragholm K, Sessa M, Mulvad T, Andersen MP, Collatz-Christensen H, Blomberg SN, et al. (2021). Thrombocytopenia after COVID-19 vaccination. J Autoimmun. 123:102712. https://doi.org/10.1016/j.jaut.2021.102712
https://doi.org/10.1016/j.jaut.2021.1027...
,1818. Schultz NH, Sørvoll IH, Michelsen AE, Munthe LA, Fridtjof L, Lund-Johansen F, et al. Thrombosis and thrombocytopenia after ChAdOx1nCoV-19 vaccination. N Engl J Med. 2021;384:2124-30. https://doi.org/10.1056/nejmoa2104882
https://doi.org/10.1056/nejmoa2104882...
recently reported severe and simultaneous blood clots and reduced platelets counts as immune-mediated response characterizing AstraZeneca vaccine-associated thrombotic thrombocytopenia.

Immunologically mediated hypersensitivity reactions following vaccine administration are not unusual, they are often uncomplicated, self-limiting, and sometimes not reproducible on re-exposure1919. Dreskin SC, Halsey NA, Kelso JM, Wood RA, Hummell DS, Edwards KM, et al. International Consensus (ICON): allergic reactions to vaccines. World Allergy Organ J. 2016;9(1):32. https://doi.org/10.1186/s40413-016-0120-5
https://doi.org/10.1186/s40413-016-0120-...
,2020. McNeil MM, DeStefano F. Vaccine-associated hyper-sensitivity. J Allergy Clin Immunol. 2018;141(2):463-72. https://doi.org/10.1016/j.jaci.2017.12.971
https://doi.org/10.1016/j.jaci.2017.12.9...
. Althoughmost vaccines have the potential to trigger different immuno-hypersensitivity reactions2020. McNeil MM, DeStefano F. Vaccine-associated hyper-sensitivity. J Allergy Clin Immunol. 2018;141(2):463-72. https://doi.org/10.1016/j.jaci.2017.12.971
https://doi.org/10.1016/j.jaci.2017.12.9...
, complicated and severe post-vaccination immunologically-mediated hypersensitivity reactions, including blood clotting, are rare. Furthermore, the rising cases of COVID-19 vaccines AEFI globally could create serious concerns and enormously contribute to vaccine hesitancy worldwide.

Immune thrombocytopenia (ITP) often occurs when antibodies directly act against platelets. These autoantibodies attack platelets (including juvenile platelets) and usually clear them faster than in normal people, hence significantly reducing the platelet counts, and in more severe forms, bleeding symptoms. Over the years, rare cases of ITP have been associated with some infections, drugs, and vaccines2121. Bertuola F, Morando C, Menniti-Ippolito F, Da Cas R, Capuano A, Perilongo G, et al. Association between drug and vaccine use and acute immune thrombocytopenia in childhood: a case-control study in Italy. Drug Saf. 2010;33(1):65-72. https://doi.org/10.2165/11530350-000000000-00000
https://doi.org/10.2165/11530350-0000000...
. In recent reports, almost all the patients that presented post-COVID-19 vaccines thrombosis had high levels of antibodies to platelet factor 4 (PF4)–polyanion complexes identified by ELISA as well as other platelet-based activation assays2424. Cines DB, Bussel JB. SARS-CoV-2 vaccine-induced immune thrombotic thrombocytopenia [editorial]. N Engl J Med. 2021;384:2254-6. https://doi.org/10.1056/NEJMe2106315
https://doi.org/10.1056/NEJMe2106315...
,2525. Hundelshausen P, Lorenz R, Siess W, Weber C. Vaccine-induced immune thrombotic thrombocytopenia (VITT): targeting pathomechanisms with Bruton tyrosine kinase inhibitors. Thromb Haemost. 2021 Apr13. https://doi.org/10.1055/a-1481-3039. Epub ahead of print.
https://doi.org/10.1055/a-1481-3039...
. Therefore, since the constellation of post-COVID-19 vaccines thrombosis and thrombocytopenia, as revealed by clinical diagnoses, are yet to be fully understood, detailed mechanisms of immune system hyper reactions due to these vaccines would need to be explored extensively.

Whilst patients who reported thrombosis due to COVID-19 vaccines probably had no history of heparin therapy, proinflammatory cytokines such as interleukin-6 (IL-6), interleukin-1 (IL-1), and tumor necrosis factor-α (TNF-α) may be responsible for the spontaneous formation of platelet-activating anti-PF4/heparin antibodies similar to those formed in heparin-induced thrombocytopenia2626. Warkentin TE, Makris M, Jay RM, Kelton JG. A spontaneous prothrombotic disorder resembling heparin-induced thrombocytopenia. Am J Med. 2008;121(7):632-6. https://doi.org/10.1016/j.amjmed.2008.03.012
https://doi.org/10.1016/j.amjmed.2008.03...
. Proinflammatory cytokines are known to activate the coagulation system and further play a vital role in the down-regulation of important physiological anticoagulant pathways. These mechanisms have anti-inflammatory activities that cause up- and down-regulation of antithrombotic functions2727. Esmon CT. The interactions between inflammation and coagulation. Br J Haematol. 2005;131(4):417-30. https://doi.org/10.1111/j.1365-2141.2005.05753.x
https://doi.org/10.1111/j.1365-2141.2005...
,2828. Levi M, Poll T. Coagulation in patients with severe sepsis. Semin Thromb Hemost. 2015;41(1):9-15. https://doi.org/10.1055/s-0034-1398376
https://doi.org/10.1055/s-0034-1398376...
. Toll-Like Receptors (TLRs) are a subclass of the pattern recognition receptor family that enhances the innate immune response against a wide range of molecules. TLRs are a major component of the innate immune system due to their capacity to effectively trigger inflammatory pathways and they are found on certain cells such as endothelial cells, platelets, and antigen-presenting cells2929. Sabroe I, Parker LC, Dower SK, Whyte MKB. The role of TLR activation in inflammation. J Pathol. 2008;214(2):126-35. https://doi.org/10.1002/path.2264
https://doi.org/10.1002/path.2264...
. The mechanisms by which the TLRs contribute to thrombosis are not fully understood. Notwithstanding, some studies on TLR2 and TLR4 in models of thrombosis have shown some possible association between TLRs, coagulation, and thrombosis3030. Laplante P, Fuentes R, Salem D, Subang R, Gillis MA, Hachem A, et al. Antiphospholipid antibody-mediated effects in an arterial model of thrombosis are dependent on Toll-like receptor 4. Lupus. 2016;25(2):162-76. https://doi.org/10.1177/0961203315603146
https://doi.org/10.1177/0961203315603146...
,3131. Yang X, Li L, Liu J, Lv B, Chen F. Extracellular histones induce tissue factor expression in vascular endothelial cells via TLR and activation of NF-kB and AP1. Thromb Res. 2016;137:211-8. https://doi.org/10.1016/j.thromres.2015.10.012
https://doi.org/10.1016/j.thromres.2015....
. Hence, the role of TLRs and their likely hypersensitivity reactions should be explored in the quest to decipher the cause of post-COVID-19 vaccination thrombosis.

It is crucial to realize that as current knowledge about corona virus biology evolves, our current understanding of SARS-CoV-2, COVID-19 pandemic, and various intervention measures including vaccine development and administration would keep advancing and changing as well. In order to halt the pandemic, science has been embroiled with uncertainties both in understanding COVID-19 spread and epidemiology, and also the outcomes of vaccine interventions at the individual and population levels. With all the uncertainties surrounding the COVID-19 vaccines, AEFI in individuals across age and gender, and the totality of the immune system involvement especially IgE in all the reported AEFI to the available mRNA COVID-19 vaccines is yet to be fully elucidated. In addition, the overall underlying pathophysiology and immunopathology of a case series or population-based study of the COVID-19 vaccine AEFI including thrombosis and/or anaphylaxis are yet to be determined and reported.

Diagnosing vaccine related AEFI need to be differential and encompassing, especially in a pandemic situation. With the increasing cases of AEFI due to COVID-19 vaccines, it is timely to consider immune-hypersensitivity and other immune-mediated phenomena, which should be given utmost priority. A better understanding of these AEFI, including thrombosis, along with the immune system and immunopathological continuum, would elucidate the mechanisms involved and further shed light on their control for optimum vaccine performance, hence curtailing the COVID-19 pandemic.

Furthermore, there are speculations that polyethylene glycol (PEG) , a constituent of COVID-19 vaccines, is a definitive allergen3232. Borgsteede S, Geersing TH, Tempels-Pavlica Z. Other excipients than PEG might cause serious hyper-sensitivity reactions in COVID-19 vaccines. Allergy. 2021;76(6):1941-2. https://doi.org/10.1111/all.14774
https://doi.org/10.1111/all.14774...
,3333. Novak N, Akdis C, Cabanillas B. COVID-19 vaccines and the role of other potential allergenic components different from PEG. Authorea [Preprint]. 2021 Jan 25. https://doi.org/10.22541/au.161157257.70920317/v1
https://doi.org/10.22541/au.161157257.70...
. The atomic weight of PEG varies and PEG with higher molecular weight, when present in higher concentration, has been documented to promote allergic reactions3434. Stone Jr CA, Liu Y, Relling MV, Krantz MS, Pratt AL, Abreo A, et al. Immediate hypersensitivity to polyethylene glycols and polysorbates: more common than we have recognized. J Allergy Clin Immunol Pract. 2019;7(5):1533-40.e8. https://doi.org/10.1016/j.jaip.2018.12.003
https://doi.org/10.1016/j.jaip.2018.12.0...
. However the extent and severity of these allergic reactions in humans are yet to be extensively studied.

Conclusion and Future Direction

Our current understanding of the evolving events regarding the approach to COVID-19 vaccines production, administration, as well as the management of AEFI, can be applied to individual, community-based, national, regional, and global measures, including vaccine(s) deferral in efforts toward safe and sustainable mitigation of COVID-19 pandemic. Any approach generally accepted for COVID-19 control and prevention must balance benefits and risks, both in individual and population-based prevention, thereby mitigating risks for AEFI, including immune-hypersensitivity. Understanding these competing and crucial priorities remains a clinical and public health challenge. Nonetheless, with the rising cases of AEFI, including thrombosis and thrombocytopenia associated with COVID-19 vaccinations, it becomes imperative to consider mechanisms related to immune system hypersensitivity.

Furthermore, for individuals with COVID-19 vaccine-associated thrombosis as well as other AEFI, it is important to determine and identify various immunological and pathophysiological mechanisms of such reaction(s). Once immune-hypersensitivity is established among individuals with post-vaccination thrombosis, and they are required to receive additional vaccine dose(s), vaccine desensitization may be undertaken or, split doses of the vaccine may be administered especially in low-risk individuals1919. Dreskin SC, Halsey NA, Kelso JM, Wood RA, Hummell DS, Edwards KM, et al. International Consensus (ICON): allergic reactions to vaccines. World Allergy Organ J. 2016;9(1):32. https://doi.org/10.1186/s40413-016-0120-5
https://doi.org/10.1186/s40413-016-0120-...
. Finally, apart from the active vaccine component (the antigen) which triggers an immune response, other sensitive vaccine constituents including adjuvants, residual protein, preservatives, acid stabilizers, salts, polyethylene glycol as well as other constituents which may induce immune-hypersensitivity should be evaluated in real-time immunopathological trials.

REFERENCES

Publication Dates

  • Publication in this collection
    29 Oct 2021
  • Date of issue
    2021

History

  • Received
    14 May 2021
  • Accepted
    6 July 2021
Faculdade de Saúde Pública da Universidade de São Paulo São Paulo - SP - Brazil
E-mail: revsp@org.usp.br